Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public)
2024年8月30日 - 1:35AM
Edgar (US Regulatory)
Ellsworth
Growth
and
Income
Fund
Ltd.
Schedule
of
Investments
—
June
30,
2024
(Unaudited)
Principal
Amount
Market
Value
CONVERTIBLE
CORPORATE
BONDS
—
68
.7
%
Aerospace
and
Defense
—
1
.1
%
$
1,575,000
Rocket
Lab
USA
Inc.
,
4.250
%
,
02/01/29
(a)
.............
$
1,843,734
Automotive:
Parts
and
Accessories
—
1
.2
%
2,250,000
Rivian
Automotive
Inc.
,
3.625
%
,
10/15/30
(a)
.............
1,948,408
Business
Services
—
3
.3
%
2,000,000
BigBear.ai
Holdings
Inc.
,
6.000
%
,
12/15/26
(a)
.............
1,449,510
3,000,000
MicroStrategy
Inc.
,
2.250
%
,
06/15/32
(a)
.............
2,853,059
1,000,000
Zillow
Group
Inc.
,
1.375
%
,
09/01/26
...............
1,215,611
5,518,180
Cable
and
Satellite
—
0
.5
%
1,415,000
fuboTV
Inc.
,
3.250
%
,
02/15/26
...............
850,769
Communications
Equipment
—
1
.2
%
2,000,000
Lumentum
Holdings
Inc.
,
1.500
%
,
12/15/29
...............
1,952,568
Computer
Software
and
Services
—
10
.0
%
2,500,000
Akamai
Technologies
Inc.
,
1.125
%
,
02/15/29
(a)
.............
2,376,149
400,000
Alibaba
Group
Holding
Ltd.
,
0.500
%
,
06/01/31
(a)
.............
387,100
2,000,000
Cardlytics
Inc.
,
4.250
%
,
04/01/29
(a)
.............
1,627,000
2,500,000
CSG
Systems
International
Inc.
,
3.875
%
,
09/15/28
(a)
.............
2,328,750
1,250,000
PagerDuty
Inc.
,
1.500
%
,
10/15/28
(a)
.............
1,348,724
1,000,000
PAR
Technology
Corp.
,
2.875
%
,
04/15/26
...............
1,278,000
1,000,000
Parsons
Corp.
,
2.625
%
,
03/01/29
(a)
.............
1,072,500
2,600,000
Progress
Software
Corp.
,
3.500
%
,
03/01/30
(a)
.............
2,656,117
1,430,000
PROS
Holdings
Inc.
,
2.250
%
,
09/15/27
...............
1,397,110
2,170,000
Veritone
Inc.
,
1.750
%
,
11/15/26
...............
783,402
1,250,000
Vertex
Inc.
,
0.750
%
,
05/01/29
(a)
.............
1,495,452
16,750,304
Principal
Amount
Market
Value
Consumer
Products
—
0
.1
%
$
150,000
Spectrum
Brands
Inc.
,
3.375
%
,
06/01/29
(a)
.............
$
145,200
Consumer
Services
—
3
.7
%
2,800,000
Live
Nation
Entertainment
Inc.
,
3.125
%
,
01/15/29
...............
3,102,181
1,600,000
Stride
Inc.
,
1.125
%
,
09/01/27
...............
2,294,400
640,000
Uber
Technologies
Inc.
,
Ser.
2028
,
0.875
%
,
12/01/28
(a)
.............
762,560
6,159,141
Energy
and
Utilities
—
16
.0
%
2,026,000
Array
Technologies
Inc.
,
1.000
%
,
12/01/28
...............
1,641,992
Bloom
Energy
Corp.
1,950,000
3.000
%
,
06/01/28
...............
1,895,857
200,000
3.000
%
,
06/01/29
...............
177,100
2,000,000
CMS
Energy
Corp.
,
3.375
%
,
05/01/28
...............
1,967,000
700,000
Kosmos
Energy
Ltd.
,
3.125
%
,
03/15/30
(a)
.............
734,125
1,950,000
Nabors
Industries
Inc.
,
1.750
%
,
06/15/29
...............
1,421,550
2,500,000
NextEra
Energy
Partners
LP
,
2.500
%
,
06/15/26
(a)
.............
2,290,633
2,000,000
Northern
Oil
&
Gas
Inc.
,
3.625
%
,
04/15/29
...............
2,309,500
2,000,000
Ormat
Technologies
Inc.
,
2.500
%
,
07/15/27
...............
1,986,000
2,634,000
PG&E
Corp.
,
4.250
%
,
12/01/27
(a)
.............
2,659,682
3,000,000
PNM
Resources
Inc.
,
5.750
%
,
06/01/54
(a)
.............
2,944,500
3,000,000
PPL
Capital
Funding
Inc.
,
2.875
%
,
03/15/28
...............
2,880,750
1,500,000
Stem
Inc.
,
4.250
%
,
04/01/30
(a)
.............
627,600
1,990,000
Sunnova
Energy
International
Inc.
,
2.625
%
,
02/15/28
...............
721,723
2,450,000
WEC
Energy
Group
Inc.
,
4.375
%
,
06/01/29
(a)
.............
2,440,200
26,698,212
Entertainment
—
1
.0
%
1,500,000
Liberty
Media
Corp.-Liberty
Formula
One
,
2.250
%
,
08/15/27
...............
1,598,493
Financial
Services
—
4
.7
%
1,500,000
Bread
Financial
Holdings
Inc.
,
4.250
%
,
06/15/28
...............
2,011,242
Ellsworth
Growth
and
Income
Fund
Ltd.
Schedule
of
Investments
(Continued)
—
June
30,
2024
(Unaudited)
Principal
Amount
Market
Value
CONVERTIBLE
CORPORATE
BONDS
(Continued)
Financial
Services
(Continued)
$
1,000,000
Coinbase
Global
Inc.
,
0.250
%
,
04/01/30
(a)
.............
$
968,000
1,900,000
Global
Payments
Inc.
,
1.500
%
,
03/01/31
(a)
.............
1,748,950
1,000,000
HCI
Group
Inc.
,
4.750
%
,
06/01/42
...............
1,306,300
2,000,000
SoFi
Technologies
Inc.
,
1.250
%
,
03/15/29
(a)
.............
1,868,000
7,902,492
Food
and
Beverage
—
1
.3
%
2,000,000
The
Chefs'
Warehouse
Inc.
,
2.375
%
,
12/15/28
...............
2,228,722
Health
Care
—
11
.6
%
2,000,000
Amphastar
Pharmaceuticals
Inc.
,
2.000
%
,
03/15/29
(a)
.............
1,917,578
1,500,000
Coherus
Biosciences
Inc.
,
1.500
%
,
04/15/26
...............
1,102,504
750,000
Dexcom
Inc.
,
0.375
%
,
05/15/28
...............
736,500
2,175,000
Evolent
Health
Inc.
,
3.500
%
,
12/01/29
(a)
.............
1,967,831
1,950,000
Exact
Sciences
Corp.
,
2.000
%
,
03/01/30
(a)
.............
1,729,650
1,500,000
Haemonetics
Corp.
,
2.500
%
,
06/01/29
(a)
.............
1,476,750
3,000,000
Halozyme
Therapeutics
Inc.
,
1.000
%
,
08/15/28
...............
3,342,270
1,000,000
Immunocore
Holdings
plc
,
2.500
%
,
02/01/30
(a)
.............
826,401
1,015,000
Invacare
Corp.,
Escrow
,
Zero
Coupon
,
05/08/28
(b)
.........
0
1,000,000
Jazz
Investments
I
Ltd.
,
2.000
%
,
06/15/26
...............
964,250
600,000
Pacira
BioSciences
Inc.
,
2.125
%
,
05/15/29
(a)
.............
597,900
3,000,000
Sarepta
Therapeutics
Inc.
,
1.250
%
,
09/15/27
...............
3,867,000
500,000
TransMedics
Group
Inc.
,
1.500
%
,
06/01/28
...............
878,696
19,407,330
Metals
and
Mining
—
0
.6
%
1,150,000
MP
Materials
Corp.
,
3.000
%
,
03/01/30
(a)
.............
1,038,730
Real
Estate
Investment
Trusts
—
2
.7
%
1,000,000
Redwood
Trust
Inc.
,
7.750
%
,
06/15/27
...............
971,875
Principal
Amount
Market
Value
$
1,125,000
Rexford
Industrial
Realty
LP
,
4.125
%
,
03/15/29
(a)
.............
$
1,099,125
2,680,000
Summit
Hotel
Properties
Inc.
,
1.500
%
,
02/15/26
...............
2,425,400
4,496,400
Security
Software
—
1
.2
%
2,175,000
Rapid7
Inc.
,
1.250
%
,
03/15/29
(a)
.............
2,061,742
Semiconductors
—
5
.0
%
600,000
Impinj
Inc.
,
1.125
%
,
05/15/27
...............
931,094
1,500,000
indie
Semiconductor
Inc.
,
4.500
%
,
11/15/27
(a)
.............
1,501,500
1,500,000
MKS
Instruments
Inc.
,
1.250
%
,
06/01/30
(a)
.............
1,604,530
2,000,000
ON
Semiconductor
Corp.
,
0.500
%
,
03/01/29
...............
1,923,500
4,275,000
Wolfspeed
Inc.
,
1.875
%
,
12/01/29
...............
2,376,900
8,337,524
Telecommunications
—
2
.7
%
2,075,000
Infinera
Corp.
,
3.750
%
,
08/01/28
...............
2,257,600
500,000
InterDigital
Inc.
,
3.500
%
,
06/01/27
...............
775,522
1,500,000
Liberty
Latin
America
Ltd.
,
2.000
%
,
07/15/24
...............
1,493,588
4,526,710
Transportation
—
0
.8
%
1,600,000
Air
Transport
Services
Group
Inc.
,
3.875
%
,
08/15/29
(a)
.............
1,361,544
TOTAL
CONVERTIBLE
CORPORATE
BONDS
.......................
114,826,203
Shares
CONVERTIBLE
PREFERRED
STOCKS
—
0
.4
%
Business
Services
—
0.0
%
809,253
Amerivon
Holdings
LLC
,
4.000
%
(b)
....................
0
272,728
Amerivon
Holdings
LLC,
common
equity
units
(b)
..........................
3
3
Ellsworth
Growth
and
Income
Fund
Ltd.
Schedule
of
Investments
(Continued)
—
June
30,
2024
(Unaudited)
Shares
Market
Value
CONVERTIBLE
PREFERRED
STOCKS
(Continued)
Health
Care
—
0
.4
%
31,218
Invacare
Holdings
Corp.
,
Ser.
A
,
9.000
%
(b)
....................
$
702,405
TOTAL
CONVERTIBLE
PREFERRED
STOCKS
......................
702,408
MANDATORY
CONVERTIBLE
SECURITIES
(c)
—
5
.7
%
Diversified
Industrial
—
2
.1
%
60,606
Chart
Industries
Inc.
,
Ser.
B
,
6.750
%
,
12/15/25
...............
3,444,845
Energy
and
Utilities
—
0
.7
%
30,000
NextEra
Energy
Inc.
,
6.926
%
,
09/01/25
...............
1,244,700
Health
Care
—
1
.6
%
56,500
BrightSpring
Health
Services
Inc.
,
6.750
%
,
02/01/27
...............
2,659,455
Specialty
Chemicals
—
1
.3
%
45,000
Albemarle
Corp.
,
7.250
%
,
03/01/27
...............
2,099,700
TOTAL
MANDATORY
CONVERTIBLE
SECURITIES
...................
9,448,700
COMMON
STOCKS
—
20
.8
%
Business
Services
—
0
.5
%
13,000
PayPal
Holdings
Inc.
†
..............
754,390
Computer
Software
and
Services
—
2
.7
%
10,000
Microsoft
Corp.
..................
4,469,500
Consumer
Products
—
0
.8
%
24,000
Unilever
plc
,
ADR
.................
1,319,760
Energy
and
Utilities
—
0
.8
%
18,775
NextEra
Energy
Inc.
................
1,329,458
Entertainment
—
0
.7
%
12,500
The
Walt
Disney
Co.
...............
1,241,125
Health
Care
—
3
.0
%
13,970
Invacare
Holdings
Corp.
†
(b)
.........
0
22,651
Merck
&
Co.
Inc.
..................
2,804,194
80,000
Pfizer
Inc.
......................
2,238,400
5,042,594
Real
Estate
Investment
Trusts
—
5
.2
%
10,000
American
Tower
Corp.
..............
1,943,800
16,100
Crown
Castle
Inc.
.................
1,572,970
5,000
Equinix
Inc.
.....................
3,783,000
Shares
Market
Value
7,000
SBA
Communications
Corp.
..........
$
1,374,100
8,673,870
Semiconductors
—
2
.6
%
2,758
Broadcom
Inc.
...................
4,428,052
Telecommunications
—
4
.5
%
60,000
AT&T
Inc.
.......................
1,146,600
24,619
T-Mobile
US
Inc.
..................
4,337,375
50,000
Verizon
Communications
Inc.
.........
2,062,000
7,545,975
TOTAL
COMMON
STOCKS
...........
34,804,724
Principal
Amount
U.S.
GOVERNMENT
OBLIGATIONS
—
4
.4
%
$
7,455,000
U.S.
Treasury
Bills,
5.294
%
to
5.326
%
††
,
07/25/24
to
09/26/24
......................
7,396,769
TOTAL
INVESTMENTS
—
100
.0
%
.....
(Cost
$
153,481,781
)
.............
$
167,178,804
(a)
Securities
exempt
from
registration
under
Rule
144A
of
the
Securities
Act
of
1933,
as
amended.
These
securities
may
be
resold
in
transactions
exempt
from
registration,
normally
to
qualified
institutional
buyers.
(b)
Security
is
valued
using
significant
unobservable
inputs
and
is
classified
as
Level
3
in
the
fair
value
hierarchy.
(c)
Mandatory
convertible
securities
are
required
to
be
converted
on
the
dates
listed;
they
generally
may
be
converted
prior
to
these
dates
at
the
option
of
the
holder.
†
Non-income
producing
security.
††
Represents
annualized
yields
at
dates
of
purchase.
ADR
American
Depositary
Receipt
Ellsworth Growth and Inc... (AMEX:ECF-A)
過去 株価チャート
から 8 2024 まで 9 2024
Ellsworth Growth and Inc... (AMEX:ECF-A)
過去 株価チャート
から 9 2023 まで 9 2024
