Form DFAN14A - Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material
2024年5月22日 - 6:08AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
14A
(Rule
14a-101)
INFORMATION REQUIRED IN PROXY STATEMENT
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of
the Securities Exchange Act of 1934
(Amendment No. )
Filed by the Registrant ☐
Filed by a Party other than the Registrant ☒
Check the appropriate box:
| ☐ | Preliminary Proxy Statement |
| ☐ | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
| ☐ | Definitive Proxy Statement |
| ☒ | Definitive Additional Materials |
| ☐ | Soliciting Material Under § 240.14a-12 |
WisdomTree, Inc. |
(Name of Registrant as Specified In Its Charter)
|
|
ETFS Capital
Limited
Graham Tuckwell
|
(Name of Persons(s) Filing Proxy Statement, if other than the Registrant)
|
Payment of Filing Fee (Check all boxes that apply):
| ☐ | Fee paid previously with preliminary materials |
| ☐ | Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11 |
ETFS Capital Limited,
a Jersey company (“ETFS Capital”), together with the other participant in its proxy solicitation (collectively, “ETFS”),
has filed a definitive proxy statement and accompanying GOLD proxy card with the Securities and Exchange Commission (the “SEC”)
to be used to solicit votes AGAINST the election of certain directors of WisdomTree, Inc., a Delaware corporation (the “Company”),
at the Company’s 2024 annual meeting of stockholders (the “2024 Annual Meeting”).
Item 1: On May 21, 2024,
ETFS issued an Investor Presentation titled “Unlock Value at WisdomTree”, a copy of which is attached hereto as Exhibit 1
and incorporated herein by reference.
Item 2: On May 21, 2024,
ETFS issued the following press release:
ETFS Capital Publishes Presentation Outlining the
Opportunity to Unlock Value at WisdomTree
Presentation Details WisdomTree’s Clear Undervaluation
and the Urgent Need for an Independent Strategic Review
WisdomTree Stockholders Urged to Vote AGAINST
the Re-Election of Chairman Win Neuger, Director Anthony Bossone, And CEO And Director Jonathan Steinberg on GOLD ETFS Proxy Card
Campaign is a Referendum Against Long-Tenured Directors
and Support for an Independent Process to Maximize Shareholder Value
Visit www.UnlockWT.com to Review the Presentation
or for More Information
NEW YORK, May 21, 2024 -- ETFS Capital Limited (“ETFS
Capital”), the largest combined owner of common stock, $0.01 par value (the “Common Stock”), and Series A
Non-Voting Convertible Preferred Stock (the “Series A Preferred Stock”) of WisdomTree, Inc. (“WisdomTree” or
the “Company”) (NYSE: WT), with ownership of approximately 10% of the outstanding Common Stock, which together with its
Series A Preferred Stock would represent approximately 18% of the Company’s outstanding Common Stock on an as-converted basis,
today published a presentation1
detailing its analysis that WisdomTree trades at a significant discount to the value of its core ETF business, and concludes that
the Company’s board of directors (the “Board”) must run a truly independent strategic review process with a
reputable bank to evaluate all options to unlock value for stockholders.
“We became the largest stockholder in WisdomTree because we had
faith in the Company and its future. However, we and all stockholders have been badly let down by the Company’s management and
Board. We believe that with the proper leadership and attention to the core ETF business, the Company could unlock the significant
value trapped within its shares.
1
https://www.unlockwt.com/campaign-materials
We have tried repeatedly to work constructively and privately with the
Board, but they would rather rage than engage. We don’t want to run a proxy contest; we just want a truly independent strategic
review of the Company on how best to maximize value for stockholders. What exactly is the Board afraid of?” said ETFS Capital’s
Chairman, Mr. Graham Tuckwell.
ETFS Capital’s investor presentation can be found here www.UnlockWT.com.
A copy of ETFS Capital’s presentation, letter to stockholders, definitive
proxy statement, and information on how to vote AGAINST the re-election of the Chairman Win Neuger, Director Anthony Bossone,
and CEO and Director Jonathan Steinberg on the GOLD proxy card or GOLD voting instruction form are available
at www.UnlockWT.com.
Stockholders who have questions or require assistance in voting their GOLD
proxy card, or need additional copies of ETFS Capital’s proxy materials, are encouraged to contact Saratoga Proxy Consulting LLC
at (888) 368-0379 or (212) 257-1311 or info@saratogaproxy.com
About ETFS Capital Limited
In November 2017, WisdomTree agreed to spend $611 million to acquire the
European ETC business of ETF Securities Limited (now called ETFS Capital Limited) for cash and shares, becoming the largest shareholder
in WisdomTree.
ETFS Capital is an Australian-based holding company with a London-based
strategic investment company focused on growth opportunities across the ETF ecosystem. As part of its investment process, ETFS Capital
receives and analyses many dozens of business ideas and proposals within the ETF ecosphere each year and conducts in-depth technical and
commercial due diligence on the companies where it chooses to deploy capital. Thereafter it engages in a hands-on approach, as a partner
to management teams and Boards bringing its unparalleled industry-specific expertise for the benefit of those companies.
Investor Contact:
John Ferguson
Saratoga Proxy Consulting LLC
Toll free (888) 368-0379
+1-212-257-1311
info@saratogaproxy.com
www.UnlockWT.com
Media Contact:
Dan Gagnier / Riyaz Lalani
Gagnier Communications LLC
+1-646-569-5897
ETFS@gagnierfc.com
Item 3: On May 21, 2024, ETFS posted the following
material to www.UnlockWT.com:
WisdomTree (NYSE:WT)
過去 株価チャート
から 5 2024 まで 6 2024
WisdomTree (NYSE:WT)
過去 株価チャート
から 6 2023 まで 6 2024