Holding(s) in Company (8295M)

TIDMCDN
RNS Number : 8295M
Caledon Resources PLC
22 August 2011
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
------------------------------------------------------------------------------ 
 
 1. Identity of the issuer            Caledon Resources, PLC 
  or the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-----------------------------------  ----------------------------------------- 
 2 Reason for the notification (please tick the appropriate box 
  or boxes): 
------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights                     Yes 
-----------------------------------------------------  ----------------------- 
 An acquisition or disposal of qualifying                         No 
  financial instruments which may result 
  in the acquisition of shares already issued 
  to which voting rights are attached 
-----------------------------------------------------  ----------------------- 
 An acquisition or disposal of instruments                        No 
  with similar economic effect to qualifying 
  financial instruments 
-----------------------------------------------------  ----------------------- 
 An event changing the breakdown of voting                        No 
  rights 
-----------------------------------------------------  ----------------------- 
 Other (please 
  specify): 
----------------  -----------------------------------  ----------------------- 
 3. Full name of person(s)       Ingalls & Snyder LLC ("I&S") ") and Ingalls 
  subject to the                  & Snyder Value Partners LP ("ISVP"). 
  notification obligation: 
  (iii) 
------------------------------  ---------------------------------------------- 
 4. Full name of                 I I&S, on behalf of its clients, has 
 shareholder(s) (if different    dispositive authority over (i.e. the power 
 from 3.):(iv)                   and authorisation to sell at I&S's 
                                 discretion) 16,442,985 shares. In Caledon 
                                 Resources, PLC. I&S has voting authority in 
                                 respect of none of such 16,442,985 shares. In 
                                 respect of 12,069,685 of the 16,442,985 
                                 shares ISVP (as beneficial owner) shares 
                                 dispositive authority with I&S and has voting 
                                 authority. So in respect of the 13,000,000 
                                 shares beneficially held by ISVP, I&S has and 
                                 ISVP shares dispositive authority and ISVP 
                                 has voting authority. 
------------------------------  ---------------------------------------------- 
 5. Date of the transaction      August 19, 2011 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
------------------------------  ---------------------------------------------- 
 6. Date on which issuer         August 19, 2011 
  notified: 
------------------------------  ---------------------------------------------- 
 7. Threshold(s) that            Interest reduced to less than 6% of issued 
  is/are crossed or               share capital. 
  reached: (vi, vii) 
------------------------------  ---------------------------------------------- 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
------------------------------------------------------------------------------------------------------------------------- 
 Class/type of 
 shares if 
 possible        Situation previous 
 using the        to the triggering                 Resulting situation after the triggering 
 ISIN CODE        transaction                        transaction 
--------------  ---------------------------------  ---------------------------------------------------------------------- 
                                Number 
                 Number          of 
                  of             Voting             Number       Number of voting           % of voting rights 
                  Shares         Rights              of shares    rights                     (x) 
--------------  -------------  ------------------  -----------  -------------------------  ------------------------------ 
                                                                 Direct          Indirect 
                                                    Direct        (xi)            (xii)     Direct             Indirect 
--------------  ----  -------  ------  -----  ---  -----------  --------------  ---------  -----------------  ----------- 
                                                                 See note 4 
                                                                 above. I&S 
                                                                 has 
                                                                 dispositive 
                                                                 authority 
                                                                 over 
                                                                 16,442,985 
                                                                 shares and 
                                                                 voting 
                                                                 authority in 
                                                                 respect of 
                                                                 none of such 
                                                                 shares. ISVP 
                                                                 has voting 
                                                                 authority and              5.88% (Note: For 
                                                                 shares                     these purposes 
 Ordinary                                                        dispositive                we have assumed 
  Shares of                                                      authority in               that dispositive 
  0.5p each.                                                     respect of                 authority is 
  ISIN                                                           12,069,685                 equivalent to 
  GB00B1GJZT14   19,103,300     -                   16,442,985   such shares.    -          voting rights). 
                -------------  ------------------  -----------  --------------  ---------  -----------------  ----------- 
 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------- 
 Type of financial     Expiration       Exercise/                     Number of voting                % of voting 
  instrument            date (xiii)      Conversion Period             rights that may                 rights 
                                         (xiv)                         be 
                                                                       acquired if the 
                                                                       instrument is 
                                                                       exercised/ converted. 
--------------------  ---------------  ----------------------------  ------------------------------  -------------------- 
 N/A 
--------------------  ---------------  ----------------------------  ------------------------------  -------------------- 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------- 
 Type of         Exercise       Expiration     Exercise/         Number of voting                 % of voting rights 
  financial       price          date (xvii)    Conversion        rights instrument                (xix, xx) 
  instrument                                    period            refers to 
                                                (xviii) 
--------------  -------------  -------------  ----------------  -------------------------------  ------------------------ 
 N/A                                                                                              Nominal       Delta 
--------------  -------------  -------------  ----------------  -------------------------------  ------------  ---------- 
 
 
 Total (A+B+C) 
------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                         Percentage of voting rights 
--------------------------------------------------------------  --------------------------------------------------------- 
 16,442,985 (Note: For these purposes                            5.88% (Note: For these purposes we 
  we have assumed that dispositive                                have assumed that dispositive authority 
  authority is equivalent to voting                               is equivalent to voting rights). 
  rights.) 
--------------------------------------------------------------  --------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
------------------------------------------------------------------------------ 
 N/A 
 
 Proxy Voting: 
------------------------------------------------------------------------------ 
 10. Name of the proxy holder:                      N/A 
-------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold:                                          N/A 
-------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights:                                    N/A 
-------------------------------------------------  --------------------------- 
 
 13. Additional information: 
--------------------------------------  -------------------------------------- 
 14. Contact name:                       Frank Stolba 
--------------------------------------  -------------------------------------- 
 15. Contact telephone number:           +1 212 269 7814 
--------------------------------------  --------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
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