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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 27, 2023
Chicken
Soup for the Soul Entertainment Inc. |
(Exact Name of Registrant as Specified in Charter) |
Delaware |
|
001-38125 |
|
81-2560811 |
(State or Other Jurisdiction
of Incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification No.) |
132 E. Putnam Avenue, Floor 2W, Cos Cob, CT |
|
06807 |
(Address of Principal Executive Offices) |
|
(Zip Code) |
Registrant’s telephone number, including
area code: (855) 398-0443
N/A |
(Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.
below):
¨ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e 4(c)) |
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
|
Trading symbol(s) |
|
Name of each exchange on which registered |
Class A Common Stock, $0.0001 par value per share |
|
CSSE |
|
The Nasdaq Stock Market LLC |
9.75% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.0001 par value per share |
|
CSSEP |
|
The Nasdaq Stock Market LLC |
9.50% Notes due 2025 |
|
CSSEN |
|
The Nasdaq Stock Market LLC |
Redeemable warrants, each 11.494 warrants exercisable for one share of common stock at an exercise price of $132.18 per share |
|
CSSEL |
|
The Nasdaq Stock Market LLC |
Securities
registered pursuant to Section 12(g) of the Act:
Title of each class |
|
Ticker
symbol(s) |
|
Name
of each exchange on which registered |
Class W Warrants to purchase Class A Common Stock |
|
CSSEW |
|
OTC Markets |
Class Z Warrants to purchase Class A Common Stock |
|
CSSEZ |
|
OTC Markets |
| Item 5.07. | Submission of Matters to a Vote of Security Holders |
On June 27, 2023, Chicken Soup for the Soul Entertainment
Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the
Company’s stockholders considered three proposals: (i) the election of nine directors; (ii) the approval of an amendment to the
Company’s certificate of incorporation; and (iii) the ratification of the appointment of Rosenfield and Company, PLLC as the Company’s
independent registered public accounting firm for the fiscal year ending December 31, 2023. An aggregate of 21,654,998 shares of the Company’s
Class A common stock and 7,654,506 shares of the Company’s Class B common stock, which represents a quorum of the voting power of
the Class A common stock and Class B common stock, voting together as a single class, entitled to vote on the record date of May 12, 2023,
were represented at the Annual Meeting in person (which includes presence at the virtual meeting) or by proxy. Each share of Class A common stock was entitled to one vote and each share of Class B common stock was entitled
to ten votes as prescribed by the Company’s amended and restated certificate of incorporation.
The results of the matters voted upon at the Annual
Meeting are set forth below:
Proposal No. 1 – Election of directors.
The election of each director nominee was approved, as follows
(based on votes cast):
Name | |
For | | |
Authority Withheld | | |
Broker Non-Votes | |
William J. Rouhana, Jr. | |
| 82,494,196 | | |
| 2,443,078 | | |
| 4,359,672 | |
Christopher Mitchell | |
| 83,494,365 | | |
| 1,442,909 | | |
| 4,359,672 | |
Amy L. Newmark | |
| 83,498,696 | | |
| 1,438,578 | | |
| 4,359,672 | |
Fred M. Cohen | |
| 82,117,843 | | |
| 2,819,431 | | |
| 4,359,672 | |
Cosmo DeNicola | |
| 83,498,649 | | |
| 1,438,625 | | |
| 4,359,672 | |
Martin Pompadur | |
| 82,114,988 | | |
| 2,822,286 | | |
| 4,359,672 | |
Christina Weiss Lurie | |
| 83,498,602 | | |
| 1,438,672 | | |
| 4,359,672 | |
Diana Wilkin | |
| 83,413,987 | | |
| 1,523,287 | | |
| 4,359,672 | |
Vikram Somaya | |
| 82,114,508 | | |
| 2,822,766 | | |
| 4,359,672 | |
Proposal
No. 2 – Amendment of the Company’s Certificate of Incorporation.
The amendment to our existing amended and restated certificate of incorporation
to reflect new Delaware law provisions regarding officer exculpation as described in our proxy statement, was approved, as follows (based
on votes cast):
For | |
Against | |
Abstain | |
Broker Non-Vote |
81,131,149 | |
3,794,180 | |
11,945 | |
4,359,672 |
Proposal No. 3 – Ratification of the appointment of
Rosenfield and Company, PLLC.
The ratification of the appointment of Rosenfield and Company, PLLC
was approved, as follows (based on votes cast):
For | |
Against | |
Abstain |
88,802,044 | |
452,828 | |
42,074 |
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June
28, 2023 |
CHICKEN SOUP FOR THE SOUL ENTERTAINMENT
INC. |
|
|
|
|
|
|
|
By: |
/s/ William
J. Rouhana, Jr. |
|
|
William J. Rouhana, Jr. |
|
|
Chairman and Chief Executive Officer |
v3.23.2
Cover
|
Jun. 27, 2023 |
Document Information [Line Items] |
|
Document Type |
8-K
|
Amendment Flag |
false
|
Document Period End Date |
Jun. 27, 2023
|
Entity File Number |
001-38125
|
Entity Registrant Name |
Chicken
Soup for the Soul Entertainment Inc.
|
Entity Central Index Key |
0001679063
|
Entity Tax Identification Number |
81-2560811
|
Entity Incorporation, State or Country Code |
DE
|
Entity Address, Address Line One |
132 E. Putnam Avenue
|
Entity Address, Address Line Two |
Floor 2W
|
Entity Address, City or Town |
Cos Cob
|
Entity Address, State or Province |
CT
|
Entity Address, Postal Zip Code |
06807
|
City Area Code |
855
|
Local Phone Number |
398-0443
|
Written Communications |
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Pre-commencement Issuer Tender Offer |
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Entity Emerging Growth Company |
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Common Stock [Member] |
|
Document Information [Line Items] |
|
Title of 12(b) Security |
Class A Common Stock, $0.0001 par value per share
|
Trading Symbol |
CSSE
|
Security Exchange Name |
NASDAQ
|
Preferred Stock [Member] |
|
Document Information [Line Items] |
|
Title of 12(b) Security |
9.75% Series A Cumulative Redeemable Perpetual Preferred Stock, $0.0001 par value per share
|
Trading Symbol |
CSSEP
|
Security Exchange Name |
NASDAQ
|
Notes [Member] |
|
Document Information [Line Items] |
|
Title of 12(b) Security |
9.50% Notes due 2025
|
Trading Symbol |
CSSEN
|
Security Exchange Name |
NASDAQ
|
Redeemable Warrants [Member] |
|
Document Information [Line Items] |
|
Title of 12(b) Security |
Redeemable warrants, each 11.494 warrants exercisable for one share of common stock at an exercise price of $132.18 per share
|
Trading Symbol |
CSSEL
|
Security Exchange Name |
NASDAQ
|
Class W Warrants To Purchase Class A Common Stock [Member] |
|
Document Information [Line Items] |
|
Trading Symbol |
CSSEW
|
Title of 12(g) Security |
Class W Warrants to purchase Class A Common Stock
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Class Z Warrants To Purchase Class A Common Stock [Member] |
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Document Information [Line Items] |
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Trading Symbol |
CSSEZ
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Title of 12(g) Security |
Class Z Warrants to purchase Class A Common Stock
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Chicken Soup for the Sou... (NASDAQ:CSSEP)
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