Statement of Changes in Beneficial Ownership (4)
2015年5月14日 - 12:57AM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
SKM Partners, LLC
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2. Issuer Name
and
Ticker or Trading Symbol
Norcraft Companies, Inc.
[
NCFT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
601 LEXINGTON AVENUE, 53RD FLOOR
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3. Date of Earliest Transaction
(MM/DD/YYYY)
5/12/2015
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(Street)
NEW YORK, NY 10022
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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5/12/2015
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U
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5631751
(1)
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D
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$25.50
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0
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I
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See footnote
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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5,521,325 shares held by SKM Equity Fund III, L.P. and 110,426 shares held by SKM Investment Fund.
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(
2)
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SKM Partners, LLC is the general partner of SKM Equity Fund III, L.P. Apax Partners, L.P. is the managing partner of SKM Investment Fund. Apax Partners, LLC is the general partner of Apax Partners, LP. John Megrue is the managing member of SKM Partners, LLC and Apax Partners, LLC. By virtue of these relationships, SKM Partners, LLC, Apax Partners, L.P., Apax Partners, LLC and Mr. Megrue may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by SKM Equity Fund III, L.P. and SKM Investment Fund. Each of SKM Partners, LLC, Apax Partners, L.P., Apax Partners, LLC and Mr. Megrue disclaims beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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SKM Partners, LLC
601 LEXINGTON AVENUE
53RD FLOOR
NEW YORK, NY 10022
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X
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SKM EQUITY FUND III L P
601 LEXINGTON AVENUE
53RD FLOOR
NEW YORK, NY 10022
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X
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SKM INVESTMENT FUND
601 LEXINGTON AVENUE
53RD FLOOR
NEW YORK, NY 10022
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X
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Apax Partners, LLC
601 LEXINGTON AVENUE
53RD FLOOR
NEW YORK, NY 10022
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X
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Apax Partners, LP
601 LEXINGTON AVENUE
53RD FLOOR
NEW YORK, NY 10022
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X
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MEGRUE JOHN F
601 LEXINGTON AVENUE
53RD FLOOR
NEW YORK, NY 10022
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X
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Signatures
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/s/ Eric Tanquist, Attorney-in-Fact for SKM Partners, LLC
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5/12/2015
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**
Signature of Reporting Person
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Date
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/s/ Eric Tanquist, Attorney-in-Fact for SKM Equity Fund III, L.P.
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5/12/2015
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**
Signature of Reporting Person
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Date
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/s/ Eric Tanquist, Attorney-in-Fact for SKM Investment Fund
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5/12/2015
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**
Signature of Reporting Person
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Date
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/s/ Eric Tanquist, Attorney-in-Fact for Apax Partners, LLC
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5/12/2015
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**
Signature of Reporting Person
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Date
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/s/ Eric Tanquist, Attorney-in-Fact for Apax Partners, L.P.
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5/12/2015
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**
Signature of Reporting Person
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Date
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/s/ Eric Tanquist, Attorney-in-Fact for John F. Megrue
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5/12/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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NORCRAFT COMPANIES, INC. (NYSE:NCFT)
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