Specialized Disclosure Report (sd)
2017年6月1日 - 12:45AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
Luxfer Holdings
PLC
(
Exact name of registrant as specified
in its charter
)
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|
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England and Wales
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001-35370
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98-1024030
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(
State or other jurisdiction
of incorporation
)
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(
Commission File Number
)
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(
I.R.S. Employer
Identification No.
)
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Anchorage Gateway, 5 Anchorage Quay,
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Salford, England M50 3XE
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(
Address of principal executive offices
)
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David Nicholas Fletcher
00 44 (0) 161 300 0610
(
Name and telephone number,
including area code,
of the person to contact in connection with
this report
.)
Check the appropriate box to indicate the rule pursuant to which
this form is being filed,
and provide the period to which the information in this form applies:
þ
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Rule 13p-1 under the Securities and Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.
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Section 1 – Conflict Minerals Disclosure
Item 1.01: Conflict Minerals Disclosure
and Report
Rule 13p-1 under the Securities Exchange Act of 1934, as amended,
generally provides that a company must file this specialized disclosure report if it manufactures or contracts to manufacture products
for which one or more of the following minerals are necessary to the functionality or production of the company’s products:
cassiterite; columbite-tantalite (coltan); and wolframite; their derivatives tantalum, tin, and tungsten; and gold (collectively,
“3TGs”). These are considered “conflict minerals” under Rule 13p-1 regardless of their geographic origin
and whether or not they fund armed conflict in the Democratic Republic of the Congo or its neighboring countries (the “covered
countries”).
Luxfer Holdings PLC (together with its consolidated subsidiaries,
“Luxfer”) is a global materials technology group focused on sustained value creation using its broad array of technical
know-how and proprietary materials technologies. The group specializes in the design and manufacture of high-performance materials,
components and high-pressure gas-containment devices for environmental, healthcare, protection and specialty end-markets. Luxfer
customers include both end-users of its products and manufacturers that incorporate Luxfer products into finished goods.
Following a review of Luxfer products by our technical personnel,
we determined that we purchase small quantities of 3TG and/or materials containing 3TG (collectively, “3TG materials”)
that are necessary to the functionality or production of a small number of our products (the “covered products”). We
purchase these 3TG materials from a small number of suppliers (the “covered suppliers”).
As specified under Rule 13p-1, we conducted in good faith a reasonable
country of origin inquiry (“RCOI”) that Luxfer believes was reasonably designed to determine whether any of the necessary
3TG contained in the 3TG materials originated in the covered countries or were from recycled or scrap sources. In conducting the
RCOI, we requested the covered suppliers to respond to written and oral questions concerning the source of the 3TG in the 3TG materials
they supplied to us. All of the covered suppliers provided information indicating that none of the 3TGs in the 3TG materials they
supplied to us are sourced from any covered countries or they are from recycled or scrap sources.
As a result, we have no reason to believe that
any of the 3TGs contained in our 2016 covered products originated in the covered countries or did not come from recycled or scrap
sources. The information in this Form SD also is publicly available on our website at investor.luxfer.com.
Item 1.02: Exhibits
Not applicable.
Section 2 – Exhibits
Item 2.01: Exhibits
Not applicable.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
Luxfer Holdings PLC
(Registrant)
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By:
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/s/ David N. Fletcher
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Date: May 31, 2017
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David N. Fletcher
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Company
Secretary
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Luxfer (NYSE:LXFR)
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