Report of Proposed Sale of Securities (144)
2018年12月14日 - 12:18AM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
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OMB Number
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325-0101
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Expires:
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June 30, 2020
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Estimated average burden hours
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per response
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1.00
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FORM 144
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SEC USE ONLY
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NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
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DOCUMENT SEQUENCE NO.
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ATTENTION:
Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
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CUSIP NUMBER
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WORK LOCATION
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1(a) NAME OF ISSUER
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(b) IRS IDENT. NO.
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(c) S.E.C. FILE NO.
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Command Security Corporation
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14-1626307
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001-33525
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1(d) ADDRESS OF ISSUER
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STREET
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CITY
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STATE
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ZIP CODE
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(e) TELEPHONE NO.
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AREA CODE
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NUMBER
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512 Herndon Parkway, Suite 5
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Herndon
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Virginia
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20170
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(703)
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464-4735
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2(a) NAME OF PERSON
FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
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(b) RELATIONSHIP
TO ISSUER
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(c) ADDRESS (Street)
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CITY
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STATE
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ZIP CODE
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Kikis,
Thomas P.
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Director,
Chairman of the Board and 10% Stockholder
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c/o
Command Security Corporation
512 Herndon Parkway, Suite A
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Herndon
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Virginia
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20170
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INSTRUCTION: The person filing this notice should
contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
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SEC USE
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3(a)
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(b)
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ONLY
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(c)
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(d)
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(e)
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(f)
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(g)
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Title of the
Class of
Securities
To Be Sold
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Name and Address of Each Broker
Through Whom the Securities are
to be Offered or Each Market Maker
who is Acquiring the Securities
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Broker-Dealer
File Number
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Number of
Shares or Other
Units To Be Sold
(See instr. 3(c))
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Aggregate
Market Value
(See instr. 3(d))
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Number of Shares
or Other Units
Outstanding
(See instr. 3(e))
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Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
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Name of Each
Securities
Exchange
(See instr. 3(g))
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Common
Stock
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Arcadia
Securities, LLC
1370
Ave of Americas
New York, New York 10019
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60,000
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$167,400
1
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10,134,662
as of December 4, 2018
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12/13/2018
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NYSE
American
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INSTRUCTIONS:
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1.
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(a)
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Name of issuer
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(b)
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Issuers I.R.S. Identification Number
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(c)
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Issuers S.E.C. file number, if any
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(d)
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Issuers address, including zip code
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(e)
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Issuers telephone number, including area code
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2.
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(a)
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Name of person for whose account the securities are to be sold
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(b)
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Such persons relationship to the issuer (e.g., officer, director, 10 percent stockholder, or
member of immediate family of any of the foregoing)
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(c)
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Such persons address, including zip code
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3.
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(a)
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Title of the class of securities to be sold
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(b)
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Name and address of each broker through whom the securities are intended to be sold
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(c)
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Number of shares or other units to be sold (if debt securities, give the aggregate face
amount)
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(d)
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Aggregate market value of the securities to be sold as of a specified date within 10 days prior
to the filing of this notice
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(e)
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Number of shares or other units of the class outstanding, or if debt securities the face amount
thereof outstanding, as shown by the most recent report or statement published by the issuer
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(f)
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Approximate date on which the securities are to be sold
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(g)
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Name of each securities exchange, if any, on which the securities are intended to be sold
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Potential persons who are to respond to the
collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB
control number.
1
Aggregate
Market Value of shares calculated based on a closing share price of $2.79 on December 11, 2018.
TABLE I SECURITIES TO BE SOLD
Furnish the following information with
respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the
purchase price or other consideration therefor:
Title of
the Class
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Date you
Acquired
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Name of Acquisition Transaction
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Name of Person From
Whom Acquired
(If gift, also give date donor acquired)
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Amount of
Securities Acquired
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Date of Payment
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Nature of Payment
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Common
Stock
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12/8/2009
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Open
Market Purchase
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Open
Market Purchase
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30,000
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12/8/2009
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Cash
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Common
Stock
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12/8/2009
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Open
Market Purchase
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Open
Market Purchase
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20,000
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12/8/2009
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Cash
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Common
Stock
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10/6/2016
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Option
Exercise
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Command
Security Corporation
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10,000
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10/6/2016
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Cash
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INSTRUCTIONS:
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If the securities were purchased and full payment therefor was not made in
cash at the time of purchase, explain in the table or in a note thereto the
nature of the consideration given. If the consideration consisted of any note or
other obligation, or if payment was made in installments describe the
arrangement and state when the note or other obligation was discharged in full
or the last installment paid.
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TABLE II SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities
of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Name and Address of the Seller
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Title of Securities Sold
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Date of Sale
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Amount of
Securities Sold
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Gross Proceeds
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N/A
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N/A
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N/A
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None
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N/A
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Remarks:
INSTRUCTIONS:
See the definition of person in paragraph (a) of Rule 144. Information is to be given not only as
to the person for whose account the securities are to be sold but also as to all other persons
included in that definition. In addition, information shall be given as to sales by all persons
whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account
of the person filing this notice.
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby
represents by signing this notice that he does not know any material adverse information in regard
to the current and prospective operations of the Issuer of the securities to be sold which has not
been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing
the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Date of Notice
00/00/0000
Date of Plan Adoption or Giving of Instruction,
if Relying on Rule 10b5-1.
/s/ Thomas P. Kikis
(Signature)
The notice shall be signed by the person for whose
account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.
ATTENTION: Intentional misstatements or omission of
facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
Command Security Corp. (AMEX:MOC)
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