- Statement of Changes in Beneficial Ownership (4)
2011年4月8日 - 6:24AM
Edgar (US Regulatory)
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FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SANDS ROBERT
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2. Issuer Name
and
Ticker or Trading Symbol
CONSTELLATION BRANDS, INC.
[
STZ/STZ.B
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
__
X
__ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
President & CEO
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(Last)
(First)
(Middle)
C/O CONSTELLATION BRANDS, INC., 207 HIGH POINT DR., BLDG. 100
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3. Date of Earliest Transaction
(MM/DD/YYYY)
4/5/2011
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(Street)
VICTOR, NY 14564
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock
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4/5/2011
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A
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56270
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A
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$0
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904652
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D
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Class A Common Stock
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28792
(1)
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I
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by Spouse
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Class A Common Stock
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80928
(1)
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I
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by LES Holdings LLC
(2)
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Class A Common Stock
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73800
(1)
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I
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by MES Holdings LLC
(3)
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Class A Common Stock
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1447812
(4)
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I
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by Partnership
(5)
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Class A Common Stock
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471608
(4)
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I
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by Partnership
(6)
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Class A Common Stock
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768
(4)
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I
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by Partnership
(7)
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Class A Common Stock
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2333902
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I
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by Partnership
(8)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Non-qualified Stock Option (right to buy)
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$20.60
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4/5/2011
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A
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274000
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4/5/2012
(9)
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4/5/2021
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Class 1 Common Stock
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274000
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$0
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274000
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D
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Performance Share Units
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(10)
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4/5/2011
(11)
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A
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33915
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(12)
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(12)
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Class A Common Stock
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33915
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$0
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33915
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D
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Explanation of Responses:
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(
1)
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The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
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(
2)
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LES Holdings LLC is a limited liability company of which the reporting person is the general manager.
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(
3)
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MES Holdings LLC is a limited liability company of which the reporting person is the general manager.
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(
4)
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Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
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(
5)
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Held by CWC Partnership II, a general partnership of which the reporting person is a trustee of the managing partner and in which he has a pecuniary interest.
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(
6)
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Held by CWC Partnership I, a general partnership of which the reporting person is a managing partner and in which he has a pecuniary interest.
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(
7)
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Held by M, L, R & R ("MLR&R"), a general partnership of which the reporting person is a general partner and in which he has a pecuniary interest. The reporting person is a beneficiary and trustee of The Marvin Sands Master Trust, which is also a partner in MLR&R.
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(
8)
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Held by SSR Business Holdings L.P. ("Holdings"), a limited partnership. The reporting person is the sole member of the limited liability company that is the sole general partner of Holdings, holding a .01% general partnership interest, and the reporting person is the sole limited partner of Holdings, holding a 99.99% limited partnership interest.
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(
9)
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This option becomes exercisable at the rate of 25% per year beginning on the date specified.
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(
10)
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Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
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(
11)
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Represents the date that the performance criteria with respect to the performance share units was satisfied.
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(
12)
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The performance share units vest on May 1, 2011 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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SANDS ROBERT
C/O CONSTELLATION BRANDS, INC.
207 HIGH POINT DR., BLDG. 100
VICTOR, NY 14564
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X
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X
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President & CEO
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Signatures
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H. Elaine Ziakas for Robert Sands
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4/7/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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Constellation Brands (NYSE:STZ)
過去 株価チャート
から 6 2024 まで 7 2024
Constellation Brands (NYSE:STZ)
過去 株価チャート
から 7 2023 まで 7 2024
