TIDMNUOG

RNS Number : 0537E

Nu-Oil and Gas PLC

25 February 2020

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                            NU-OIL & GAS 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                              ------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                    ----- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                          X 
                                                                                                    ----- 
 An acquisition or disposal of financial instruments 
                                                                                                    ----- 
 An event changing the breakdown of voting rights 
                                                                                                    ----- 
 Other (please specify)(iii) : 
                                                                                                    ----- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                          MIKE STATEN 
 City and country of registered office 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name 
                                                              ------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                              ------------------------------------------- 
 5. Date on which the threshold was                            20/02/2020 
  crossed or reached (vi) : 
                                                              ------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):                25/02/2020 
                                                              ------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both      Total number 
                            rights attached      through financial     in % (8.A +      of voting rights 
                            to shares (total        instruments            8.B)         of issuer (vii) 
                                of 8. A)           (total of 8.B 
                                                    1 + 8.B 2) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached               <3%                                        <3%               3,377,947,839 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)              3.52%                                      3.52% 
                          ------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of    Number of voting rights                              % of voting rights 
  shares           (ix) 
  ISIN code (if 
  possible) 
                 --------------------------------------------------- 
                          Direct                   Indirect                     Direct                  Indirect 
                    (Art 9 of Directive       (Art 10 of Directive        (Art 9 of Directive     (Art 10 of Directive 
                       2004/109/EC)               2004/109/EC)           2004/109/EC) (DTR5.1)        2004/109/EC) 
                         (DTR5.1)                  (DTR5.2.1)                                          (DTR5.2.1) 
                 -----------------------  --------------------------  -------------------------  --------------------- 
 GB00B29T9605     <3%                                                  <3% 
                 -----------------------  --------------------------  -------------------------  --------------------- 
 
 
 SUBTOTAL 8.                             <3%                                                 <3% 
  A 
                 ---------------------------------------------------  ------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of          Expiration    Exercise/                       Number of voting                  % of voting rights 
 financial         date          Conversion Period               rights that may 
 instrument        (x)           (xi)                            be acquired if 
                                                                 the instrument 
                                                                 is 
                                                                 exercised/converted. 
                 ------------  ------------------------------  --------------------------------  --------------------- 
 
 
 
                                SUBTOTAL 8. B 1 
                               ------------------------------  --------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to Art. 
  13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of      Expiration        Exercise/             Physical or           Number of             % of voting rights 
 financial     date (x)          Conversion            cash                  voting rights 
 instrument                      Period (xi)           settlement 
                                                       (xii) 
             ----------------  --------------------  --------------------  -------------------- 
 
 
 
                                                      SUBTOTAL 8.B.2 
                                                     --------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights 
  and/or the financial instruments are effectively held starting with 
  the ultimate controlling natural person or legal entity(xiv) (please 
  add additional rows as necessary) 
    Name (xv)        % of voting rights      % of voting rights        Total of both if 
                       if it equals or        through financial      it equals or is higher 
                     is higher than the       instruments if it       than the notifiable 
                    notifiable threshold     equals or is higher           threshold 
                                             than the notifiable 
                                                  threshold 
                  -----------------------  ---------------------  -------------------------- 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                           ------------------------------------------------- 
 The number and % of voting rights 
  held 
                                           ------------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                           ------------------------------------------------- 
 
 11. Additional information (xvi) 
 
 
 
 
 Place of completion   UNITED KINGDOM 
 Date of completion    25/02/2020 
                      --------------- 
 

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