- Statement of Changes in Beneficial Ownership (4)
2011年5月10日 - 6:11AM
Edgar (US Regulatory)
|
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
HETTERICH F PAUL
|
2. Issuer Name
and
Ticker or Trading Symbol
CONSTELLATION BRANDS, INC.
[
STZ
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Executive VP
|
|
(Last)
(First)
(Middle)
C/O CONSTELLATION BRANDS, INC., 207 HIGH POINT DRIVE, BUILDING 100
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/5/2011
|
|
(Street)
VICTOR, NY 14564
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
|
Class A Common Stock
|
5/5/2011
|
|
C
|
|
49843.0000
|
A
|
$0
(1)
|
124208.0000
|
D
|
|
|
Class A Common Stock
|
5/5/2011
|
|
M
|
|
35700.0000
|
A
|
$16.6300
|
159908.0000
|
D
|
|
|
Class A Common Stock
|
5/5/2011
|
|
S
|
|
35700.0000
|
D
|
$22.5290
(2)
|
124208.0000
|
D
|
|
|
Class A Common Stock
|
5/5/2011
|
|
S
|
|
49843.0000
|
D
|
$22.5290
(2)
|
74365.0000
|
D
|
|
|
Class A Common Stock
|
5/6/2011
|
|
M
|
|
10900.0000
|
A
|
$16.6300
|
85265.0000
|
D
|
|
|
Class A Common Stock
|
5/6/2011
|
|
S
|
|
10900.0000
|
D
|
$22.6050
(3)
|
74365.0000
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Class 1 (convertible) Common Stock
|
(4)
|
5/5/2011
|
|
M
|
|
49843.0000
|
|
(4)
|
(4)
|
Class A Common Stock
|
49843.0000
|
$11.8500
|
49843.0000
|
D
|
|
|
Class 1 (convertible) Common Stock
|
(4)
|
5/5/2011
|
|
C
|
|
|
49843.0000
|
(4)
|
(4)
|
Class A Common Stock
|
49843.0000
|
$0.0000
|
0.0000
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
|
$11.8500
|
5/5/2011
|
|
M
|
|
|
49843.0000
|
4/6/2010
(5)
|
4/6/2019
|
Class 1 Common Stock
|
49843.0000
|
$0.0000
|
149527.0000
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
|
$16.6300
|
5/5/2011
|
|
M
|
|
|
35700.0000
|
(6)
|
4/6/2014
|
Class A Common Stock
|
35700.0000
|
$0.0000
|
10900.0000
|
D
|
|
|
Non-Qualified Stock Option (right to buy)
|
$16.6300
|
5/6/2011
|
|
M
|
|
|
10900.0000
|
(6)
|
4/6/2014
|
Class A Common Stock
|
10900.0000
|
$0.0000
|
0.0000
|
D
|
|
|
Explanation of Responses:
|
|
(
1)
|
The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
|
|
(
2)
|
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.500 to $22.610, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
|
|
(
3)
|
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.590 to $22.610, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
|
|
(
4)
|
Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
|
|
(
5)
|
This option becomes exercisable at the rate of 25% per year beginning on the date specified.
|
|
(
6)
|
100% of this option has become exercisable.
|
Reporting Owners
|
|
Reporting Owner Name / Address
|
Relationships
|
|
Director
|
10% Owner
|
Officer
|
Other
|
HETTERICH F PAUL
C/O CONSTELLATION BRANDS, INC.
207 HIGH POINT DRIVE, BUILDING 100
VICTOR, NY 14564
|
|
|
Executive VP
|
|
Signatures
|
|
/s/ H. Elaine Ziakas for F. Paul Hetterich
|
|
5/9/2011
|
|
**
Signature of Reporting Person
|
Date
|
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Constellation Brands (NYSE:STZ)
過去 株価チャート
から 6 2024 まで 7 2024
Constellation Brands (NYSE:STZ)
過去 株価チャート
から 7 2023 まで 7 2024
