- Current report filing (8-K)
2008年11月15日 - 6:19AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of Report
(Date of earliest event reported):
November 10, 2008
AVIZA
TECHNOLOGY, INC.
(Exact name of
registrant as specified in charter)
Delaware
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000-51642
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20-1979646
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(State or other
jurisdiction of
incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification Number)
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440 Kings
Village Road, Scotts Valley, CA 95066
(Address of
principal executive offices) (Zip Code)
831-438-2100
(Registrants
telephone number, including area code)
(Former name or
former address, if changed since last report.)
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see
General Instruction A.2. below):
o
Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 5.05.
Amendments
to the Registrants Code of Ethics, or Waiver of a Provision of the Code of
Ethics.
On
November 10, 2008, in connection with the requirements of the
Sarbanes-Oxley Act of 2002, our Board of Directors approved a stand-alone code
of ethics applicable to our Chief Executive Officer and Senior Financial
Officers. Further to such approval, our Code of Business Conduct and Ethics,
which remains applicable to all of our personnel, has been amended to delete
the following language:
This
Code, as applied to the Companys principal financial officers, shall be our code
of ethics within the meaning of Section 406 of the Sarbanes-Oxley Act of
2002 and the rules promulgated thereunder.
A
copy of our stand-alone code of ethics applicable to our Chief Executive
Officer and Senior Financial Officers is attached hereto as Exhibit 14.1
and incorporated herein by reference. A
copy of our Code of Business Conduct and Ethics, as amended, is attached hereto
as Exhibit 14.2 and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit
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Number
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14.1
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Code of Ethics for
Chief Executive and Senior Financial Officers of Aviza
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14.2
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Aviza
Technology, Inc. Code of Business Conduct and Ethics
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2
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
Date: November 14, 2008
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AVIZA TECHNOLOGY, INC.
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By:
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/s/ Patrick C. OConnor
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Patrick C. OConnor
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Executive Vice
President and Chief Financial
Officer
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3
EXHIBIT
INDEX
Exhibit
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Number
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14.1
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Code of Ethics for
Chief Executive and Senior Financial Officers of Aviza
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14.2
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Aviza
Technology, Inc. Code of Business Conduct and Ethics
.
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4
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