Annual Statement of Changes in Beneficial Ownership (5)
2020年2月14日 - 5:38AM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
[X]
Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
COGNETTI JOHN T | 2. Issuer Name and Ticker or Trading SymbolFIDELITY D & D BANCORP INC [FDBC] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
29 GRAYCE DR | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2019 |
(Street)
DALTON, PA 18414
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Common Stock | | | | | | | 16058 | D | |
Common Stock | 3/8/2019 (1) | | P4 | 1.933 | A | (2) | 7194.58 | I | Spouse and children |
Common Stock | 7/11/2019 | | S4 | 0.936 | D | $65.85 | 7193.644 | I | Spouse and children |
Common Stock | 3/8/2019 (3) | | P4 | 43.177 | A | (4) | 7236.821 | I | Spouse and children |
Common Stock | 7/15/2019 | | S4 | 0.579 | D | $66.75 | 7236.242 | I | Spouse and children |
Common Stock | 6/18/2018 (5) | | P4 | 30.868 | A | (6) | 7267.11 | I | Spouse and children |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | First dividend reinvestment purchase date in 2019. See footnote 2 for complete listing. |
(2) | Dividend Reinvestment purchases at Broker for 2019: 3/8/19 +1.026 shares at $57.46 per share and 6/10/19 +0.907 of a share at $57.73. |
(3) | First dividend reinvestment purchase date in 2019. See footnote 4 for complete listing. |
(4) | Dividend Reinvestment purchases at Broker for 2019: 3/8/19 +22.918 shares at $57.46 per share and 6/10/19 +20.259 shares at $63.63 per share. |
(5) | First dividend reinvestment purchase date. See footnote 6 for complete listing. |
(6) | Dividend reinvestment purchases at broker as follows: 6/8/18 +4.072 shares at $60.60, 9/10/18 +4.194 shares at $59.07, 12/10/18 +4.409 shares at $61.12, 3/8/19 +4.833 shares at $55.99, 6/10/19 +4.273 shares at $63.62, 9/10/19 +4.712 shares at $57.93, 12/10/9 +4.375 shares at $67.50. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
COGNETTI JOHN T 29 GRAYCE DR DALTON, PA 18414 | X |
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Signatures
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John Pash | | 2/13/2020 |
**Signature of Reporting Person | Date |
Fidelity D and D Bancorp (NASDAQ:FDBC)
過去 株価チャート
から 6 2024 まで 7 2024
Fidelity D and D Bancorp (NASDAQ:FDBC)
過去 株価チャート
から 7 2023 まで 7 2024