TIDMHSTG
RNS Number : 0435F
Hastings Group Holdings plc
11 November 2020
FORM 8 (OPD)
AMMENT - CHANGES TO SECTION 3(B)
PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER
Rules 8.1 and 8.2 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Hastings Group Holdings PLC ("Hastings")
(b) Owner or controller of interests and short positions disclosed, if N/A
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust,
the trustee(s),
settlor and beneficiaries must be named.
-----------------------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this Hastings Group Holdings PLC
form relates:
Use a separate form for each offeror/offeree
-----------------------------------------
(d) Is the discloser the offeror or the offeree? OFFEREE
-----------------------------------------
(e) Date position held: 6 August 2020
The latest practicable date prior to the disclosure
-----------------------------------------
(f) In addition to the company in 1(c) above, is the discloser making N/A
disclosures in respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
-----------------------------------------
2. POSITIONS OF THE PARTY TO THE OFFER MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates
Class of relevant security: Ordinary shares
Interests Short positions
------------ ------------------
Number % Number %
-------- ------------- ---
(1) Relevant securities owned and/or controlled: NIL - NIL -
-------- ------------- ---
(2) Cash-settled derivatives: NIL - NIL -
-------- ------------- ---
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: NIL - NIL -
-------- ------------- ---
NIL - NIL -
TOTAL:
-------- ------------- ---
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities
Class of relevant security in relation to which subscription right exists: N/A
Details, including nature of the rights concerned and relevant percentages: N/A
----
3. POSITIONS OF PERSONS ACTING IN CONCERT WITH THE PARTY TO THE OFFER MAKING THE DISCLOSURE
Details of any interests, short positions and rights to subscribe (including directors' and
other employee options) of any person acting in concert with the party to the offer making
the disclosure:
Hastings directors
a) The following directors of Hastings and their connected persons have the interests in Hastings
set out below:
Hastings Position / Number of Percentage
director connection ordinary holding of
/ connected to director shares Hastings' issued
person (incl share capital
name of (to three decimal
relevant places)
director)
Tobias van Chief
der Executive
Meer Officer 1,946,353 0.294%
-------------------------- --------------------- -----------------------------
Spouse of
Katherine van Tobias
der Meer van der Meer 1,626,124 0.246%
-------------------------- --------------------- -----------------------------
Chief
Financial
John Worth Officer 54,826 0.008%
-------------------------- --------------------- -----------------------------
Spouse of John
Sarah Worth Worth 31,706 0.005%
-------------------------- --------------------- -----------------------------
Thomas
Colraine Chair 76,470 0.012%
-------------------------- --------------------- -----------------------------
Independent
Pierre Non-Executive
Lefèvre Director 97,124 0.015%
-------------------------- --------------------- -----------------------------
TOTAL 3,832,603 0.580%
--------------------- -----------------------------
b) The following directors of Hastings have rights to the scheme interests set out below:
Shares not subject to further performance conditions
Hastings Position / Scheme Date of Price Number Vesting
director connection to under grant at of date
/ director which grant ordinary
connected (incl name of granted shares
person relevant in
director) respect
of which
awards
granted
Tobias Chief Bonus 6 April GBP2.73 14,406 16 March
van der Executive Deferral 2018 2021
Meer Officer Plan
------------------------- --------------------- --------------------- ------------------- -------------------- ---------------------
Bonus 11 April GBP2.20 11,349 16 March
Deferral 2019 2022
Plan
------------------------- --------------------- --------------------- ------------------- -------------------- ---------------------
Bonus 8 April GBP1.65 20,400 8 April
Deferral 2020 2023
Plan
------------------------- --------------------- --------------------- ------------------- -------------------- ---------------------
John Chief Long Term 18 GBP1.86 302,829 In three
Worth Financial Incentive September equal
Officer Plan 2019 annual
tranches
beginning
on 30
March
2021
------------------------- --------------------- --------------------- ------------------- -------------------- ---------------------
Bonus 8 April GBP1.65 12,666 8 April
Deferral 2020 2023
Plan
------------------------- --------------------- --------------------- ------------------- -------------------- ---------------------
LTIP awards (subject to performance conditions)
Hastings Position Scheme Date of Price Number Vesting
director / under grant at of date
/ connection which grant ordinary
connected to granted shares
person director in
(incl name respect
of of which
relevant awards
director) granted
Tobias Chief Long 6 April GBP2.73 411,605 6 April
van der Executive Term 2018 2021
Meer Officer Incentive
Plan
---------------------- --------------------- --------------------- ------------------- -------------------- -------------------
Long 11 April GBP2.20 463,047 6 April
Term 2019 2022
Incentive
Plan
---------------------- --------------------- --------------------- ------------------- -------------------- -------------------
Long 8 April GBP1.65 618,181 6 April
Term 2020 2023
Incentive
Plan
---------------------- --------------------- --------------------- ------------------- -------------------- -------------------
John Chief Long 16 GBP1.86 510,368 6 April
Worth Financial Term September 2022
Officer Incentive 2019
Plan
---------------------- --------------------- --------------------- ------------------- -------------------- -------------------
Long 8 April GBP1.65 575,757 6 April
Term 2020 2023
Incentive
Plan
---------------------- --------------------- --------------------- ------------------- -------------------- -------------------
Unvested nil-cost options (CAP awards subject to performance conditions)
Hastings Position Date of Price Shares Vesting
director grant at in date
/ grant respect
connected of
person which
options
granted
Tobias Chief 21 GBP3.08 567,165 20
van Executive December December
der Meer Officer 2017 2022**
(released
in three
equal
annual
tranches
beginning
from that
date)
--------------------- -------------------- ------------------- ------------------- ---------------------
** Vesting date corrected by way of an amendment to this Opening Position Disclosure on 11
November 2020.
Persons deemed to be acting in concert with Hastings
c) The following interests are held by persons deemed to be acting in concert with Hastings:
NONE.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the party to the offer making the disclosure or any person acting
in concert with it:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE.
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party
to the offer making the disclosure, or any person acting in concert with it, and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE.
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) NO
Supplemental Form 8 (SBL) NO
---
Date of disclosure: 11 November 2020
Contact name: Anthony Leppard
---------------------
Telephone number: +44 (0) 14 2473 8366
---------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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END
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