Statement of Changes in Beneficial Ownership (4)
2021年8月27日 - 5:10AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Wardlow Graham |
2. Issuer Name and Ticker or Trading Symbol
LUXFER HOLDINGS PLC
[
LXFR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) See Remarks |
(Last)
(First)
(Middle)
LUXFER HOLDINGS PLC, LUMNS LANE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/24/2021 |
(Street)
MANCHESTER, X0 M27 8LN
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Ordinary Shares | 8/24/2021 | | M | | 4000 | A | (1) | 19325 | D | |
Ordinary Shares | 8/24/2021 | | M | | 373 | A | (2) | 19698 | D | |
Ordinary Shares | 8/24/2021 | | M | | 1470 | A | (1) | 21168 | D | |
Ordinary Shares | 8/24/2021 | | M | | 134 | A | (2) | 21302 | D | |
Ordinary Shares | 8/24/2021 | | M | | 2640 | A | (1) | 23942 | D | |
Ordinary Shares | 8/24/2021 | | M | | 173 | A | (2) | 24115 | D | |
Ordinary Shares | 8/24/2021 | | M | | 800 | A | (3) | 24915 | D | |
Ordinary Shares | 8/24/2021 | | M | | 50 | A | (4) | 24965 | D | |
Ordinary Shares | 8/24/2021 | | M | | 1285 | A | (3) | 26250 | D | |
Ordinary Shares | 8/24/2021 | | M | | 45 | A | (4) | 26295 | D | |
Ordinary Shares | 8/24/2021 | | M | | 3960 | A | (1) | 30255 | D | |
Ordinary Shares | 8/24/2021 | | F | | 7295 | D | $20.7281 | 22960 | D | |
Ordinary Shares | | | | | | | | 7520 | I | By spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (Right to Buy) | (1) | 8/24/2021 | | M | | | 4000 | (5) | 3/23/2023 | Ordinary Shares | 4000.0 | (1) | 0 | D | |
Dividend Equivalent Rights | (2) | 8/24/2021 | | M | | | 373 | (2) | (2) | Ordinary Shares | 373.0 | (2) | 0 | D | |
Stock Options (Right to Buy) | (1) | 8/24/2021 | | M | | | 1470 | (5) | 3/26/2023 | Ordinary Shares | 1470.0 | (1) | 0 | D | |
Dividend Equivalent Rights | (2) | 8/24/2021 | | M | | | 134 | (2) | (2) | Ordinary Shares | 134.0 | (2) | 0 | D | |
Stock Options (Right to Buy) | (1) | 8/24/2021 | | M | | | 2640 | (5) | 3/26/2023 | Ordinary Shares | 2640.0 | (1) | 0 | D | |
Dividend Equivalent Rights | (2) | 8/24/2021 | | M | | | 173 | (2) | (2) | Ordinary Shares | 173.0 | (2) | 0 | D | |
Stock Options (Right to Buy) | (3) | 8/24/2021 | | M | | | 800 | (6) | 3/14/2025 | Ordinary Shares | 800.0 | (3) | 1600 | D | |
Dividend Equivalent Rights | (4) | 8/24/2021 | | M | | | 50 | (4) | (4) | Ordinary Shares | 50.0 | (4) | 104 | D | |
Stock Options (Right to Buy) | (3) | 8/24/2021 | | M | | | 1285 | (7) | 3/13/2026 | Ordinary Shares | 1285.0 | (3) | 3855 | D | |
Dividend Equivalent Rights | (4) | 8/24/2021 | | M | | | 45 | (4) | (4) | Ordinary Shares | 45.0 | (4) | 165 | D | |
Stock Options (Right to Buy) | (1) | 8/24/2021 | | M | | | 3960 | (5) | 3/26/2023 | Ordinary Shares | 3960.0 | (1) | 0 | D | |
Explanation of Responses: |
(1) | 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share. |
(2) | Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of 50 pence per Ordinary Share. |
(3) | 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
(4) | Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share, subject to a nominal payment of $1.00 per Ordinary Share. |
(5) | These options are fully vested and exercised. |
(6) | The remaining options vest in two equal, annual installments on March 14, 2022 and March 14, 2023, respectively. |
(7) | The remaining options vest in three equal, annual installments beginning on March 13, 2022. |
Remarks: Managing Director, Luxfer MEL Technologies |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Wardlow Graham LUXFER HOLDINGS PLC LUMNS LANE MANCHESTER, X0 M27 8LN |
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| See Remarks |
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Signatures
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/s/ Megan E. Glise under Power of Attorney for Graham Wardlow | | 8/26/2021 |
**Signature of Reporting Person | Date |
Luxfer (NYSE:LXFR)
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Luxfer (NYSE:LXFR)
過去 株価チャート
から 7 2023 まで 7 2024