Current Report Filing (8-k)
2020年3月24日 - 5:16AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
March 20, 2020
Date of Report (Date of earliest event
reported)
EMCORE
CORPORATION
Exact Name of Registrant as Specified
in its Charter
New
Jersey
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001-36632
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22-2746503
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State of Incorporation
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Commission File Number
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IRS Employer Identification
Number
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2015 W. Chestnut Street, Alhambra,
CA 91803
Address of principal executive offices,
including zip code
(626) 293-3400
Registrant's telephone number, including
area code
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b)
of the Act:
Title
of each class
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Trading
symbol(s)
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Name
of each exchange on which registered
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Common Stock, no par value
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EMKR
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The Nasdaq Stock Market LLC (Nasdaq Global Market)
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Indicate
by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act
of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging
growth company ¨
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item
5.07
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Submission of Matters to a Vote of Security Holders.
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(a)
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On March 20, 2020, the Company held its 2020 Annual Meeting
of Shareholders in Pasadena, California.
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(b)
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Below are the voting results for the matters submitted
to the Company's shareholders for a vote at the Annual Meeting:
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(1) The election of
each of the following director nominees to the Company's Board, to each serve a one-year term expiring at the Company’s 2021
annual meeting of shareholders and until their respective successors are duly qualified and elected. The nominees were
each elected as a director with the following votes:
DIRECTOR NOMINEES
Nominee
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Votes For
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Withheld
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Broker Non-Votes
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Rex S. Jackson
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8,907,095
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1,482,182
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7,486,646
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Jeffrey Rittichier
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9,010,696
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1,378,581
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7,486,646
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Bruce E. Grooms
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9,684,042
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705,235
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7,486,646
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Noel Heiks
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9,684,079
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705,198
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7,486,646
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(2) A
proposal to ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year
ending September 30, 2020. This proposal was approved by shareholders with 17,638,954 votes in favor, 119,602 votes
against and 117,367 abstentions.
(3) A
proposal to approve, on an advisory basis, the executive compensation of the Company's Named Executive Officers. This
proposal was approved by shareholders with 9,386,554 votes in favor, 809,377 votes against, 193,346 abstentions and 7,486,646 broker
non-votes.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act
of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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EMCORE CORPORATION
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By:
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/s/ Tom Minichiello
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Dated:
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March 23, 2020
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Name:
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Tom Minichiello
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Title:
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Chief Financial Officer
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EMCORE (NASDAQ:EMKR)
過去 株価チャート
から 7 2024 まで 8 2024
EMCORE (NASDAQ:EMKR)
過去 株価チャート
から 8 2023 まで 8 2024