Transactions in Investec plc and Investec Limited Ordinary
Shares
|
Investec Limited
Incorporated in the Republic of South
Africa
Registration number
1925/002833/06
JSE share code: INL
JSE hybrid code: INPR
JSE debt code: INLV
NSX share code: IVD
BSE share code: INVESTEC
ISIN: ZAE000081949
LEI: 213800CU7SM6O4UWOZ70
|
Investec plc
Incorporated in England and
Wales
Registration number
3633621
LSE share code: INVP
JSE share code: INP
ISIN: GB00B17BBQ50
LEI: 2138007Z3U5GWDN3MY22
|
As part of the dual listed company
structure, Investec plc and Investec Limited (together "Investec")
notify both the London and Johannesburg Stock Exchanges of those
interests (and changes to those interests) of (i) directors of both
entities and the respective company secretaries, (ii) persons
discharging managerial responsibilities (PDMRs) across the group,
and (iii) in certain instances the directors of major subsidiaries
of Investec Limited, in the securities of Investec plc and Investec
Limited which are required to be disclosed under Article 19 of the
Market Abuse Regulation (Regulation 596/2014), the Disclosure
Guidance and Transparency Rules of the United Kingdom Listing
Authority (the "UKLA") and/or the JSE Listing
Requirements.
On 29 May 2024, the Remuneration
Committee of Investec met and agreed the awards to Investec staff.
Accordingly, we advise of the following transactions in shares,
dated 30 May 2024:
TRANSACTIONS IN INVESTEC PLC
ORDINARY SHARES OF GBP0.0002 EACH (THE "INVESTEC PLC ORDINARY
SHARES")
1. Interests in Investec
plc Ordinary Shares - Executive Directors
On 30 May 2024 and pursuant to
the Executive Directors' remuneration policy approved by the
shareholders, Investec made the following awards in respect of
ordinary shares in the capital of Investec plc for nil
consideration pursuant to the Investec plc Share Incentive Plan
2021 :
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Fani Titi
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Director
|
|
b)
|
Initial notification
/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing the upfront component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with immediate vesting, subject to a 12 month
retention period.
2. Award of conditional
shares representing the deferred component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with a deferred vesting period in each of years 3
to 7 from award. Subject to a 12 month retention period upon
vesting.
3. Award of conditional
shares representing Long Term Incentive pursuant to the Investec
plc Share Incentive Plan 2021. Issued for nil consideration with a
deferred vesting period in each of years 3 to 7 from award. Subject
to a 12 month retention period upon vesting.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
3. Nil
|
169 883
143 145
159 853
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
472 881
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Nishlan Samujh
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Director
|
|
b)
|
Initial
notification/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing the upfront component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with immediate vesting, subject to a 12 month
retention period.
2. Award of conditional
shares representing the deferred component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with a deferred vesting period in each of years 3
to 7 from award. Subject to a 12 month retention period upon
vesting.
3. Award of conditional
shares representing Long Term Incentive pursuant to the Investec
plc Share Incentive Plan 2021. Issued for nil consideration with a
deferred vesting period in each of years 3 to 7 from award. Subject
to a 12 month retention period upon vesting.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
3. Nil
|
110 417
93 040
103 898
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
307 355
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
In addition, pursuant to the Executive Directors' remuneration
policy approved by the shareholders, Investec
made the following awards in respect
of ordinary shares in the capital of Investec plc for nil
consideration
pursuant to the Investec plc Share
Incentive Plan 2013 :
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Fani Titi
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Director
|
|
b)
|
Initial notification
/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
Award of 122 380 additional
conditional shares pursuant to the Investec plc Executive Incentive
Plan 2013 upon the fulfilment of predetermined performance
conditions as per the June 2021 LTI award agreement. Issued for nil
consideration, vesting as per the original award profile in years 3
to 7 from 2021, subject to a 12 month retention period.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
Nil
|
122 380
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
122 380
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Nishlan Samujh
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Director
|
|
b)
|
Initial notification
/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
Award of 61 190 additional
conditional shares pursuant to the Investec plc Executive Incentive
Plan 2013 upon the fulfilment of predetermined performance
conditions as per the June 2021 LTI award agreement. Issued for nil
consideration, vesting as per the original award profile in years 3
to 7 from 2021, subject to a 12 month retention period.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
Nil
|
61 190
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
61 190
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
TRANSACTIONS IN INVESTEC PLC
ORDINARY SHARES OF GBP0.0002 EACH (THE "INVESTEC PLC ORDINARY
SHARES")
2. Interests in Investec
plc Ordinary Shares - PDMRs
On 30 May 2024 and pursuant to
the Executive remuneration policy approved by the shareholders,
Investec made the following awards in respect of ordinary shares in
the capital of Investec plc for nil consideration pursuant to the
Investec plc Share Incentive Plan 2021 (the "Plan) :
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Ciaran Whelan
|
|
2
|
Reason for the notification
|
|
a)
|
Position/ status
|
PDMR
|
|
b)
|
Initial
notification/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing the upfront component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with immediate vesting subject to a 12 month
retention period.
2. Award of conditional
shares representing the deferred component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with a deferred vesting period in each of years 3
to 7 from award. Subject to a 12 month retention period upon
vesting.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
|
21 023
47 530
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
68 553
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Richard Wainwright
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR
|
|
b)
|
Initial
notification/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing the upfront component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with immediate vesting subject to a 12 month
retention period.
2. Award of conditional
shares representing the deferred component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with a deferred vesting period in each of years 3
to 7 from award. Subject to a 12 month retention period upon
vesting.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
|
22 074
49 905
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
71 979
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Ruth Leas
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR
|
|
b)
|
Initial
notification/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing the upfront component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with immediate vesting subject to a 12 month
retention period.
2. Award of conditional
shares representing the deferred component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with a deferred vesting period in each of years 3
to 7 from award. Subject to a 12 month retention period upon
vesting.
3. Award of conditional
shares representing Long Term Incentive pursuant to the Investec
plc Share Incentive Plan 2021. Issued for nil consideration with a
deferred vesting period in each of years 3 to 7 from award. Subject
to a 12 month retention period upon vesting.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
3. Nil
|
53 817
75 690
91 912
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
221 419
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Lyndon Subroyen
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR
|
|
b)
|
Initial notification
/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing the upfront component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with immediate vesting subject to a 12 month
retention period.
2. Award of conditional
shares representing the deferred component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with a deferred vesting period in each of years 3
to 7 from award. Subject to a 12 month retention period upon
vesting.
3. Award of conditional
shares representing Long Term Incentive pursuant to the Investec
plc Share Incentive Plan 2021. Issued for nil consideration with a
deferred vesting period in each of years 3 to 7 from award. Subject
to a 12 month retention period upon vesting.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
3. Nil
|
41 315
61 219
64 339
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
166 873
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Mark Currie
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR
|
|
b)
|
Initial
notification/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing the upfront component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with immediate vesting subject to a 12 month
retention period.
2. Award of conditional
shares representing the deferred component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with a deferred vesting period in each of years 3
to 7 from award. Subject to 12 month retention period upon
vesting.
3. Award of conditional
shares representing Long Term Incentive pursuant to the Investec
plc Share Incentive Plan 2021. Issued for nil consideration with a
deferred vesting period in each of years 3 to 7 from award. Subject
to a 12 month retention period upon vesting.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
3. Nil
|
35 445
105 088
55 148
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
195 681
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Marc Kahn
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR
|
|
b)
|
Initial
notification/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing the upfront component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with immediate vesting subject to a 12 month
retention period.
2. Award of conditional
shares representing the deferred component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with a deferred vesting period in each of years 1
to 4 from award. Subject to a 12 month retention period upon
vesting.
3. Award of conditional
shares representing Long Term Incentive pursuant to the Investec
plc Share Incentive Plan 2021. Issued for nil consideration with a
deferred vesting period in each of years 2 to 4 from award. Subject
to a 12 month retention period upon vesting.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
3. Nil
|
41 624
43 752
64 339
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
149 715
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Stuart Spencer
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR
|
|
b)
|
Initial notification
/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing the upfront component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with immediate vesting subject to a 12 month
retention period.
2. Award of conditional
shares representing the deferred component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with a deferred vesting period in each of years 1
to 4 from award. Subject to a 12 month retention period upon
vesting.
3. Award of conditional
shares representing Long Term Incentive pursuant to the Investec
plc Share Incentive Plan 2021. Issued for nil consideration with a
deferred vesting period in each of years 2 to 4 from award. Subject
to a 12 month retention period upon vesting.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
3. Nil
|
36 009
74 777
56 618
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
167 404
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Lesley-Anne Gatter
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR
|
|
b)
|
Initial
notification/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing the upfront component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with immediate vesting subject to a 12 month
retention period.
2. Award of conditional
shares representing the deferred component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with a deferred vesting period in each of years 1
to 4 from award. Subject to a 12 month retention period upon
vesting.
3. Award of conditional
shares representing Long Term Incentive pursuant to the Investec
plc Share Incentive Plan 2021. Issued for nil consideration with a
deferred vesting period in each of years 2 to 4 from award. Subject
to a 12 month retention period upon vesting.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
3. Nil
|
20 080
44 067
29 105
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
93 252
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Abey Mokgwatsane
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR
|
|
b)
|
Initial
notification/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing the upfront component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with immediate vesting subject to a 12 month
retention period.
2. Award of conditional
shares representing the deferred component of Short Term Incentive
pursuant to the Investec plc Share Incentive Plan 2021. Issued for
nil consideration with a deferred vesting period in each of years 1
to 4 from award. Subject to a 12 month retention period upon
vesting.
3. Award of conditional
shares representing Long Term Incentive pursuant to the Investec
plc Share Incentive Plan 2021. Issued for nil consideration with a
deferred vesting period in each of years 2 to 4 from award. Subject
to a 12 month retention period upon vesting.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
3. Nil
|
25 466
6 984
27 726
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
60 176
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
In addition, pursuant to the
Executive Directors' remuneration policy approved by the
shareholders, Investec
made the following awards in respect
of ordinary shares in the capital of Investec plc for nil
consideration
pursuant to the Investec plc Share
Incentive Plan 2013 :
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Ciaran Whelan
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR
|
|
b)
|
Initial notification
/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
Award of 97 901 additional
conditional shares pursuant to the Investec plc Executive Incentive
Plan 2013 upon the fulfilment of predetermined performance
conditions as per the June 2021 LTI award agreement. Issued for nil
consideration, vesting as per the original award profile in years 3
to 7 from 2021, subject to a 12 month retention period.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
Nil
|
97 901
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
97 901
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Richard Wainwright
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR
|
|
b)
|
Initial notification
/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec plc
|
|
b)
|
LEI
|
2138007Z3U5GWDN3MY22
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of GBP0.0002
each
GB00B17BBQ50
|
|
b)
|
Nature of the transaction
|
Award of 97 901 additional
conditional shares pursuant to the Investec plc Executive Incentive
Plan 2013 upon the fulfilment of predetermined performance
conditions as per the June 2021 LTI award agreement. Issued for nil
consideration, vesting as per the original award profile in years 3
to 7 from 2021, subject to a 12 month retention period.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
Nil
|
97 901
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
97 901
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
London
|
TRANSACTIONS IN INVESTEC PLC
ORDINARY SHARES OF GBP0.0002 EACH (THE "INVESTEC PLC ORDINARY
SHARES")
3. Interests in Investec
plc Ordinary Shares - Company Secretary and person closely
associated with Company Secretary
In compliance with Rules 3.63 - 3.74 of the JSE Listing
Requirements, we advise of the following changes to attributable
interests in Investec plc by the Company Secretary and person
closely associated with the Company Secretary:
On 30 May 2024, Investec made forfeitable share awards in respect
of ordinary shares in the capital of Investec plc for nil
consideration pursuant to the Investec plc Share Incentive Plan
2021. These forfeitable share awards vest in three equal tranches
in the third, fourth and fifth years from the date of
award:
|
Company Secretary:
|
Number of forfeitable
shares:
|
|
David Miller
|
9 583
|
|
Person closely associated with
Company Secretary:
|
Number of forfeitable
shares:
|
|
Jemima Baines
|
1 839
|
TRANSACTIONS IN INVESTEC LIMITED ORDINARY SHARES OF ZAR0.0002
EACH (the "INVESTEC LIMITED ORDINARY
SHARES")
1. Interests in Investec
Limited Ordinary Shares - Directors of major
subsidiaries
On 30 May 2024 and pursuant to
the Executive Directors' remuneration policy approved by the
shareholders, Investec made the following award in respect of
ordinary shares in the capital of Investec Limited for nil
consideration pursuant to the Investec Limited Share Incentive Plan
2021 (the "Plan):
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Rupesh Govan
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Director of Major
Subsidiary
|
|
b)
|
Initial
notification/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec Limited
|
|
b)
|
LEI
|
213800CU7SM6O4UWOZ70
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of ZAR0.0002
each
ZAE000081949
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing Short Term Incentive pursuant to the Investec
Limited Share Incentive Plan 2021. Issued for nil consideration
with a deferred vesting period in each of years 1 to 3 from
award.
2. Award of forfeitable
shares representing Long Term Incentive pursuant to the Investec
Limited Share Incentive Plan 2021. Issued for nil consideration
with a deferred vesting period in each of years 3 to 5 from
award.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
|
9 629
24 072
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
33 701
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
Johannesburg
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Cumesh Moodliar
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR and Director of Major
Subsidiary
|
|
b)
|
Initial
notification/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec Limited
|
|
b)
|
LEI
|
213800CU7SM6O4UWOZ70
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of ZAR0.0002
each
ZAE000081949
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing the Short Term Incentive pursuant to the
Investec Limited Share Incentive Plan 2021. Issued for nil
consideration with a deferred vesting period in each of years 1 to
3 from award.
2. Award of forfeitable
shares representing Long Term Incentive pursuant to the Investec
Limited Share Incentive Plan 2021. Issued for nil consideration
with a deferred vesting period in each of years 3 to 5 from
award.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
|
115 543
68 034
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
183 577
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
Johannesburg
|
2. Interests in Investec
Limited Ordinary Shares - PDMRs
On 30 May 2024 and pursuant to
the Executive remuneration policy approved by the shareholders,
Investec made the following awards in respect of ordinary shares in
the capital of Investec Limited for nil consideration pursuant to
the Investec Limited Share Incentive Plan 2021 (the
"Plan):
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Ciaran Whelan
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR
|
|
b)
|
Initial
notification/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec Limited
|
|
b)
|
LEI
|
213800CU7SM6O4UWOZ70
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of ZAR0.0002
each
ZAE000081949
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing Short Term Incentive pursuant to the Investec
Limited Share Incentive Plan 2021. Issued for nil consideration
with a deferred vesting period in each of years 1 to 3 from
award.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
Nil
|
44 933
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
44 933
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
Johannesburg
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Richard Wainwright
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR
|
|
b)
|
Initial
notification/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec Limited
|
|
b)
|
LEI
|
213800CU7SM6O4UWOZ70
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of ZAR0.0002
each
ZAE000081949
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing Short Term Incentive pursuant to the Investec
Limited Share Incentive Plan 2021. Issued for nil consideration
with a deferred vesting period in each of years 1 to 3 from
award.
2. Award of forfeitable
shares representing Long Term Incentive pursuant to the Investec
Limited Share Incentive Plan 2021. Issued for nil consideration
with a deferred vesting period in each of years 3 to 5 from
award.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
|
48 143
100 297
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
148 440
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
Johannesburg
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Joubert Hay
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
PDMR
|
|
b)
|
Initial
notification/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec Limited
|
|
b)
|
LEI
|
213800CU7SM6O4UWOZ70
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of ZAR0.0002
each
ZAE000081949
|
|
b)
|
Nature of the transaction
|
1. Award of forfeitable
shares representing Short Term Incentive pursuant to the Investec
Limited Share Incentive Plan 2021. Issued for nil consideration
with a deferred vesting period in each of years 1 to 3 from
award.
2. Award of forfeitable
shares representing Long Term Incentive pursuant to the Investec
Limited Share Incentive Plan 2021. Issued for nil consideration
with a deferred vesting period in each of years 3 to 5 from
award.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
1. Nil
2. Nil
|
72 214
24 072
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
96 286
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
Johannesburg
|
|
1
|
Details of the person discharging managerial responsibilities
/ person closely associated
|
|
a)
|
Name
|
Bradley Gatter
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Person closely associated with
PDMR
|
|
b)
|
Initial notification
/Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Investec Limited
|
|
b)
|
LEI
|
213800CU7SM6O4UWOZ70
|
|
4
|
Details of the transaction(s): section to be repeated for (i)
each type of instrument; (ii) each type of transaction; (iii) each
date; and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial
instrument, type of instrument
Identification code
|
Ordinary shares of ZAR0.0002
each
ZAE000081949
|
|
b)
|
Nature of the transaction
|
Award of forfeitable shares
representing Long Term Incentive pursuant to The Investec Limited
Share Incentive Plan 2021. Issued for nil consideration with
deferred vesting period in each of years 3 to 5 from
award.
|
|
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
|
Nil
|
2 006
|
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
2 006
Nil
|
|
e)
|
Date of the transaction
|
30 May 2024
|
|
f)
|
Place of the transaction
|
Johannesburg
|
|
g)
|
Nature of interest:
|
Direct beneficial
|
3. Interests in Investec Limited Ordinary Shares
- Company Secretary
In compliance with Rules 3.63 - 3.74 of the JSE Listing
Requirements, we advise of the following changes to attributable
interests in Investec Limited by the Company Secretary:
On 30 May 2024, Investec made forfeitable share awards in respect
of ordinary shares in the capital of Investec Limited for nil
consideration pursuant to the Investec Limited Share Incentive Plan
2021. These forfeitable share awards vest in three equal tranches
in the third, fourth and fifth years from the date of
award:
|
Company Secretary:
|
Number of Forfeitable
shares:
|
|
Niki van Wyk
|
9 583
|
London and Johannesburg
31 May 2024
Sponsor
Investec Bank Limited