Statement of Changes in Beneficial Ownership (4)
2020年10月15日 - 6:41AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
CF Finance Holdings II, LLC |
2. Issuer Name and Ticker or Trading Symbol
CF Finance Acquisition Corp II
[
CFII
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
110 EAST 59TH STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/10/2020 |
(Street)
NEW YORK, NY 10022
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Common Stock | (1) | 10/10/2020 | | J (2) | | | 1875000 | (1) | (1) | Class A Common Stock | 1875000 | $0.00 | 12480000 | I | See Footnote (3) |
Explanation of Responses: |
(1) | As described in the issuer's registration statement on Form S-1 (File No. 333-241727) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. |
(2) | As contemplated in connection with the initial public offering of the issuer, 1,875,000 shares of Class B common stock were returned by CF Finance Holdings II, LLC (the "Sponsor") to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised. |
(3) | The Sponsor is the record holder of the shares reported herein. Cantor Fitzgerald, L.P. ("Cantor") is the sole member of the Sponsor. CF Group Management, Inc. ("CFGM") is the managing general partner of Cantor. Mr. Lutnick, the issuer's Chairman and Chief Executive Officer, is the trustee of the sole stockholder of CFGM. As such, each of Cantor, CFGM and Mr. Lutnick may be deemed to have beneficial ownership of the securities directly held by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
CF Finance Holdings II, LLC 110 EAST 59TH STREET NEW YORK, NY 10022 | X | X | Chief Executive Officer |
|
CANTOR FITZGERALD, L. P. 110 EAST 59TH STREET NEW YORK, NY 10022 |
| X |
|
|
CF GROUP MANAGEMENT INC 110 EAST 59TH STREET NEW YORK, NY 10022 |
| X |
|
|
LUTNICK HOWARD W 110 EAST 59TH STREET NEW YORK, NY 10022 | X | X | Chief Executive Officer |
|
Signatures
|
/s/ Howard Lutnick | | 10/14/2020 |
**Signature of Reporting Person | Date |
/s/ Howard Lutnick, as Chief Executive Officer of CF Finance Holdings LLC | | 10/14/2020 |
**Signature of Reporting Person | Date |
/s/ Howard Lutnick, as Chief Executive Officer of Cantor Fitzgerald, L.P. | | 10/14/2020 |
**Signature of Reporting Person | Date |
/s/ Howard Lutnick, as Chief Executive Officer of CF Group Management Inc. | | 10/14/2020 |
**Signature of Reporting Person | Date |
CF Finance Acquisition C... (NASDAQ:CFIIU)
過去 株価チャート
から 6 2024 まで 7 2024
CF Finance Acquisition C... (NASDAQ:CFIIU)
過去 株価チャート
から 7 2023 まで 7 2024
Real-Time news about CF Finance Acquisition Corporation II (ナスダック市場): 0 recent articles
その他のCf Finance Acquisition Corp Iiニュース記事