Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#2 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#3 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#4 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#5 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#6 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#7 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#8 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#9 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#10 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#11 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#12 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#13 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#14 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#15 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#16 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#17 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#18 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#19 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#20 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#21 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#22 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#23 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#24 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#25 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#26 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#27 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#28 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#29 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#30 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#31 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#32 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#33 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#34 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#35 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#36 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#37 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#38 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#39 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#40 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#41 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#42 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#43 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#44 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#45 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#46 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#47 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#48 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#49 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#50 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#51 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#52 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#53 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#54 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#55 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#56 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
Custodians Record | Full name | LEI, if any | State, if applicable | Foreign country, if applicable | Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Is the custodian a sub-custodian? |
Type of custody (describe if "Other")
|
---|
#1 | The Bank of New York Mellon SA/NV (Germany) | MMYX0N4ZEZ13Z4XCG897 | |
GERMANY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#2 | Credit Suisse Securities (USA) LLC | 1V8Y6QCX6YMJ2OELII46 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
Yes
| Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) |
#3 | CIBC Mellon Trust Company (Canada) | 549300IYUUH221WBZ505 | |
CANADA (FEDERAL LEVEL)
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#4 | HSBC Bank Australia Limited | DY9DBNI4W8J63Z298033 | |
AUSTRALIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#5 | Euroclear France | 54930060MY6S68NEUP16 | |
FRANCE
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#6 | The Bank of New York Mellon, SA/NV (Netherlands) | MMYX0N4ZEZ13Z4XCG897 | |
NETHERLANDS
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#7 | MUFG Bank, Ltd. | C3GTMMZIHMY46P4OIX74 | |
JAPAN
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#8 | Credit Suisse (Switzerland) Ltd (T2S) | 549300CWR0W0BCS9Q144 | |
SWITZERLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#9 | The Bank of New York Mellon (Netherlands) | HPFHU0OQ28E4N0NFVK49 | |
NETHERLANDS
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#10 | Hongkong and Shanghai Banking Corporation (Hong Kong) | 2HI3YI5320L3RW6NJ957 | |
HONG KONG
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#11 | The Bank of New York Mellon | HPFHU0OQ28E4N0NFVK49 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
No
| Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) |
#12 | The Bank of New York Mellon (Germany) | HPFHU0OQ28E4N0NFVK49 | |
GERMANY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#13 | The Bank of New York Mellon (France) | HPFHU0OQ28E4N0NFVK49 | |
FRANCE
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#14 | Euroclear Bank | 549300OZ46BRLZ8Y6F65 | |
BELGIUM
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#15 | Credit Suisse (Switzerland) Ltd. | 549300CWR0W0BCS9Q144 | |
SWITZERLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#16 | Deutsche Bank AG, Seoul Branch | 7LTWFZYICNSX8D621K86 | |
KOREA (THE REPUBLIC OF)
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#17 | The Bank of New York Mellon (United Kingdom) | HPFHU0OQ28E4N0NFVK49 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#2 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#3 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#4 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#5 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#6 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#7 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#8 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#9 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#10 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#11 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#12 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#13 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#14 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#15 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#16 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#17 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#18 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#19 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#20 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#21 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#22 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#23 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#24 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#25 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#26 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#27 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#28 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#29 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#30 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#31 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#32 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#33 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#34 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#35 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#36 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#37 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#38 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#39 | Susquehanna Securities | 008-47034 | 000035874 | 549300RX9GZX8Y9IGJ81 |
PENNSYLVANIA
|
UNITED STATES OF AMERICA
| 0.00000000 |
#40 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#41 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#42 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#43 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#44 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#45 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#46 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#47 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#48 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#49 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#50 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#51 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#52 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#53 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#54 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#55 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#56 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#57 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#58 | Susquehanna Financial Group, LLLP | 008-44325 | 000035865 | 549300E8QX0ZMRDC2M81 |
PENNSYLVANIA
|
UNITED STATES OF AMERICA
| 0.00000000 |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#2 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#3 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#4 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#5 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#6 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#7 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#8 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#9 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#10 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#11 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#12 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#13 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#14 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#15 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#16 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#17 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#18 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#19 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#20 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#21 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#22 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#23 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#24 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#25 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#26 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#27 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#28 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#29 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#30 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#31 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#32 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#33 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#34 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#35 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#36 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#37 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#38 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#39 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#40 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#41 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#42 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#43 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#44 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#45 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#46 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#47 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#48 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#49 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#50 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#51 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#52 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#53 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#54 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#55 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#56 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
Custodians Record | Full name | LEI, if any | State, if applicable | Foreign country, if applicable | Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Is the custodian a sub-custodian? |
Type of custody (describe if "Other")
|
---|
#1 | Euroclear Bank | 549300OZ46BRLZ8Y6F65 | |
BELGIUM
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#2 | Credit Suisse (Switzerland) Ltd (T2S) | 549300CWR0W0BCS9Q144 | |
SWITZERLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#3 | Euroclear France | 54930060MY6S68NEUP16 | |
FRANCE
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#4 | Hongkong and Shanghai Banking Corporation (Hong Kong) | 2HI3YI5320L3RW6NJ957 | |
HONG KONG
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#5 | The Bank of New York Mellon (Netherlands) | HPFHU0OQ28E4N0NFVK49 | |
NETHERLANDS
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#6 | The Bank of New York Mellon (Germany) | HPFHU0OQ28E4N0NFVK49 | |
GERMANY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#7 | The Bank of New York Mellon, SA/NV (Netherlands) | MMYX0N4ZEZ13Z4XCG897 | |
NETHERLANDS
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#8 | Credit Suisse (Switzerland) Ltd. | 549300CWR0W0BCS9Q144 | |
SWITZERLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#9 | The Bank of New York Mellon (United Kingdom) | HPFHU0OQ28E4N0NFVK49 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#10 | CIBC Mellon Trust Company (Canada) | 549300IYUUH221WBZ505 | |
CANADA (FEDERAL LEVEL)
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#11 | The Bank of New York Mellon | HPFHU0OQ28E4N0NFVK49 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
No
| Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) |
#12 | HSBC Bank Australia Limited | DY9DBNI4W8J63Z298033 | |
AUSTRALIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#13 | Credit Suisse Securities (USA) LLC | 1V8Y6QCX6YMJ2OELII46 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
Yes
| Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) |
#14 | The Bank of New York Mellon SA/NV (Germany) | MMYX0N4ZEZ13Z4XCG897 | |
GERMANY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#15 | MUFG Bank, Ltd. | C3GTMMZIHMY46P4OIX74 | |
JAPAN
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#16 | The Bank of New York Mellon (France) | HPFHU0OQ28E4N0NFVK49 | |
FRANCE
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#17 | Deutsche Bank AG, Seoul Branch | 7LTWFZYICNSX8D621K86 | |
KOREA (THE REPUBLIC OF)
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#2 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#3 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#4 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#5 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#6 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#7 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#8 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#9 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#10 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#11 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#12 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#13 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#14 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#15 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#16 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#17 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#18 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#19 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#20 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#21 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#22 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#23 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#24 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#25 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#26 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#27 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#28 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#29 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#30 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#31 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#32 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#33 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#34 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#35 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#36 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#37 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#38 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#39 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#40 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#41 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#42 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#43 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#44 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#45 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#46 | Susquehanna Securities | 008-47034 | 000035874 | 549300RX9GZX8Y9IGJ81 |
PENNSYLVANIA
|
UNITED STATES OF AMERICA
| 0.00000000 |
#47 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#48 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#49 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#50 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#51 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#52 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#53 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#54 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#55 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#56 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#57 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#58 | Susquehanna Financial Group, LLLP | 008-44325 | 000035865 | 549300E8QX0ZMRDC2M81 |
PENNSYLVANIA
|
UNITED STATES OF AMERICA
| 0.00000000 |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#2 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#3 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#4 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#5 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#6 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#7 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#8 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#9 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#10 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#11 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#12 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#13 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#14 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#15 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#16 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#17 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#18 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#19 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#20 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#21 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#22 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#23 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#24 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#25 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#26 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#27 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#28 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#29 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#30 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#31 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#32 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#33 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#34 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#35 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#36 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#37 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#38 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#39 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#40 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#41 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#42 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#43 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#44 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#45 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#46 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#47 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#48 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#49 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#50 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#51 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#52 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#53 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#54 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#55 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#56 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
Custodians Record | Full name | LEI, if any | State, if applicable | Foreign country, if applicable | Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Is the custodian a sub-custodian? |
Type of custody (describe if "Other")
|
---|
#1 | The Bank of New York Mellon (United Kingdom) | HPFHU0OQ28E4N0NFVK49 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#2 | Citibank Europe Plc, Sucursal em Portugal | N1FBEDJ5J41VKZLO2475 | |
PORTUGAL
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#3 | The Bank of New York Mellon, SA/NV (Netherlands) | MMYX0N4ZEZ13Z4XCG897 | |
NETHERLANDS
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#4 | Euroclear | 549300CBNW05DILT6870 | |
BELGIUM
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#5 | Credit Suisse (Switzerland) Ltd. | 549300CWR0W0BCS9Q144 | |
SWITZERLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#6 | The Bank of New York Mellon (Netherlands) | HPFHU0OQ28E4N0NFVK49 | |
NETHERLANDS
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#7 | Hongkong and Shanghai Banking Corporation (Hong Kong) | 2HI3YI5320L3RW6NJ957 | |
HONG KONG
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#8 | UniCredit Bank Austria AG | D1HEB8VEU6D9M8ZUXG17 | |
AUSTRIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#9 | Skandinaviska Enskilda Banken AB, Stockholm | F3JS33DEI6XQ4ZBPTN86 | |
SWEDEN
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#10 | The Bank of New York Mellon (France) | HPFHU0OQ28E4N0NFVK49 | |
FRANCE
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#11 | Euroclear Bank | 549300OZ46BRLZ8Y6F65 | |
BELGIUM
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#12 | Bank Hapoalim B.M. | B6ARUI4946ST4S7WOU88 | |
ISRAEL
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#13 | The Bank of New York Mellon (Portugal) | HPFHU0OQ28E4N0NFVK49 | |
PORTUGAL
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#14 | CIBC Mellon Trust Company (Canada) | 549300IYUUH221WBZ505 | |
CANADA (FEDERAL LEVEL)
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#15 | The Bank of New York Mellon (Germany) | HPFHU0OQ28E4N0NFVK49 | |
GERMANY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#16 | MUFG Bank, Ltd. | C3GTMMZIHMY46P4OIX74 | |
JAPAN
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#17 | The Bank of New York Mellon, SA/NV (Italy) | MMYX0N4ZEZ13Z4XCG897 | |
ITALY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#18 | Credit Suisse (Switzerland) Ltd (T2S) | 549300CWR0W0BCS9Q144 | |
SWITZERLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#19 | National Bank of Belgium | N/A | |
BELGIUM
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#20 | Skandinaviska Enskilda Banken AB, Copenhagen Branch | F3JS33DEI6XQ4ZBPTN86 | |
DENMARK
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#21 | HSBC New Zealand | 213800NHDWIZKO5KIH05 | |
NEW ZEALAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#22 | The Bank of New York Mellon (Spain) | HPFHU0OQ28E4N0NFVK49 | |
SPAIN
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#23 | Skandinaviska Enskilda Banken AB, Helsinki Branch | F3JS33DEI6XQ4ZBPTN86 | |
FINLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#24 | DBS Bank Ltd, Singapore | ATUEL7OJR5057F2PV266 | |
SINGAPORE
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#25 | The Bank of New York Mellon (Finland) | HPFHU0OQ28E4N0NFVK49 | |
FINLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#26 | Santander Securities Services, S.A. | 95980020140005970915 | |
SPAIN
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#27 | The Bank of New York Mellon (Italy) | HPFHU0OQ28E4N0NFVK49 | |
ITALY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#28 | The Bank of New York Mellon | HPFHU0OQ28E4N0NFVK49 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
No
| Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) |
#29 | Skandinaviska Enskilda Banken AB, Oslo Branch | F3JS33DEI6XQ4ZBPTN86 | |
NORWAY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#30 | The Bank of New York Mellon (Belgium) | HPFHU0OQ28E4N0NFVK49 | |
BELGIUM
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#31 | Credit Suisse Securities (USA) LLC | 1V8Y6QCX6YMJ2OELII46 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
Yes
| Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) |
#32 | The Bank of New York Mellon (Ireland) | HPFHU0OQ28E4N0NFVK49 | |
IRELAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#33 | HSBC Bank Australia Limited | DY9DBNI4W8J63Z298033 | |
AUSTRALIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#34 | Euroclear France | 54930060MY6S68NEUP16 | |
FRANCE
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#35 | The Bank of New York Mellon (Austria) | HPFHU0OQ28E4N0NFVK49 | |
AUSTRIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#36 | The Bank of New York Mellon SA/NV (Germany) | MMYX0N4ZEZ13Z4XCG897 | |
GERMANY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#2 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#3 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#4 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#5 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#6 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#7 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#8 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#9 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#10 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#11 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#12 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#13 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#14 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#15 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#16 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#17 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#18 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#19 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#20 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#21 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#22 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#23 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#24 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#25 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#26 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#27 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#28 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#29 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#30 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#31 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#32 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#33 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#34 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#35 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#36 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#37 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#38 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#39 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#40 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#41 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#42 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#43 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#44 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#45 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#46 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#47 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#48 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#49 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#50 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#51 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#52 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#53 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#54 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#55 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#56 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
Custodians Record | Full name | LEI, if any | State, if applicable | Foreign country, if applicable | Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Is the custodian a sub-custodian? |
Type of custody (describe if "Other")
|
---|
#1 | Credit Suisse Securities (USA) LLC | 1V8Y6QCX6YMJ2OELII46 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
Yes
| Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) |
#2 | Credit Suisse (Switzerland) Ltd (T2S) | 549300CWR0W0BCS9Q144 | |
SWITZERLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#3 | The Bank of New York Mellon (Netherlands) | HPFHU0OQ28E4N0NFVK49 | |
NETHERLANDS
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#4 | Euroclear Bank | 549300OZ46BRLZ8Y6F65 | |
BELGIUM
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#5 | Credit Suisse (Switzerland) Ltd. | 549300CWR0W0BCS9Q144 | |
SWITZERLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#6 | The Bank of New York Mellon | HPFHU0OQ28E4N0NFVK49 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
No
| Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) |
#7 | HSBC Bank Australia Limited | DY9DBNI4W8J63Z298033 | |
AUSTRALIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#8 | CIBC Mellon Trust Company (Canada) | 549300IYUUH221WBZ505 | |
CANADA (FEDERAL LEVEL)
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#9 | MUFG Bank, Ltd. | C3GTMMZIHMY46P4OIX74 | |
JAPAN
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#10 | Euroclear France | 54930060MY6S68NEUP16 | |
FRANCE
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#11 | The Bank of New York Mellon (Germany) | HPFHU0OQ28E4N0NFVK49 | |
GERMANY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#12 | Deutsche Bank AG, Seoul Branch | 7LTWFZYICNSX8D621K86 | |
KOREA (THE REPUBLIC OF)
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#13 | The Bank of New York Mellon SA/NV (Germany) | MMYX0N4ZEZ13Z4XCG897 | |
GERMANY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#14 | The Bank of New York Mellon (France) | HPFHU0OQ28E4N0NFVK49 | |
FRANCE
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#15 | The Bank of New York Mellon (United Kingdom) | HPFHU0OQ28E4N0NFVK49 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#16 | Hongkong and Shanghai Banking Corporation (Hong Kong) | 2HI3YI5320L3RW6NJ957 | |
HONG KONG
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#17 | The Bank of New York Mellon, SA/NV (Netherlands) | MMYX0N4ZEZ13Z4XCG897 | |
NETHERLANDS
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#2 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#3 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#4 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#5 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#6 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#7 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#8 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#9 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#10 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#11 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#12 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#13 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#14 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#15 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#16 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#17 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#18 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#19 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#20 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#21 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#22 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#23 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#24 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#25 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#26 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#27 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#28 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#29 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#30 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#31 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#32 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#33 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#34 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#35 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#36 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#37 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#38 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#39 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#40 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#41 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#42 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#43 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#44 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#45 | Susquehanna Securities | 008-47034 | 000035874 | 549300RX9GZX8Y9IGJ81 |
PENNSYLVANIA
|
UNITED STATES OF AMERICA
| 0.00000000 |
#46 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#47 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#48 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#49 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#50 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#51 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#52 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#53 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#54 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#55 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#56 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#57 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#58 | Susquehanna Financial Group, LLLP | 008-44325 | 000035865 | 549300E8QX0ZMRDC2M81 |
PENNSYLVANIA
|
UNITED STATES OF AMERICA
| 0.00000000 |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#2 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#3 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#4 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#5 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#6 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#7 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#8 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#9 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#10 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#11 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#12 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#13 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#14 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#15 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#16 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#17 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#18 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#19 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#20 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#21 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#22 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#23 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#24 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#25 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#26 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#27 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#28 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#29 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#30 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#31 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#32 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#33 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#34 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#35 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#36 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#37 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#38 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#39 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#40 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#41 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#42 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#43 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#44 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#45 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#46 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#47 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#48 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#49 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#50 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#51 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#52 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#53 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#54 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#55 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#56 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#2 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#3 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#4 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#5 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#6 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#7 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#8 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#9 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#10 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#11 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#12 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#13 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#14 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#15 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#16 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#17 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#18 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#19 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#20 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#21 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#22 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#23 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#24 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#25 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#26 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#27 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#28 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#29 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#30 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#31 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#32 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#33 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#34 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#35 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#36 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#37 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#38 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#39 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#40 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#41 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#42 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#43 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#44 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#45 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#46 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#47 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#48 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#49 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#50 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#51 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#52 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#53 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#54 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#55 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#56 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#2 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#3 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#4 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#5 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#6 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#7 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#8 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#9 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#10 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#11 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#12 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#13 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#14 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#15 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#16 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#17 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#18 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#19 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#20 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#21 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#22 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#23 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#24 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#25 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#26 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#27 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#28 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#29 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#30 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#31 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#32 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#33 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#34 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#35 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#36 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#37 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#38 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#39 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#40 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#41 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#42 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#43 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#44 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#45 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#46 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#47 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#48 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#49 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#50 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#51 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#52 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#53 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#54 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#55 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#56 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#2 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#3 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#4 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#5 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#6 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#7 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#8 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#9 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#10 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#11 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#12 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#13 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#14 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#15 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#16 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#17 | Jane Street Execution Services, LLC | 008-69254 | 000167280 | 549300HXJLXCPDWAH070 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#18 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#19 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#20 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#21 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#22 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#23 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#24 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#25 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#26 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#27 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#28 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#29 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#30 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#31 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#32 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#33 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#34 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#35 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#36 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#37 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#38 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#39 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#40 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#41 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#42 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#43 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#44 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#45 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#46 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#47 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#48 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#49 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#50 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#51 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#52 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#53 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#54 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#55 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#56 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#57 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#2 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#3 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#4 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#5 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#6 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#7 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#8 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#9 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#10 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#11 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#12 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#13 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#14 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#15 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#16 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#17 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#18 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#19 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#20 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#21 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#22 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#23 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#24 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#25 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#26 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#27 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#28 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#29 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#30 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#31 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#32 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#33 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#34 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#35 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#36 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#37 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#38 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#39 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#40 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#41 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#42 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#43 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#44 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#45 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#46 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#47 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#48 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#49 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#50 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#51 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#52 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#53 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#54 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#55 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#56 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
Custodians Record | Full name | LEI, if any | State, if applicable | Foreign country, if applicable | Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Is the custodian a sub-custodian? |
Type of custody (describe if "Other")
|
---|
#1 | The Bank of New York Mellon (Germany) | HPFHU0OQ28E4N0NFVK49 | |
GERMANY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#2 | The Bank of New York Mellon (Austria) | HPFHU0OQ28E4N0NFVK49 | |
AUSTRIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#3 | The Bank of New York Mellon SA/NV (Germany) | MMYX0N4ZEZ13Z4XCG897 | |
GERMANY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#4 | The Bank of New York Mellon, SA/NV (Netherlands) | MMYX0N4ZEZ13Z4XCG897 | |
NETHERLANDS
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#5 | Credit Suisse (Switzerland) Ltd (T2S) | 549300CWR0W0BCS9Q144 | |
SWITZERLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#6 | The Bank of New York Mellon (Netherlands) | HPFHU0OQ28E4N0NFVK49 | |
NETHERLANDS
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#7 | UniCredit Bank Austria AG | D1HEB8VEU6D9M8ZUXG17 | |
AUSTRIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#8 | Credit Suisse (Switzerland) Ltd. | 549300CWR0W0BCS9Q144 | |
SWITZERLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#9 | Credit Suisse Securities (USA) LLC | 1V8Y6QCX6YMJ2OELII46 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
Yes
| Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) |
#10 | Skandinaviska Enskilda Banken AB, Stockholm | F3JS33DEI6XQ4ZBPTN86 | |
SWEDEN
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#11 | The Bank of New York Mellon (Belgium) | HPFHU0OQ28E4N0NFVK49 | |
BELGIUM
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#12 | The Bank of New York Mellon | HPFHU0OQ28E4N0NFVK49 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
No
| Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) |
#13 | Euroclear Bank | 549300OZ46BRLZ8Y6F65 | |
BELGIUM
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#14 | Skandinaviska Enskilda Banken AB, Oslo Branch | F3JS33DEI6XQ4ZBPTN86 | |
NORWAY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#15 | Santander Securities Services, S.A. | 95980020140005970915 | |
SPAIN
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#16 | The Bank of New York Mellon (Italy) | HPFHU0OQ28E4N0NFVK49 | |
ITALY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#17 | The Bank of New York Mellon (Finland) | HPFHU0OQ28E4N0NFVK49 | |
FINLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#18 | Skandinaviska Enskilda Banken AB, Copenhagen Branch | F3JS33DEI6XQ4ZBPTN86 | |
DENMARK
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#19 | The Bank of New York Mellon (Ireland) | HPFHU0OQ28E4N0NFVK49 | |
IRELAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#20 | Euroclear | 549300CBNW05DILT6870 | |
BELGIUM
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#21 | The Bank of New York Mellon (France) | HPFHU0OQ28E4N0NFVK49 | |
FRANCE
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#22 | National Bank of Belgium | N/A | |
BELGIUM
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#23 | The Bank of New York Mellon (Portugal) | HPFHU0OQ28E4N0NFVK49 | |
PORTUGAL
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#24 | The Bank of New York Mellon (United Kingdom) | HPFHU0OQ28E4N0NFVK49 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#25 | Skandinaviska Enskilda Banken AB, Helsinki Branch | F3JS33DEI6XQ4ZBPTN86 | |
FINLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#26 | Euroclear France | 54930060MY6S68NEUP16 | |
FRANCE
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#27 | The Bank of New York Mellon (Spain) | HPFHU0OQ28E4N0NFVK49 | |
SPAIN
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#28 | The Bank of New York Mellon, SA/NV (Italy) | MMYX0N4ZEZ13Z4XCG897 | |
ITALY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#29 | Citibank Europe Plc, Sucursal em Portugal | N1FBEDJ5J41VKZLO2475 | |
PORTUGAL
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#2 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#3 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#4 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#5 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#6 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#7 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#8 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#9 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#10 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#11 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#12 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#13 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#14 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#15 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#16 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#17 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#18 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#19 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#20 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#21 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#22 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#23 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#24 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#25 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#26 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#27 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#28 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#29 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#30 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#31 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#32 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#33 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#34 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#35 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#36 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#37 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#38 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#39 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#40 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#41 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#42 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#43 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#44 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#45 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#46 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#47 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#48 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#49 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#50 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#51 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#52 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#53 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#54 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#55 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#56 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
Custodians Record | Full name | LEI, if any | State, if applicable | Foreign country, if applicable | Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Is the custodian a sub-custodian? |
Type of custody (describe if "Other")
|
---|
#1 | The Bank of New York Mellon, SA/NV (Netherlands) | MMYX0N4ZEZ13Z4XCG897 | |
NETHERLANDS
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#2 | Hongkong and Shanghai Banking Corporation (Hong Kong) | 2HI3YI5320L3RW6NJ957 | |
HONG KONG
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#3 | CIBC Mellon Trust Company (Canada) | 549300IYUUH221WBZ505 | |
CANADA (FEDERAL LEVEL)
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#4 | Euroclear Bank | 549300OZ46BRLZ8Y6F65 | |
BELGIUM
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#5 | The Bank of New York Mellon (France) | HPFHU0OQ28E4N0NFVK49 | |
FRANCE
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#6 | Credit Suisse Securities (USA) LLC | 1V8Y6QCX6YMJ2OELII46 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
Yes
| Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) |
#7 | Credit Suisse (Switzerland) Ltd. | 549300CWR0W0BCS9Q144 | |
SWITZERLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#8 | The Bank of New York Mellon SA/NV (Germany) | MMYX0N4ZEZ13Z4XCG897 | |
GERMANY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#9 | The Bank of New York Mellon (United Kingdom) | HPFHU0OQ28E4N0NFVK49 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#10 | HSBC Bank Australia Limited | DY9DBNI4W8J63Z298033 | |
AUSTRALIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#11 | MUFG Bank, Ltd. | C3GTMMZIHMY46P4OIX74 | |
JAPAN
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#12 | Deutsche Bank AG, Seoul Branch | 7LTWFZYICNSX8D621K86 | |
KOREA (THE REPUBLIC OF)
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#13 | The Bank of New York Mellon (Germany) | HPFHU0OQ28E4N0NFVK49 | |
GERMANY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#14 | The Bank of New York Mellon (Netherlands) | HPFHU0OQ28E4N0NFVK49 | |
NETHERLANDS
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#15 | Euroclear France | 54930060MY6S68NEUP16 | |
FRANCE
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#16 | Credit Suisse (Switzerland) Ltd (T2S) | 549300CWR0W0BCS9Q144 | |
SWITZERLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#17 | The Bank of New York Mellon | HPFHU0OQ28E4N0NFVK49 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
No
| Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#2 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#3 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#4 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#5 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#6 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#7 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#8 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#9 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#10 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#11 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#12 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#13 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#14 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#15 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#16 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#17 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#18 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#19 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#20 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#21 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#22 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#23 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#24 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#25 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#26 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#27 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#28 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#29 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#30 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#31 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#32 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#33 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#34 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#35 | Susquehanna Securities | 008-47034 | 000035874 | 549300RX9GZX8Y9IGJ81 |
PENNSYLVANIA
|
UNITED STATES OF AMERICA
| 0.00000000 |
#36 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#37 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#38 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#39 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#40 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#41 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#42 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#43 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#44 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#45 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#46 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#47 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#48 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#49 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#50 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#51 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#52 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#53 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#54 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#55 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#56 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#57 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#58 | Susquehanna Financial Group, LLLP | 008-44325 | 000035865 | 549300E8QX0ZMRDC2M81 |
PENNSYLVANIA
|
UNITED STATES OF AMERICA
| 0.00000000 |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#2 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#3 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#4 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#5 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#6 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#7 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#8 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#9 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#10 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#11 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#12 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#13 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#14 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#15 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#16 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#17 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#18 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#19 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#20 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#21 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#22 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#23 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#24 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#25 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#26 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#27 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#28 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#29 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#30 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#31 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#32 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#33 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#34 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#35 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#36 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#37 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#38 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#39 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#40 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#41 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#42 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#43 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#44 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#45 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#46 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#47 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#48 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#49 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#50 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#51 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#52 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#53 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#54 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#55 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#56 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
Custodians Record | Full name | LEI, if any | State, if applicable | Foreign country, if applicable | Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Is the custodian a sub-custodian? |
Type of custody (describe if "Other")
|
---|
#1 | Deutsche Bank, Istanbul | 789000N5SE3LWDK7OI11 | |
TURKEY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#2 | Deutsche Bank AG (Pakistan) | 7LTWFZYICNSX8D621K86 | |
PAKISTAN
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#3 | PJSC ROSBANK | HOXMZG026UQNRK6J0C60 | |
RUSSIAN FEDERATION
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#4 | Citibank Europe plc. Hungarian Branch Office | N1FBEDJ5J41VKZLO2475 | |
HUNGARY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#5 | HSBC Saudi Arabia Limited | 558600MV09XWUB38H245 | |
SAUDI ARABIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#6 | Deutsche Bank AG, Seoul Branch | 7LTWFZYICNSX8D621K86 | |
KOREA (THE REPUBLIC OF)
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#7 | Deutsche Bank AG, Jakarta | 529900BYFVEGGOM24P36 | |
INDONESIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#8 | Euroclear Bank | 549300OZ46BRLZ8Y6F65 | |
BELGIUM
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#9 | Cititrust Colombia S A Sociedad Fiduciaria | 549300242J3IJCOSGI49 | |
COLOMBIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#10 | Deutsche Bank (Malaysia) Berhad | 529900DLWFR8HK7DR278 | |
MALAYSIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#11 | HSBC Shanghai | 2CZOJRADNJXBLT55G526 | |
CHINA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#12 | HSBC Bank Middle East Ltd. (Qatar) | 549300F99IL9YJDWH369 | |
QATAR
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#13 | HSBC Shanghai-Hong Kong Stock Connect SPSA | N/A | |
CHINA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#14 | HSBC Shenzhen | 213800H3TEBTFHD5JR69 | |
CHINA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#15 | BNP Paribas Securities Services, Athens | 549300WCGB70D06XZS54 | |
GREECE
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#16 | Hongkong and Shanghai Banking Corporation (China) | 2HI3YI5320L3RW6NJ957 | |
CHINA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#17 | HSBC Bank Egypt S.A.E. | 2138001Q77JDLESS4Y50 | |
EGYPT
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#18 | The Standard Bank of South Africa Limited | QFC8ZCW3Q5PRXU1XTM60 | |
SOUTH AFRICA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#19 | Deutsche Bank AG (India) | 7LTWFZYICNSX8D621K86 | |
INDIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#20 | Banco de Chile | 8B4EZFY8IHJC44TT2K84 | |
CHILE
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#21 | Credit Suisse Securities (USA) LLC | 1V8Y6QCX6YMJ2OELII46 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
Yes
| Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) |
#22 | Citibanamex | 5493004NLEXB8DK06353 | |
MEXICO
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#23 | HSBC Bank (Taiwan) Limited | 549300SG184IVNYDMN03 | |
TAIWAN (PROVINCE OF CHINA)
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#24 | Deutsche Bank AG, Manila Branch | 7LTWFZYICNSX8D621K86 | |
PHILIPPINES
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#25 | Citibank N.A., Brazilian Branch | 1P0UUG7LC1S92QTNHG39 | |
BRAZIL
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#26 | Citibank Europe PLC (Czech Republic) | N1FBEDJ5J41VKZLO2475 | |
CZECHIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#27 | Bank Polska Kasa Opieki S.A. | 5493000LKS7B3UTF7H35 | |
POLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#28 | The Bank of New York Mellon (China) | HPFHU0OQ28E4N0NFVK49 | |
CHINA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#29 | Hongkong and Shanghai Banking Corporation (Hong Kong) | 2HI3YI5320L3RW6NJ957 | |
HONG KONG
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#30 | The Bank of New York Mellon (United Kingdom) | HPFHU0OQ28E4N0NFVK49 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#31 | HSBC Bank Middle East Ltd. (UAE) | 549300F99IL9YJDWH369 | |
UNITED ARAB EMIRATES
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#32 | The Bank of New York Mellon | HPFHU0OQ28E4N0NFVK49 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
No
| Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) |
#33 | Hongkong and Shanghai Banking Corporation (Thailand) | 2HI3YI5320L3RW6NJ957 | |
THAILAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#34 | The Bank of New York Mellon (Greece) | HPFHU0OQ28E4N0NFVK49 | |
GREECE
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#2 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#3 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#4 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#5 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#6 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#7 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#8 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#9 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#10 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#11 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#12 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#13 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#14 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#15 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#16 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#17 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#18 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#19 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#20 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#21 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#22 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#23 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#24 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#25 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#26 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#27 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#28 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#29 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#30 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#31 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#32 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#33 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#34 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#35 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#36 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#37 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#38 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#39 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#40 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#41 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#42 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#43 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#44 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#45 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#46 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#47 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#48 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#49 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#50 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#51 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#52 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#53 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#54 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#55 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#56 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#2 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#3 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#4 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#5 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#6 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#7 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#8 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#9 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#10 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#11 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#12 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#13 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#14 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#15 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#16 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#17 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#18 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#19 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#20 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#21 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#22 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#23 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#24 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#25 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#26 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#27 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#28 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#29 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#30 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#31 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#32 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#33 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#34 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#35 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#36 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#37 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#38 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#39 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#40 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#41 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#42 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#43 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#44 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#45 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#46 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#47 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#48 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#49 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#50 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#51 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#52 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#53 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#54 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#55 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#56 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
Custodians Record | Full name | LEI, if any | State, if applicable | Foreign country, if applicable | Is the custodian an affiliated person of the Fund or its investment adviser(s)? | Is the custodian a sub-custodian? |
Type of custody (describe if "Other")
|
---|
#1 | MUFG Bank, Ltd. | C3GTMMZIHMY46P4OIX74 | |
JAPAN
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#2 | The Bank of New York Mellon | HPFHU0OQ28E4N0NFVK49 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
No
| Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) |
#3 | The Bank of New York Mellon (Netherlands) | HPFHU0OQ28E4N0NFVK49 | |
NETHERLANDS
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#4 | The Bank of New York Mellon (France) | HPFHU0OQ28E4N0NFVK49 | |
FRANCE
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#5 | Deutsche Bank AG, Seoul Branch | 7LTWFZYICNSX8D621K86 | |
KOREA (THE REPUBLIC OF)
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#6 | Hongkong and Shanghai Banking Corporation (Hong Kong) | 2HI3YI5320L3RW6NJ957 | |
HONG KONG
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#7 | The Bank of New York Mellon, SA/NV (Netherlands) | MMYX0N4ZEZ13Z4XCG897 | |
NETHERLANDS
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#8 | Euroclear France | 54930060MY6S68NEUP16 | |
FRANCE
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#9 | The Bank of New York Mellon SA/NV (Germany) | MMYX0N4ZEZ13Z4XCG897 | |
GERMANY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#10 | The Bank of New York Mellon (Germany) | HPFHU0OQ28E4N0NFVK49 | |
GERMANY
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#11 | Euroclear Bank | 549300OZ46BRLZ8Y6F65 | |
BELGIUM
|
No
|
Yes
| Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) |
#12 | HSBC Bank Australia Limited | DY9DBNI4W8J63Z298033 | |
AUSTRALIA
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#13 | Credit Suisse (Switzerland) Ltd (T2S) | 549300CWR0W0BCS9Q144 | |
SWITZERLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#14 | CIBC Mellon Trust Company (Canada) | 549300IYUUH221WBZ505 | |
CANADA (FEDERAL LEVEL)
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#15 | Credit Suisse Securities (USA) LLC | 1V8Y6QCX6YMJ2OELII46 |
NEW YORK
|
UNITED STATES OF AMERICA
|
No
|
Yes
| Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) |
#16 | Credit Suisse (Switzerland) Ltd. | 549300CWR0W0BCS9Q144 | |
SWITZERLAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
#17 | The Bank of New York Mellon (United Kingdom) | HPFHU0OQ28E4N0NFVK49 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
No
|
Yes
| Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#2 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#3 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#4 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#5 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#6 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#7 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#8 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#9 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#10 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#11 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#12 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#13 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#14 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#15 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#16 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#17 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#18 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#19 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#20 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#21 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#22 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#23 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#24 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#25 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#26 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#27 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#28 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#29 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#30 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#31 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#32 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#33 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#34 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#35 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#36 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#37 | Susquehanna Securities | 008-47034 | 000035874 | 549300RX9GZX8Y9IGJ81 |
PENNSYLVANIA
|
UNITED STATES OF AMERICA
| 0.00000000 |
#38 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#39 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#40 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#41 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#42 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#43 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#44 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#45 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#46 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#47 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#48 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#49 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#50 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#51 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#52 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#53 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#54 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#55 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#56 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#57 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#58 | Susquehanna Financial Group, LLLP | 008-44325 | 000035865 | 549300E8QX0ZMRDC2M81 |
PENNSYLVANIA
|
UNITED STATES OF AMERICA
| 0.00000000 |
Broker Dealers Record | Full name | SEC file number | CRD number | LEI, if any | State, if applicable | Foreign country, if applicable | Total commissions paid to the affiliated broker-dealer for the reporting period |
---|
#1 | Goldman Sachs (Russia) | N/A | N/A | 549300ZGZN1H83NL5B44 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#2 | OOO Goldman Sachs | N/A | N/A | QTRZTITTAXSZ93PDR170 | |
RUSSIAN FEDERATION
| 0.00000000 |
#3 | Global Atlantic Distributors, LLC | 008-25027 | 000008326 | 0004660158 |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#4 | AXM Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#5 | Goldman Sachs Australia Futures Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#6 | Mercer Allied Company, L.P. | 008-47739 | 000037404 | 0004001470 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#7 | Goldman Sachs Japan Co., Ltd. | N/A | N/A | 5NGPZ37H6T4XS5MO5N09 | |
JAPAN
| 0.00000000 |
#8 | Goldman Sachs International | N/A | N/A | W22LROWP2IHZNBB6K528 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#9 | Goldman Sachs New Zealand Management Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#10 | Goldman Sachs (India) Securities Private Limited | N/A | N/A | 549300R0SMAPALLYQD57 | |
INDIA
| 0.00000000 |
#11 | Goldman Sachs Israel LLC | N/A | N/A | 0003984222 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#12 | Chartres Trading Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#13 | Goldman Sachs Execution & Clearing, L.P. | 008-00526 | 000003466 | 8B2J4H67N3JPLYJIDE37 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#14 | Qian Kun Futures Co., Ltd | N/A | N/A | 549300KNUZPLW6UD1E30 | |
CHINA
| 0.00000000 |
#15 | Goldman Sachs Bank Europe SE | N/A | N/A | 8IBZUGJ7JPLH368JE346 | |
GERMANY
| 0.00000000 |
#16 | Goldman Sachs New Zealand Limited | N/A | N/A | 5493003ZCWT6KYU7FW22 | |
NEW ZEALAND
| 0.00000000 |
#17 | Goldman Sachs Gao Hua Securities Company Limited | N/A | N/A | 549300BNHLLHDMRJKL16 | |
CHINA
| 0.00000000 |
#18 | CHXBD, LLC | 008-69228 | 000166757 | 0004517793 |
ILLINOIS
|
UNITED STATES OF AMERICA
| 0.00000000 |
#19 | Goldman Sachs (Asia) Finance | N/A | N/A | 0FRBUZNK0A53GHYLTX63 | |
HONG KONG
| 0.00000000 |
#20 | OOO Goldman Sachs Bank | N/A | N/A | SGXZS5T6LB2RET473S56 | |
RUSSIAN FEDERATION
| 0.00000000 |
#21 | Goldman Sachs Asset Management Australia Pty Ltd | N/A | 000282984 | 549300ZYM1ZRTMQ77Q48 | |
AUSTRALIA
| 0.00000000 |
#22 | Goldman Sachs Bank AG | N/A | N/A | S81F8KH474EY7PUWI149 | |
SWITZERLAND
| 0.00000000 |
#23 | Catumnal Nominees Pty. Ltd. | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#24 | Goldman Sachs Financial Markets Pty Ltd | N/A | N/A | RWESXOGR61NDWTFBLX79 | |
AUSTRALIA
| 0.00000000 |
#25 | Development Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#26 | Goldman Sachs Futures (Asia) Limited | N/A | N/A | 549300TXF423EC6A0B36 | |
HONG KONG
| 0.00000000 |
#27 | BIDS Trading L.P. | 008-67376 | 000141296 | 254900J9JVL76SF70898 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#28 | Goldman Sachs Mexico, Case de Bolsa, S.A. DE C.V. | N/A | N/A | 549300N4N8Z6E2PYR089 | |
MEXICO
| 0.00000000 |
#29 | Goldman Sachs (India) Capital Markets Private Limited | N/A | N/A | BNYCRRX33E5OU2WAW724 | |
INDIA
| 0.00000000 |
#30 | Goldman Sachs Australia (UK) Limited | N/A | N/A | N/A | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#31 | Goldman Sachs Australia Pty Ltd | N/A | N/A | 549300GGFLRSTQ15VF10 | |
AUSTRALIA
| 0.00000000 |
#32 | Goldman Sachs (Singapore) PTE | N/A | N/A | YIC3WZ4VO0ZQ38Z36K22 | |
SINGAPORE
| 0.00000000 |
#33 | Redi Global Technologies LLC | 008-49673 | 000041924 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#34 | Goldman Sachs New Zealand Securities Limited | N/A | N/A | N/A | |
NEW ZEALAND
| 0.00000000 |
#35 | Registered Traders Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#36 | Goldman Sachs & Co. LLC | 008-00129 | 000000361 | FOR8UP27PHTHYVLBNG30 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#37 | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S.A. | N/A | N/A | 549300TQXGXQ9IUEPP48 | |
BRAZIL
| 0.00000000 |
#38 | Goldman Sachs (Monaco) S.A.M. | N/A | N/A | N/A | |
MONACO
| 0.00000000 |
#39 | Goldman Sachs Australia Capital Markets Limited | N/A | N/A | FGGD2R1VDFRPRIX22S49 | |
AUSTRALIA
| 0.00000000 |
#40 | Goldman Sachs (Asia) L.L.C. | N/A | N/A | 549300NIUPNUFRZ8LJ52 | |
HONG KONG
| 0.00000000 |
#41 | USI Securities, Inc. | 008-50429 | 000043793 | N/A |
CONNECTICUT
|
UNITED STATES OF AMERICA
| 0.00000000 |
#42 | Irrewarra Investments Pty Ltd | N/A | N/A | N/A | |
AUSTRALIA
| 0.00000000 |
#43 | SBI Japannext Co., Ltd | N/A | N/A | N/A | |
JAPAN
| 0.00000000 |
#44 | Simon Markets LLC | 008-70052 | 000290965 | 254900ZQ96RPN3NLEP45 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#45 | Goldman Sachs Financial Markets, L.P. | 008-51753 | 000047340 | VF1AUT09OCSW5Y7OE568 |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#46 | Yarra Funds Management Limited | N/A | N/A | OKDYXG8MB0EFVAQQ3M05 | |
AUSTRALIA
| 0.00000000 |
#47 | Goldman Sachs Saudi Arabia | N/A | N/A | 549300OD9B3Z017FKI66 | |
SAUDI ARABIA
| 0.00000000 |
#48 | Montague Place Custody Services | N/A | N/A | 549300AWIZE0SVHHU450 | |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
| 0.00000000 |
#49 | SLK Index Specialists, LLC | 008-44563 | 000031306 | N/A |
NEW YORK
|
UNITED STATES OF AMERICA
| 0.00000000 |
#50 | Beijing GAO HUA Securities Company Limited | N/A | N/A | 549300V9CB2J5I3SR572 | |
CHINA
| 0.00000000 |
#51 | Goldman Sachs Canada Inc. | N/A | N/A | 5493009SS6U10C4KDV21 | |
CANADA (FEDERAL LEVEL)
| 0.00000000 |
#52 | Goldman Sachs Investments (Mauritius) I Limited | N/A | N/A | B3YMDTGLQBI8P83MLI39 | |
MAURITIUS
| 0.00000000 |
#53 | Goldman Sachs Paris Inc. ET CIE | N/A | N/A | ZSLF02UC3X1JFV1UX676 | |
FRANCE
| 0.00000000 |
#54 | Goldman Sachs (Asia) Securities Limited | N/A | N/A | 5493009FWOE6CQ1J5K28 | |
HONG KONG
| 0.00000000 |
#55 | Goldman Sachs Futures Pte Ltd | N/A | N/A | JAK0ZABYQXDI5R26CX11 | |
SINGAPORE
| 0.00000000 |
#56 | Epoch Securities, Inc. | 008-52373 | 000103899 | N/A |
MASSACHUSETTS
|
UNITED STATES OF AMERICA
| 0.00000000 |