Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
2024年2月10日 - 1:58AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT
TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS
THERETO FILED
PURSUANT TO § 240.13d-2
(Amendment No. 1 )
Couchbase,
Inc. |
(Name of Issuer) |
|
Common Stock, $0.00001 par value |
(Title of Class of Securities) |
|
22207T101 |
(CUSIP Number) |
|
December 31, 2023 |
(Date of Event Which Requires Filing of the Statement) |
Check the appropriate box to designate the rule
pursuant to which this Schedule is filed:
¨ |
Rule 13d-1(b) |
¨ |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
CUSIP No. 22207T101 |
13G |
Page
2 of 6 Pages |
1. |
NAME OF REPORTING PERSONS
West Rim Capital Associates II, L.P. |
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) ¨ |
3. |
SEC USE ONLY
|
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, United States |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
5. |
SOLE VOTING POWER
1,911,192 |
6. |
SHARED VOTING POWER
|
7. |
SOLE DISPOSITIVE POWER
1,911,192 |
8. |
SHARED DISPOSITIVE POWER
|
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,911,192 |
10. |
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES
¨ |
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.0% |
12. |
TYPE OF REPORTING PERSON
IA |
CUSIP No. 22207T101 |
13G |
Page 3 of 6 Pages |
Item 1(a). |
Name of Issuer: |
|
|
|
Couchbase, Inc. |
|
|
Item 1(b). |
Address of Issuer’s Principal Executive Offices: |
|
|
|
3250 Olcott Street,
Santa Clara, CA 95054 |
|
|
Item 2(a). |
Name of Person Filing: |
|
|
|
West Rim Capital Associates II, L.P. |
|
|
Item 2(b). |
Address of Principal Business Office or, if none, Residence: |
|
|
|
2801 North Thanksgiving Way, Suite 200
Lehi, Utah 84043 |
|
|
Item 2(c). |
Citizenship: |
|
|
|
The Investment Manager is a Delaware limited partnership. |
|
|
Item 2(d). |
Title of Class of Securities: |
|
|
|
Common Stock, $0.00001 par value |
|
|
Item 2(e). |
CUSIP Number: |
|
|
|
22207T101 |
CUSIP No. 22207T101 |
13G |
Page 4 of 6 Pages |
Item 3. |
If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
|
(a) |
¨ |
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); |
|
(b) |
¨ |
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); |
|
(c) |
¨ |
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); |
|
(d) |
¨ |
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
|
(e) |
x |
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
|
(f) |
¨ |
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
|
(g) |
¨ |
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
|
(h) |
¨ |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
|
(i) |
¨ |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3); |
|
(j) |
¨ |
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J); |
|
(k) |
¨ |
Group, in accordance with § 240.13d-1(b)(1)(ii)(K). |
If
filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________.
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
West
Rim Capital Associates II, LP
| (a) | Amount Beneficially Owned: |
1,911,192 |
| (b) | Percent of Class: |
4.0% |
| (c) | Number of shares as to which such person has: |
|
|
| (i) | sole power to vote or to direct the vote: |
1,911,192 |
|
| (ii) | shared power to vote or to direct the vote: |
0 |
|
| (iii) | sole power to dispose or to direct the disposition of: |
1,911,192 |
|
| (iv) | shared power to dispose or to direct the disposition of: |
0 |
Item 5. |
Ownership of Five Percent or Less of a Class: |
|
|
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following box. x |
|
|
Item 6. |
Ownership of More Than Five Percent on Behalf of Another Person: |
|
|
|
Not applicable |
|
|
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: |
|
|
|
Not applicable |
CUSIP No. 22207T101 |
13G |
Page 5 of 6 Pages |
Item 8. |
Identification and Classification of Members of the Group: |
|
|
|
Not applicable |
|
|
Item 9. |
Notice of Dissolution of Group: |
|
|
|
Not applicable |
|
|
Item 10. |
Certifications: |
|
|
|
Not applicable |
CUSIP No. 22207T101 |
13G |
Page
6 of 6 Pages |
SIGNATURE
After reasonable inquiry and to
the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and
correct.
Date: February 9, 2024
|
West Rim Capital Associates II, L.P. |
|
|
|
|
|
By: |
/s/ Robert Rueckert |
|
|
|
Name:Robert Rueckert |
|
|
|
Title: Managing Partner |
|
Couchbase (NASDAQ:BASE)
過去 株価チャート
から 4 2024 まで 5 2024
Couchbase (NASDAQ:BASE)
過去 株価チャート
から 5 2023 まで 5 2024