EPT Disclosure
2010年3月9日 - 7:13PM
ＲＮＳを含む英国規制内ニュース （英語）
TIDMBSLA TIDMSKS TIDMBAB TIDMVTG
RNS Number : 2894I
Merrill Lynch Int(EPT)
09 March 2010
+----------------------------------------------------------------+----------+
| | FORM |
| | 38.5(a) |
+----------------------------------------------------------------+----------+
+----------------------------------------------------------------+----------+
| | |
+----------------------------------------------------------------+----------+
+---------+--------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+---------+--------------------------------------------------------+
+---------+--------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+---------+--------------------------------------------------------+
+---------+--------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+---------+--------------------------------------------------------+
+---------+--------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code)) |
+---------+--------------------------------------------------------+
+-+--------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+--------------------------------------------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Name of exempt principal | Merrill Lynch International |
| | trader | |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Company dealt in | Blacks Leisure Group Plc |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Class of relevant security to | Common |
| | which the | |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------------------------------------------------+
| | dealings being disclosed relate |
+-+--------------------------------------------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Date of dealing | 08/03/2010 |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+--------------------------------------------------------------------------+
+-+--------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+--------------------------------------------------------------------------+
+-+------------------------+------------------------+-+------------------------+
| | Total number of |Highest price received | | Lowest price received |
| | securities sold | | | |
+-+------------------------+------------------------+-+------------------------+
+-+------------------------+------------------------+------------------------+
| | 12,000 | GBP 0.59 | GBP 0.59 |
+-+------------------------+------------------------+------------------------+
+-+--------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+--------------------------------------------------------------------------+
+-+--------------+-+-----------------+-+----------------------------+---------------+
| | Product | | Short/Long | | Number of securities | Price per |
| | name, | | | | | unit |
+-+--------------+-+-----------------+-+----------------------------+---------------+
+-+--------------+-+-----------------+
| | eg. CFD | | |
+-+--------------+-+-----------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Short Swap | SHORT | 6,000 | GBP 0.59 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+--------------------------------------------------------------------------+
+-+-----------+-----------+------------+----------+----------+----------+------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option |
| | name | | | | e.g. | | |
+-+-----------+-----------+------------+----------+----------+----------+------------+
+-+-----------+-----------+------------+---------+-----------+----------+------------+
| | | selling, | securities | price | American, | date | money |
| | | | under | | | | |
+-+-----------+-----------+------------+---------+-----------+----------+------------+
+-+-----------+-------------+--------------------+-------------------+---------------+
| | eg call | purchasing, | option | European etc | paid/received |
| | option | | | | |
+-+-----------+-------------+--------------------+-------------------+---------------+
+------------+--------------------------------+-------------------+------------+
| | varying etc. | | per unit |
+------------+--------------------------------+-------------------+------------+
+-+-----------+-----------+-+------------+---------+----------+-+----------+-+----------+
| | | | | | | | | | | |
+-+-----------+-----------+-+------------+---------+----------+-+----------+-+----------+
+-+--------------------------------------------------------------------------+
| | (ii) Exercising |
+-+--------------------------------------------------------------------------+
+-+------------------------+-----------------------+----------------------------+
| | Product name | Number of securities | Exercise price |
| | | under | |
+-+------------------------+-----------------------+----------------------------+
+-+------------------------+--------------------------------------------------+
| | eg call option | option |
+-+------------------------+--------------------------------------------------+
+-+--------------------+-------------------+-+---------------------+
| | | | | |
+-+--------------------+-------------------+-+---------------------+
+-+------------------------+----------------------+-+-------------------------+
| | | | | |
+-+------------------------+----------------------+-+-------------------------+
+--+-------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or |
| | derivatives |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the |
| | person disclosing and any |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | other person relating to the voting rights of any relevant securities |
| | under any option referred to on this |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | form or relating to the voting rights or future acquisition or disposal |
| | of any relevant securities to which |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | any derivative referred to on this form is referenced. If none, this |
| | should be stated. |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | NONE |
+--+-------------------------------------------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Date of disclosure | 09/03/2010 |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Contact name | Bhavika Mistry |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Telephone number | +44 207 995 4747 |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Name of offeree/offeror with whom | Sports Direct International Plc |
| | connected | |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Nature of connection # | Advisor |
+-+------------------------------------+-------------------------------------+
+----------------------------------------------------+---------+
| | FORM |
| |38.5(a) |
+----------------------------------------------------+---------+
+----------------------------------------------------------------+----------+
| | |
+----------------------------------------------------------------+----------+
+---------+--------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+---------+--------------------------------------------------------+
+---------+--------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+---------+--------------------------------------------------------+
+---------+--------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+---------+--------------------------------------------------------+
+---------+--------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code)) |
+---------+--------------------------------------------------------+
+-+--------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+--------------------------------------------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Name of exempt principal | Merrill Lynch International |
| | trader | |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Company dealt in | Shanks Group Plc |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Class of relevant security to | Common |
| | which the | |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------------------------------------------------+
| | dealings being disclosed relate |
+-+--------------------------------------------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Date of dealing | 08/03/2010 |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+--------------------------------------------------------------------------+
+-+--------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+--------------------------------------------------------------------------+
+-+------------------------+------------------------+-+------------------------+
| | Total number of | Highest price paid | | Lowest price paid |
| | securities | | | |
+-+------------------------+------------------------+-+------------------------+
+-+------------------------+
| | purchased |
+-+------------------------+
+-+------------------------+------------------------+------------------------+
| | 38,666 | GBP 1.21 | GBP 1.20 |
+-+------------------------+------------------------+------------------------+
+-+------------------------+------------------------+-+------------------------+
| | Total number of |Highest price received | | Lowest price received |
| | securities sold | | | |
+-+------------------------+------------------------+-+------------------------+
+-+------------------------+------------------------+------------------------+
| | 34,192 | GBP 1.21 | GBP 1.19 |
+-+------------------------+------------------------+------------------------+
+-+--------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+--------------------------------------------------------------------------+
+-+--------------+-+-----------------+-+----------------------------+---------------+
| | Product | | Short/Long | | Number of securities | Price per |
| | name, | | | | | unit |
+-+--------------+-+-----------------+-+----------------------------+---------------+
+-+--------------+-+-----------------+
| | eg. CFD | | |
+-+--------------+-+-----------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 15,021 | GBP 1.20 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 10,300 | GBP 1.21 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-+-----------------+-+----------------------------+---------------+
| | Product | | Short/Long | | Number of securities | Price per |
| | name, | | | | | unit |
+-+--------------+-+-----------------+-+----------------------------+---------------+
+-+--------------+-+-----------------+
| | eg. CFD | | |
+-+--------------+-+-----------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Short Swap | SHORT | 862 | GBP 1.20 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Short Swap | SHORT | 20,000 | GBP 1.20 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+--------------------------------------------------------------------------+
+-+-----------+-----------+------------+----------+----------+----------+------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option |
| | name | | | | e.g. | | |
+-+-----------+-----------+------------+----------+----------+----------+------------+
+-+-----------+-----------+------------+---------+-----------+----------+------------+
| | | selling, | securities | price | American, | date | money |
| | | | under | | | | |
+-+-----------+-----------+------------+---------+-----------+----------+------------+
+-+-----------+-------------+--------------------+-------------------+---------------+
| | eg call | purchasing, | option | European etc | paid/received |
| | option | | | | |
+-+-----------+-------------+--------------------+-------------------+---------------+
+------------+--------------------------------+-------------------+------------+
| | varying etc. | | per unit |
+------------+--------------------------------+-------------------+------------+
+-+-----------+-----------+-+------------+---------+----------+-+----------+-+----------+
| | | | | | | | | | | |
+-+-----------+-----------+-+------------+---------+----------+-+----------+-+----------+
+-+--------------------------------------------------------------------------+
| | (ii) Exercising |
+-+--------------------------------------------------------------------------+
+-+------------------------+-----------------------+----------------------------+
| | Product name | Number of securities | Exercise price |
| | | under | |
+-+------------------------+-----------------------+----------------------------+
+-+------------------------+--------------------------------------------------+
| | eg call option | option |
+-+------------------------+--------------------------------------------------+
+-+------------------------+----------------------+-+-------------------------+
| | | | | |
+-+------------------------+----------------------+-+-------------------------+
+-+------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+-+------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or |
| | derivatives |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the |
| | person disclosing and any |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | other person relating to the voting rights of any relevant securities |
| | under any option referred to on this |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | form or relating to the voting rights or future acquisition or disposal |
| | of any relevant securities to which |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | any derivative referred to on this form is referenced. If none, this |
| | should be stated. |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | NONE |
+--+-------------------------------------------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Date of disclosure | 09/03/2010 |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Contact name | Bhavika Mistry |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Telephone number | +44 207 995 4747 |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Name of offeree/offeror with whom | Carlyle Europe Partners III |
| | connected | Participations Sarl |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Nature of connection # | Advisor |
+-+------------------------------------+-------------------------------------+
+----------------------------------------------------+---------+
| | FORM |
| |38.5(a) |
+----------------------------------------------------+---------+
+----------------------------------------------------------------+----------+
| | |
+----------------------------------------------------------------+----------+
+---------+--------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+---------+--------------------------------------------------------+
+---------+--------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+---------+--------------------------------------------------------+
+---------+--------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+---------+--------------------------------------------------------+
+---------+--------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code)) |
+---------+--------------------------------------------------------+
+-+--------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+--------------------------------------------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Name of exempt principal | Merrill Lynch International |
| | trader | |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Company dealt in | Babcock International Group |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Class of relevant security to | Common |
| | which the | |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------------------------------------------------+
| | dealings being disclosed relate |
+-+--------------------------------------------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Date of dealing | 08/03/2010 |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+--------------------------------------------------------------------------+
+-+--------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+--------------------------------------------------------------------------+
+-+------------------------+------------------------+-+------------------------+
| | Total number of | Highest price paid | | Lowest price paid |
| | securities | | | |
+-+------------------------+------------------------+-+------------------------+
+-+------------------------+
| | purchased |
+-+------------------------+
+-+------------------------+------------------------+------------------------+
| | 37,071 | GBP 5.25 | GBP 5.21 |
+-+------------------------+------------------------+------------------------+
+-+------------------------+------------------------+-+------------------------+
| | Total number of |Highest price received | | Lowest price received |
| | securities sold | | | |
+-+------------------------+------------------------+-+------------------------+
+-+------------------------+------------------------+------------------------+
| | 196,706 | GBP 5.24 | GBP 5.20 |
+-+------------------------+------------------------+------------------------+
+-+--------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+--------------------------------------------------------------------------+
+-+--------------+-+-----------------+-+----------------------------+---------------+
| | Product | | Short/Long | | Number of securities | Price per |
| | name, | | | | | unit |
+-+--------------+-+-----------------+-+----------------------------+---------------+
+-+--------------+-+-----------------+
| | eg. CFD | | |
+-+--------------+-+-----------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 83 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 49 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 17 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 4 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 3 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 2 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 154 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 974 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 9,759 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 4,597 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 2,885 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+------------+--------------+-----------------------+------------+
| | Long Swap | LONG | 1,475 | GBP 5.22 |
+-+------------+--------------+-----------------------+------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 140 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1,110 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 148 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 969 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 626 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 573 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 436 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 388 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 345 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 272 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 198 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 163 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1,461 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-+-----------------+-+----------------------------+---------------+
| | Product | | Short/Long | | Number of securities | Price per |
| | name, | | | | | unit |
+-+--------------+-+-----------------+-+----------------------------+---------------+
+-+--------------+-+-----------------+
| | eg. CFD | | |
+-+--------------+-+-----------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Short Swap | SHORT | 1 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Short Swap | SHORT | 62,568 | GBP 5.21 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Short Swap | SHORT | 60,000 | GBP 5.21 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Short Swap | SHORT | 27,432 | GBP 5.21 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Short Swap | SHORT | 16,676 | GBP 5.21 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Short Swap | SHORT | 1,069 | GBP 5.23 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+--------------------------------------------------------------------------+
+-+-----------+-----------+------------+----------+----------+----------+------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option |
| | name | | | | e.g. | | |
+-+-----------+-----------+------------+----------+----------+----------+------------+
+-+-----------+-----------+------------+---------+-----------+----------+------------+
| | | selling, | securities | price | American, | date | money |
| | | | under | | | | |
+-+-----------+-----------+------------+---------+-----------+----------+------------+
+-+-----------+-------------+--------------------+-------------------+---------------+
| | eg call | purchasing, | option | European etc | paid/received |
| | option | | | | |
+-+-----------+-------------+--------------------+-------------------+---------------+
+------------+--------------------------------+-------------------+------------+
| | varying etc. | | per unit |
+------------+--------------------------------+-------------------+------------+
+-+-----------+-----------+-+------------+---------+----------+-+----------+-+----------+
| | | | | | | | | | | |
+-+-----------+-----------+-+------------+---------+----------+-+----------+-+----------+
+-+--------------------------------------------------------------------------+
| | (ii) Exercising |
+-+--------------------------------------------------------------------------+
+-+------------------------+-----------------------+----------------------------+
| | Product name | Number of securities | Exercise price |
| | | under | |
+-+------------------------+-----------------------+----------------------------+
+-+------------------------+--------------------------------------------------+
| | eg call option | option |
+-+------------------------+--------------------------------------------------+
+-+------------------------+----------------------+-+-------------------------+
| | | | | |
+-+------------------------+----------------------+-+-------------------------+
+--+-------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or |
| | derivatives |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the |
| | person disclosing and any |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | other person relating to the voting rights of any relevant securities |
| | under any option referred to on this |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | form or relating to the voting rights or future acquisition or disposal |
| | of any relevant securities to which |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | any derivative referred to on this form is referenced. If none, this |
| | should be stated. |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | NONE |
+--+-------------------------------------------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Date of disclosure | 09/03/2010 |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Contact name | Bhavika Mistry |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Telephone number | +44 207 995 4747 |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Name of offeree/offeror with whom | VT Group Plc |
| | connected | |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Nature of connection # | Advisor |
+-+------------------------------------+-------------------------------------+
+----------------------------------------------------+---------+
| | FORM |
| |38.5(a) |
+----------------------------------------------------+---------+
+----------------------------------------------------------------+----------+
| | |
+----------------------------------------------------------------+----------+
+---------+--------------------------------------------------------+
| | DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
+---------+--------------------------------------------------------+
+---------+--------------------------------------------------------+
| | WITH RECOGNISED INTERMEDIARY STATUS |
+---------+--------------------------------------------------------+
+---------+--------------------------------------------------------+
| | DEALING IN A CLIENT-SERVING CAPACITY |
+---------+--------------------------------------------------------+
+---------+--------------------------------------------------------+
| | (Rule 38.5(a) of the Takeover Code)) |
+---------+--------------------------------------------------------+
+-+--------------------------------------------------------------------------+
| | 1. KEY INFORMATION |
+-+--------------------------------------------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Name of exempt principal | Merrill Lynch International |
| | trader | |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Company dealt in | VT Group Plc |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Class of relevant security to | Common |
| | which the | |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------------------------------------------------+
| | dealings being disclosed relate |
+-+--------------------------------------------------------------------------+
+-+--------------------------------+----------------------------------------+
| | Date of dealing | 08/03/2010 |
+-+--------------------------------+----------------------------------------+
+-+--------------------------------------------------------------------------+
| | 2. DEALINGS |
+-+--------------------------------------------------------------------------+
+-+--------------------------------------------------------------------------+
| | (a) Purchases and sales |
+-+--------------------------------------------------------------------------+
+-+------------------------+------------------------+-+------------------------+
| | Total number of | Highest price paid | | Lowest price paid |
| | securities | | | |
+-+------------------------+------------------------+-+------------------------+
+-+------------------------+
| | purchased |
+-+------------------------+
+-+------------------------+------------------------+------------------------+
| | 791,143 | GBP 6.81 | GBP 6.79 |
+-+------------------------+------------------------+------------------------+
+-+------------------------+------------------------+-+------------------------+
| | Total number of |Highest price received | | Lowest price received |
| | securities sold | | | |
+-+------------------------+------------------------+-+------------------------+
+-+------------------------+------------------------+------------------------+
| | 734,833 | GBP 6.82 | GBP 6.79 |
+-+------------------------+------------------------+------------------------+
+-+--------------------------------------------------------------------------+
| | (b) Derivatives transactions (other than options) |
+-+--------------------------------------------------------------------------+
+-+--------------+-+-----------------+-+----------------------------+---------------+
| | Product | | Short/Long | | Number of securities | Price per |
| | name, | | | | | unit |
+-+--------------+-+-----------------+-+----------------------------+---------------+
+-+--------------+-+-----------------+
| | eg. CFD | | |
+-+--------------+-+-----------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 47 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 350 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 277 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 256 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 204 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 181 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 165 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 448 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 54 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 494 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 21 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 21 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 15 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 13 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 7 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 151 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1,314 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 21,176 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 8,261 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 2,935 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 378 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 2,009 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1,258 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1,149 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+------------+--------------+-----------------------+------------+
| | Long Swap | LONG | 1,124 | GBP 6.80 |
+-+------------+--------------+-----------------------+------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 1,051 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 846 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 800 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 711 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Long Swap | LONG | 2,816 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-+-----------------+-+----------------------------+---------------+
| | Product | | Short/Long | | Number of securities | Price per |
| | name, | | | | | unit |
+-+--------------+-+-----------------+-+----------------------------+---------------+
+-+--------------+-+-----------------+
| | eg. CFD | | |
+-+--------------+-+-----------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Short Swap | SHORT | 310 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Short Swap | SHORT | 2,875 | GBP 6.82 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Short Swap | SHORT | 970 | GBP 6.79 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Short Swap | SHORT | 690 | GBP 6.80 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------+-----------------+----------------------------+---------------+
| | Short Swap | SHORT | 612 | GBP 6.79 |
+-+--------------+-----------------+----------------------------+---------------+
+-+--------------------------------------------------------------------------+
| | (c) Options transactions in respect of existing securities |
+-+--------------------------------------------------------------------------+
+-+-----------+-----------+------------+----------+----------+----------+------------+
| | Product | Writing, | Number of | Exercise | Type, | Expiry | Option |
| | name | | | | e.g. | | |
+-+-----------+-----------+------------+----------+----------+----------+------------+
+-+-----------+-----------+------------+---------+-----------+----------+------------+
| | | selling, | securities | price | American, | date | money |
| | | | under | | | | |
+-+-----------+-----------+------------+---------+-----------+----------+------------+
+-+-----------+-------------+--------------------+-------------------+---------------+
| | eg call | purchasing, | option | European etc | paid/received |
| | option | | | | |
+-+-----------+-------------+--------------------+-------------------+---------------+
+------------+--------------------------------+-------------------+------------+
| | varying etc. | | per unit |
+------------+--------------------------------+-------------------+------------+
+-+-----------+-----------+-+------------+---------+----------+-+----------+-+----------+
| | | | | | | | | | | |
+-+-----------+-----------+-+------------+---------+----------+-+----------+-+----------+
+-+--------------------------------------------------------------------------+
| | (ii) Exercising |
+-+--------------------------------------------------------------------------+
+-+------------------------+-----------------------+----------------------------+
| | Product name | Number of securities | Exercise price |
| | | under | |
+-+------------------------+-----------------------+----------------------------+
+-+------------------------+--------------------------------------------------+
| | eg call option | option |
+-+------------------------+--------------------------------------------------+
+-+------------------------+----------------------+-+-------------------------+
| | | | | |
+-+------------------------+----------------------+-+-------------------------+
+--+-------------------------------------------------------------------------+
| | 3. OTHER INFORMATION |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | Agreements, arrangements or understandings relating to options or |
| | derivatives |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | Full details of any agreement, arrangement or understanding between the |
| | person disclosing and any |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | other person relating to the voting rights of any relevant securities |
| | under any option referred to on this |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | form or relating to the voting rights or future acquisition or disposal |
| | of any relevant securities to which |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | any derivative referred to on this form is referenced. If none, this |
| | should be stated. |
+--+-------------------------------------------------------------------------+
+--+-------------------------------------------------------------------------+
| | NONE |
+--+-------------------------------------------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Date of disclosure | 09/03/2010 |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Contact name | Bhavika Mistry |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Telephone number | +44 207 995 4747 |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Name of offeree/offeror with whom | Vt Group Plc |
| | connected | |
+-+------------------------------------+-------------------------------------+
+-+------------------------------------+-------------------------------------+
| | Nature of connection # | Advisor |
+-+------------------------------------+-------------------------------------+
This information is provided by RNS
The company news service from the London Stock Exchange
END
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