Annual Statement of Changes in Beneficial Ownership (5)
2020年2月14日 - 6:15AM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
[X]
Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CALI BRIAN J | 2. Issuer Name and Ticker or Trading SymbolFIDELITY D & D BANCORP INC [FDBC] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
1241 DECEMBER DRIVE | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2019 |
(Street)
DUNMORE, PA 18512
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | 12/6/2017 (1) | | P4 | 212.24 | A | (2) | 340258.2781 | D | |
Common Stock | | | | | | | 1033.7973 | I | with children |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | First dividend reinvestment purchase date. See footnote 2 a for complete list of dates. |
(2) | Purchase of dividend reinvestment shares at three (3) brokers as follows (Date Shares/Price per share): Broker (1)- 12/6/17 0.23/$43.04 & 2.763/$43.00, 3/7/18 2.415/$49.49, 6/6/18 2.044/$58.76, 9/6/18 2.027/$59.49, 12/8/18 2.057/$63.76, 3/6/19 2.311/$56.99, 6/6/19 2.151/61.51, 9/6/19 2.286/$58.12 & 12/08/19 2.146/$66.97. Broker (2)- 3/9/18 23.177/$49.30, 6/8/18 19.137/$60.00, 9/10/18 19.5/$59.12, 12/10/18 20.47/$61.26, 3/8/19 22.49/$55.99, 6/10/19 19.877/$63.65, 9/10/19 21.894/$58.09, 12/10/19 20.347/$67.53. Broker (3)- 6/8/18 3.287/$60.60, 9/10/18 3.385/$59.08, 12/10/18 3.559/$61.12, 3/8/19 3.902/$55.98, 6/10/19 3.449/$63.63, 9/10/19 3.804/$57.93 & 12/10/19 3.532/$67.49. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
CALI BRIAN J 1241 DECEMBER DRIVE DUNMORE, PA 18512 | X |
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Signatures
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John Pash | | 2/13/2020 |
**Signature of Reporting Person | Date |
Fidelity D and D Bancorp (NASDAQ:FDBC)
過去 株価チャート
から 6 2024 まで 7 2024
Fidelity D and D Bancorp (NASDAQ:FDBC)
過去 株価チャート
から 7 2023 まで 7 2024