FORM 4
[ X ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

GIRARDI THOMAS V
2. Issuer Name and Ticker or Trading Symbol

Astex Pharmaceuticals, Inc [ ASTX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

C/O GIRARDI & KEESE, 1126 WILSHIRE BOULEVARD
3. Date of Earliest Transaction (MM/DD/YYYY)

10/11/2013
(Street)

LOS ANGELES, CA 90017-1904
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   10/11/2013     U    348500   D   (1) 0   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Director Stock Option (Right to buy)   $7.79   10/11/2013     D         22500      (2) 5/6/2014   Common Stock   22500     (3) 0   D    
Director Stock Option (Right to buy)   $5.88   10/11/2013     D         10000    10/6/2004   10/6/2014   Common Stock   10000     (4) 0   D    
Director Stock Option (Right to buy)   $4.84   10/11/2013     D         22500      (5) 5/12/2015   Common Stock   22500     (6) 0   D    
Director Stock Option (Right to buy)   $3.97   10/11/2013     D         30000      (7) 6/9/2016   Common Stock   30000     (8) 0   D    
Director Stock Option (Right to buy)   $5.89   10/11/2013     D         30000      (9) 6/14/2017   Common Stock   30000     (10) 0   D    
Director Stock Option (Right to buy)   $2.01   10/11/2015     D         30000      (11) 6/12/2018   Common Stock   30000     (12) 0   D    
Director Stock Option (Right to buy)   $1.98   10/11/2013     D         30000      (13) 6/11/2019   Common Stock   30000     (14) 0   D    
Director Stock Option (Right to buy)   $2.14   10/11/2013     D         35000      (15) 6/10/2020   Common Stock   35000     (16) 0   D    
Director Stock Option (Right to buy)   $2.92   10/11/2013     D         35000      (17) 6/16/2021   Common Stock   35000     (18) 0   D    
Director Stock Option (Right to buy)   $2.10   10/11/2013     D         45000      (19) 6/22/2022   Common Stock   45000     (20) 0   D    
Director Stock Option (Right to buy)   $4.60   10/11/2013     D         45000      (21) 6/13/2023   Common Stock   45000     (22) 0   D    

Explanation of Responses:
( 1)  Pursuant to the Agreement and Plan of Merger, dated September 5, 2013, between the Issuer, Otsuka Pharmaceutical Co. Ltd., and Autumn Aquisition Corporation (the "Merger Agreement"), each share of Common Stock was exchanged for $8.50 in cash.
( 2)  The option provided for vesting as to 1/4th of the shares on May 6, 2004 and on each three month anniversary thereafter.
( 3)  Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $15,975.00, which represents the difference between $8.50 and the exercise price of the option per share.
( 4)  Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $26,200.00, which represents the difference between $8.50 and the exercise price of the option per share.
( 5)  The option provided for vesting as to 1/4th of the shares on May 12, 2005 and on each three month anniversary thereafter.
( 6)  Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $82,350.00, which represents the difference between $8.50 and the exercise price of the option per share.
( 7)  The option provided for vesting as to 1/4th of the shares on June 9, 2006 and on each three month anniversary thereafter.
( 8)  Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $135,900.00, which represents the difference between $8.50 and the exercise price of the option per share.
( 9)  The option provided for vesting as to 1/4th of the shares on June 14, 2007 and on each three month anniversary thereafter.
( 10)  Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $78,300.00, which represents the difference between $8.50 and the exercise price of the option per share.
( 11)  The option provided for vesting as to 1/4th of the shares on June 12, 2008 and on each three month anniversary thereafter.
( 12)  Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $194,700.00, which represents the difference between $8.50 and the exercise price of the option per share.
( 13)  The option provided for vesting as to 1/4th of the shares on June 11, 2009 and on each three month anniversary thereafter.
( 14)  Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $195,600.00, which represents the difference between $8.50 and the exercise price of the option per share.
( 15)  The option provided for vesting as to 1/4th of the shares on June 10, 2010 and on each three month anniversary thereafter.
( 16)  Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $222,600.00, which represents the difference between $8.50 and the exercise price of the option per share.
( 17)  The option provided for vesting as to 1/4th of the shares on June 16, 2011 and on each three month anniversary thereafter.
( 18)  Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $195,300.00, which represents the difference between $8.50 and the exercise price of the option per share.
( 19)  The option provided for vesting as to 1/4th of the shares on June 22, 2012 and on each three month anniversary thereafter.
( 20)  Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $288,000.00, which represents the difference between $8.50 and the exercise price of the option per share.
( 21)  The option originally provided for vesting as to 1/4th of the shares on June 13, 2013 and on each three month anniversary thereafter. Pursuant to the Merger Agreement, the option vested in full immediately prior to the closing of the merger.
( 22)  Pursuant to the Merger Agreement, the option was cancelled in exchange for a cash payment of $175,500.00, which represents the difference between $8.50 and the exercise price of the option per share.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
GIRARDI THOMAS V
C/O GIRARDI & KEESE
1126 WILSHIRE BOULEVARD
LOS ANGELES, CA 90017-1904
X



Signatures
/s/ Thomas V. Girardi 10/16/2013
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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