|
FORM 8.5 (EPT/NON-RI)
|
|
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
AN
|
|
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
|
|
(OR
WHERE RI STATUS IS NOT APPLICABLE)
|
|
Rule 8.5 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
|
Name of exempt principal trader:
|
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
(b)
|
Name of offeror/offeree in relation to whose
|
|
KEYWORDS STUDIOS PLC
|
|
|
relevant securities this form relates:
|
|
|
(c)
|
Name of the party to the offer with which
exempt
|
KEYWORDS STUDIOS PLC
|
|
|
principal trader is connected
|
|
|
|
(d)
|
Date position held/dealing undertaken:
|
|
01
Aug 2024
|
|
(e)
|
In
addition to the company in 1(b) above, is the exempt
principal
|
NO
|
|
|
|
|
trader making disclosures in respect of any other party to the
offer?
|
|
|
|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
|
Class of relevant security:
|
1p
ordinary
|
|
|
Interests
|
Short
Positions
|
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
|
Relevant securities owned
|
|
|
|
|
|
|
and/or controlled:
|
|
|
2,288,079
|
2.85%
|
172,268
|
0.21%
|
|
(2)
|
Cash-settled derivatives:
|
|
|
|
|
|
|
and/or controlled:
|
|
|
108,648
|
0.14%
|
2,229,110
|
2.78%
|
|
(3)
|
Stock-settled derivatives (including
options)
|
|
|
|
|
|
|
and
agreements to purchase/sell:
|
|
|
0
|
0.00%
|
0
|
0.00%
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL:
|
|
|
2,396,727
|
2.99%
|
2,401,378
|
2.99%
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive
|
|
|
|
options)
|
|
|
|
|
|
|
|
Class of relevant security in relation to
|
|
|
|
|
|
which subscription right exists
|
|
|
|
|
|
Details, including nature of the rights
|
|
|
|
|
|
concerned and relevant percentages:
|
|
|
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchases and sales
|
|
|
|
|
|
|
Class of
relevant
|
Purchase/sale
|
Total number
of
|
Highest price per
unit
|
Lowest price per
unit
|
|
security
|
|
securities
|
paid/received
|
paid/received
|
|
1p
ordinary
|
Purchase
|
29,432
|
23.8785 GBP
|
23.8400 GBP
|
|
1p
ordinary
|
Sale
|
35,755
|
23.8940 GBP
|
23.8395 GBP
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
|
Class of
|
Product
|
Nature of
dealing
|
Number of
|
Price per
|
|
relevant
|
description
|
|
reference
|
unit
|
|
security
|
|
|
securities
|
|
|
1p
ordinary
|
SWAP
|
Closing
Short
|
41
|
23.8600 GBP
|
|
1p
ordinary
|
SWAP
|
Opening
Short
|
7
|
23.8602 GBP
|
|
1p
ordinary
|
CFD
|
Decreasing Short
|
237
|
23.8540 GBP
|
|
1p
ordinary
|
CFD
|
Decreasing Short
|
185
|
23.8560 GBP
|
|
1p
ordinary
|
CFD
|
Increasing Short
|
74
|
23.8614 GBP
|
|
1p
ordinary
|
CFD
|
Increasing Short
|
29
|
23.8637 GBP
|
|
1p
ordinary
|
SWAP
|
Decreasing Long
|
4,012
|
23.8618 GBP
|
|
1p
ordinary
|
SWAP
|
Decreasing Long
|
174
|
23.8600 GBP
|
|
1p
ordinary
|
SWAP
|
Decreasing Short
|
11,086
|
23.8480 GBP
|
|
1p
ordinary
|
SWAP
|
Decreasing Short
|
4,226
|
23.8940 GBP
|
|
1p
ordinary
|
SWAP
|
Decreasing Short
|
829
|
23.8400 GBP
|
|
1p
ordinary
|
SWAP
|
Decreasing Short
|
1,504
|
23.8568 GBP
|
|
1p
ordinary
|
SWAP
|
Decreasing Short
|
3,683
|
23.8600 GBP
|
|
1p
ordinary
|
SWAP
|
Increasing Short
|
539
|
23.8402 GBP
|
|
1p
ordinary
|
SWAP
|
Increasing Short
|
1,203
|
23.8713 GBP
|
|
1p
ordinary
|
SWAP
|
Increasing Short
|
3,177
|
23.8786 GBP
|
|
1p
ordinary
|
SWAP
|
Decreasing Long
|
511
|
23.8599 GBP
|
|
1p
ordinary
|
SWAP
|
Decreasing Long
|
1,886
|
23.8600 GBP
|
|
1p
ordinary
|
SWAP
|
Increasing Long
|
404
|
23.8395 GBP
|
|
1p
ordinary
|
SWAP
|
Increasing Long
|
133
|
23.8574 GBP
|
|
1p
ordinary
|
SWAP
|
Increasing Long
|
9
|
23.8795 GBP
|
|
1p
ordinary
|
SWAP
|
Decreasing Short
|
1,657
|
23.8400 GBP
|
|
1p
ordinary
|
SWAP
|
Decreasing Short
|
1,160
|
23.8600 GBP
|
|
1p
ordinary
|
SWAP
|
Increasing Short
|
266
|
23.8400 GBP
|
|
1p
ordinary
|
SWAP
|
Increasing Short
|
1,274
|
23.8600 GBP
|
|
1p
ordinary
|
SWAP
|
Increasing Short
|
2,187
|
23.8647 GBP
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
|
Class
|
Product
|
Writing,
|
Number
|
Exercise
|
Type
|
Expiry
|
Option
|
|
of
|
description
|
purchasing,
|
of
|
price
|
|
date
|
money
|
|
relevant
|
|
selling,
|
securities
|
per unit
|
|
|
paid/
|
|
security
|
|
varying etc
|
to which
|
|
|
|
received
|
|
|
|
|
option
|
|
|
|
per unit
|
|
|
|
|
relates
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of
relevant
|
Product
description
|
Exercising/ exercised
against
|
Number of
|
Exercise price
per
|
|
security
|
|
|
securities
|
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
|
Class of
relevant
|
Nature of
Dealings
|
Details
|
Price per unit
(if
|
|
security
|
|
|
applicable)
|
|
|
|
|
|
|
4.
|
OTHER
INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
|
|
|
|
formal or informal, relating to relevant securities which may
be an inducement to deal
|
|
|
|
or
refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
|
|
|
to
the offer or any person acting in concert with a party to the
offer:
|
|
|
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
|
|
|
|
the
exempt principal trader making the disclosure and any other person
relating to:
|
|
|
|
(i) the voting rights of any relevant securities
under any option; or
|
|
|
|
|
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
|
|
|
|
any
derivative is referenced:
|
|
|
|
|
|
|
|
NONE
|
|
(c)
|
Attachments
|
|
|
|
|
|
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
02 Aug 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|