TIDMBRK
RNS Number : 7357B
Brooks Macdonald Group PLC
04 October 2022
Brooks Macdonald Group PLC
(the "Company")
Director/PDMR Shareholding
Notification and public disclosure of transactions by persons
discharging managerial responsibilities ("PDMR") in accordance with
the UK Market Abuse Regulations.
On 30 September 2022 Andrew Shepherd, Chief Executive Officer of
the Company, purchased 2,103 shares in the Company at a price of
1882.5p per share.
On 30 September 2022, the Company granted pursuant to the 2018
Brooks Macdonald Long Term Incentive Plan (the "Plan") nil price
options (the "LTIP Awards") over the ordinary shares of 1 pence
each in the Company (the "Shares") to the following PDMRs:
PDMR Number of Shares Over
Which LTIP Awards are
Granted
Robin Eggar 2,552
-----------------------
Richard Hughes 2,552
-----------------------
The Plan has been established to retain and incentivise key
executives in order to deliver sustainable growth and in addition
to align further the interests of those executives with those of
shareholders.
Vesting of Awards
The LTIP Awards will vest and become exercisable in full subject
to both the following performance conditions being met:
i) the maintenance of a satisfactory risk, compliance,
governance and internal control environment; and
ii) a Remuneration Committee assessment that the value being
delivered on vesting is commensurate with the underlying financial
performance of the Company over the three-year vesting period.
Further the LTIP Awards are also subject to continued employment
and malus and clawback provisions.
Holding period
The LTIP Awards shall be subject to a compulsory, holding period
of a further two years from the date the award vests and becomes
exercisable.
Timetable
The LTIP Awards is expected to vest and become exercisable from
30 September 2025, following the announcement of the Company's
results for the year ended 30 June 2025 and the holding period
restriction is expected to expire on 30 September 2027.
On 30 September 2022, the Company granted pursuant to the Plan
nil price options (the "DBP Awards") over Shares to the following
PDMRs under the Company's Deferred Bonus Plan:
PDMR Number of Shares Over
Which Awards are Granted
Andrew Shepherd 8,905
--------------------------
Ben Thorpe 7,792
--------------------------
Lynsey Cross 6,456
--------------------------
Robin Eggar 4,252
--------------------------
Richard Hughes 3,657
--------------------------
The DBP Awards vest and become exercisable in three equal
tranches on 30 September 2023, 30 September 2024 and 30 September
2025. There are no performance conditions or holding periods
associated with the DBP Awards.
As at today's date, these Awards together represent 0.22% of the
total voting rights of the Company.
On 30 September 2022, awards over 7,001 shares made under the
Plan in 2019 vested to Ben Thorpe, Chief Financial Officer.
Following the vesting, a total of 3,379 of the Shares were sold at
a price of 1882.5p per share to meet the income tax and National
Insurance liabilities due as a result of the vesting, as set out in
the table below.
Scheme No. of share No. of shares No. of shares
awards v esting sold to cover retained
tax and other
liabilities
LTIP 2019 7,001 3,379 3,622
----------------- --------------- --------------
To satisfy the awards, Shares were transferred from the Brooks
Macdonald Employee Benefit Trust (the "EBT"). The Company was
notified by JTC Employer Solutions Trustee Limited, as trustees of
the EBT, that following this transfer the EBT now holds 588,077
Shares, representing 3.63% of the Company's total voting
rights.
ANNEX
The notification below, made in accordance with the UK Market
Abuse Regulations, provides further details:
1. Details of the person discharging managerial responsibilities
/ person closely associated
(a) Name Andrew Shepherd
--------------------------------------- -----------------------------------------
2. Reason for the notification
----------------------------------------------------------------------------------
(a) Position/status CEO
--------------------------------------- -----------------------------------------
(b) Initial notification Initial notification
/Amendment
--------------------------------------- -----------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
----------------------------------------------------------------------------------
(a) Name Brooks Macdonald Group plc
--------------------------------------- -----------------------------------------
(b) LEI 213800WRDF8LB8MIEX37
--------------------------------------- -----------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
----------------------------------------------------------------------------------
(a) Description of the financial Ordinary shares of 1 pence each
instrument, type of instrument
Identification code BRK
ISIN GB00B067N833
--------------------------------------- -----------------------------------------
(b) Nature of the transaction Purchase of ordinary shares of 1p each
in the Company
--------------------------------------- -----------------------------------------
(c) Price(s) and volume(s) Price(s) Volume(s)
1882.5p 2,103
--------------------------------------- ------------------- --------------------
(d) Aggregated information Aggregated volume: 2,103
Aggregated price: 1882.5p
--------------------------------------- -----------------------------------------
Date of the transaction 30 September 2022
--------------------------------------- -----------------------------------------
Place of the transaction The London Stock Exchange
--------------------------------------- -----------------------------------------
1. Details of the person discharging managerial responsibilities
/ person closely associated
(a) Name Robin Eggar
-------------------------------- -----------------------------------------
2. Reason for the notification
---------------------------------------------------------------------------
(a) Position/status Managing Director, Head of UK Investment
Management
-------------------------------- -----------------------------------------
(b) Initial notification Initial notification
/Amendment
-------------------------------- -----------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------
(a) Name Brooks Macdonald Group plc
-------------------------------- -----------------------------------------
(b) LEI 213800WRDF8LB8MIEX37
-------------------------------- -----------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
---------------------------------------------------------------------------
(a) Description of the financial Options over ordinary shares of 1pence
instrument, type of instrument each
Identification code
BRK
ISIN GB00B067N833
-------------------------------- -----------------------------------------
(b) Nature of the transaction Grant of a nil price options over the
ordinary shares of 1 pence each in
the Company
-------------------------------- -----------------------------------------
(c) Price(s) and volume(s) Volume granted: 2,552
Exercise Price(s): Nil
-------------------------------- -----------------------------------------
(d) Aggregated information Aggregated volume: n/a
Aggregated price: n/a
-------------------------------- -----------------------------------------
Date of the transaction 30 September 2022
-------------------------------- -----------------------------------------
Place of the transaction Outside of a main market
-------------------------------- -----------------------------------------
1. Details of the person discharging managerial responsibilities
/ person closely associated
(a) Name Richard Hughes
-------------------------------- ---------------------------------------
2. Reason for the notification
-------------------------------------------------------------------------
(a) Position/status CEO International
-------------------------------- ---------------------------------------
(b) Initial notification Initial notification
/Amendment
-------------------------------- ---------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
(a) Name Brooks Macdonald Group plc
-------------------------------- ---------------------------------------
(b) LEI 213800WRDF8LB8MIEX37
-------------------------------- ---------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
-------------------------------------------------------------------------
(a) Description of the financial Options over ordinary shares of 1pence
instrument, type of instrument each
Identification code
BRK
ISIN GB00B067N833
-------------------------------- ---------------------------------------
(b) Nature of the transaction Grant of nil price options over the
ordinary shares of 1 pence each in
the Company
-------------------------------- ---------------------------------------
(c) Price(s) and volume(s) Volume granted: 2,552
Exercise Price(s): Nil
-------------------------------- ---------------------------------------
(d) Aggregated information Aggregated volume: n/a
Aggregated price: n/a
-------------------------------- ---------------------------------------
Date of the transaction 30 September 2022
-------------------------------- ---------------------------------------
Place of the transaction Outside of a main market
-------------------------------- ---------------------------------------
1. Details of the person discharging managerial responsibilities
/ person closely associated
(a) Name Andrew Shepherd
-------------------------------- ---------------------------------------
2. Reason for the notification
-------------------------------------------------------------------------
(a) Position/status CEO
-------------------------------- ---------------------------------------
(b) Initial notification Initial notification
/Amendment
-------------------------------- ---------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
(a) Name Brooks Macdonald Group plc
-------------------------------- ---------------------------------------
(b) LEI 213800WRDF8LB8MIEX37
-------------------------------- ---------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
-------------------------------------------------------------------------
(a) Description of the financial Options over ordinary shares of 1pence
instrument, type of instrument each
Identification code
BRK
ISIN GB00B067N833
-------------------------------- ---------------------------------------
(b) Nature of the transaction Grant of nil price options over the
ordinary shares of 1 pence each in
the Company
-------------------------------- ---------------------------------------
(c) Price(s) and volume(s) Volume granted: 8,905
Exercise Price(s): Nil
-------------------------------- ---------------------------------------
(d) Aggregated information Aggregated volume: n/a
Aggregated price: n/a
-------------------------------- ---------------------------------------
Date of the transaction 30 September 2022
-------------------------------- ---------------------------------------
Place of the transaction Outside of a main market
-------------------------------- ---------------------------------------
1. Details of the person discharging managerial responsibilities
/ person closely associated
(a) Name Ben Thorpe
-------------------------------- ---------------------------------------
2. Reason for the notification
-------------------------------------------------------------------------
(a) Position/status Chief Financial Officer
-------------------------------- ---------------------------------------
(b) Initial notification Initial notification
/Amendment
-------------------------------- ---------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
(a) Name Brooks Macdonald Group plc
-------------------------------- ---------------------------------------
(b) LEI 213800WRDF8LB8MIEX37
-------------------------------- ---------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
-------------------------------------------------------------------------
(a) Description of the financial Options over ordinary shares of 1pence
instrument, type of instrument each
Identification code
BRK
ISIN GB00B067N833
-------------------------------- ---------------------------------------
(b) Nature of the transaction Grant of nil price options over the
ordinary shares of 1 pence each in
the Company
-------------------------------- ---------------------------------------
(c) Price(s) and volume(s) Volume granted: 7,792
Exercise Price(s): Nil
-------------------------------- ---------------------------------------
(d) Aggregated information Aggregated volume: n/a
Aggregated price: n/a
-------------------------------- ---------------------------------------
Date of the transaction 30 September 2022
-------------------------------- ---------------------------------------
Place of the transaction Outside of a main market
-------------------------------- ---------------------------------------
1. Details of the person discharging managerial responsibilities
/ person closely associated
(a) Name Lynsey Cross
-------------------------------- ---------------------------------------
2. Reason for the notification
-------------------------------------------------------------------------
(a) Position/status C hief Operating Officer
-------------------------------- ---------------------------------------
(b) Initial notification Initial notification
/Amendment
-------------------------------- ---------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
(a) Name Brooks Macdonald Group plc
-------------------------------- ---------------------------------------
(b) LEI 213800WRDF8LB8MIEX37
-------------------------------- ---------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
-------------------------------------------------------------------------
(a) Description of the financial Options over ordinary shares of 1pence
instrument, type of instrument each
Identification code
BRK
ISIN GB00B067N833
-------------------------------- ---------------------------------------
(b) Nature of the transaction Grant of nil price options over the
ordinary shares of 1 pence each in
the Company
-------------------------------- ---------------------------------------
(c) Price(s) and volume(s) Volume granted: 6,456
Exercise Price(s): Nil
-------------------------------- ---------------------------------------
(d) Aggregated information Aggregated volume: n/a
Aggregated price: n/a
-------------------------------- ---------------------------------------
Date of the transaction 30 September 2022
-------------------------------- ---------------------------------------
Place of the transaction Outside of a main market
-------------------------------- ---------------------------------------
1. Details of the person discharging managerial responsibilities
/ person closely associated
(a) Name Robin Eggar
-------------------------------- -----------------------------------------
2. Reason for the notification
---------------------------------------------------------------------------
(a) Position/status Managing Director, Head of UK Investment
Management
-------------------------------- -----------------------------------------
(b) Initial notification Initial notification
/Amendment
-------------------------------- -----------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
---------------------------------------------------------------------------
(a) Name Brooks Macdonald Group plc
-------------------------------- -----------------------------------------
(b) LEI 213800WRDF8LB8MIEX37
-------------------------------- -----------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
---------------------------------------------------------------------------
(a) Description of the financial Options over ordinary shares of 1pence
instrument, type of instrument each
Identification code
BRK
ISIN GB00B067N833
-------------------------------- -----------------------------------------
(b) Nature of the transaction Grant of nil price options over the
ordinary shares of 1 pence each in
the Company
-------------------------------- -----------------------------------------
(c) Price(s) and volume(s) Volume granted: 4,252
Exercise Price(s): Nil
-------------------------------- -----------------------------------------
(d) Aggregated information Aggregated volume: n/a
Aggregated price: n/a
-------------------------------- -----------------------------------------
Date of the transaction 30 September 2022
-------------------------------- -----------------------------------------
Place of the transaction Outside of a main market
-------------------------------- -----------------------------------------
1. Details of the person discharging managerial responsibilities
/ person closely associated
(a) Name Richard Hughes
-------------------------------- ---------------------------------------
2. Reason for the notification
-------------------------------------------------------------------------
(a) Position/status CEO International
-------------------------------- ---------------------------------------
(b) Initial notification Initial notification
/Amendment
-------------------------------- ---------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
(a) Name Brooks Macdonald Group plc
-------------------------------- ---------------------------------------
(b) LEI 213800WRDF8LB8MIEX37
-------------------------------- ---------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
-------------------------------------------------------------------------
(a) Description of the financial Options over ordinary shares of 1pence
instrument, type of instrument each
Identification code
BRK
ISIN GB00B067N833
-------------------------------- ---------------------------------------
(b) Nature of the transaction Grant of nil price options over the
ordinary shares of 1 pence each in
the Company
-------------------------------- ---------------------------------------
(c) Price(s) and volume(s) Volume granted: 3,657
Exercise Price(s): Nil
-------------------------------- ---------------------------------------
(d) Aggregated information Aggregated volume: n/a
Aggregated price: n/a
-------------------------------- ---------------------------------------
Date of the transaction 30 September 2022
-------------------------------- ---------------------------------------
Place of the transaction Outside of a main market
-------------------------------- ---------------------------------------
1. Details of the person discharging managerial responsibilities
/ person closely associated
(a) Name Ben Thorpe
-------------------------------- ---------------------------------------
2. Reason for the notification
-------------------------------------------------------------------------
(a) Position/status Chief Financial Officer
-------------------------------- ---------------------------------------
(b) Initial notification Initial notification
/Amendment
-------------------------------- ---------------------------------------
3. Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
-------------------------------------------------------------------------
(a) Name Brooks Macdonald Group plc
-------------------------------- ---------------------------------------
(b) LEI 213800WRDF8LB8MIEX37
-------------------------------- ---------------------------------------
4. Details of the transaction(s): section to be repeated for
(i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions have
been conducted
-------------------------------------------------------------------------
(a) Description of the financial Ordinary shares of 1pence each
instrument, type of instrument
Identification code BRK
ISIN GB00B067N833
-------------------------------- ---------------------------------------
(b) Nature of the transaction Sale of shares to cover income tax,
National Insurance a nd transaction
liabilities due on vesting of LTIP
awards granted under the 2018 Brooks
Macdonald Long Term Incentive Scheme.
-------------------------------- ---------------------------------------
(c) Price(s) and volume(s) Volume: 3,3 79
Price(s): 1882.5p
-------------------------------- ---------------------------------------
(d) Aggregated information Aggregated volume: 3,379
Aggregated price: 1882.5p
-------------------------------- ---------------------------------------
Date of the transaction 30 September 2022
-------------------------------- ---------------------------------------
Place of the transaction The London Stock Exchange
-------------------------------- ---------------------------------------
Enquiries:
Brooks Macdonald Group PLC
Andrew Shepherd, CEO +44 (0)20 7659 3492
Ben Thorpe, Chief Financial
Officer +44 (0)20 7659 3492
Peel Hunt LLP
Paul Shackleton / John Welch +44 (0)20 7418 8900
LEI: 213800WRDF8LB8MIEX37
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END
DSHBGBDGUUGDGDS
(END) Dow Jones Newswires
October 04, 2022 06:56 ET (10:56 GMT)
Brooks (AQSE:BRK.GB)
過去 株価チャート
から 6 2024 まで 7 2024
Brooks (AQSE:BRK.GB)
過去 株価チャート
から 7 2023 まで 7 2024
