|
FORM 8.5
(EPT/NON-RI)
|
|
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
|
EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
|
(OR WHERE RI STATUS IS NOT
APPLICABLE)
|
|
Rule 8.5 of the Takeover Code
(the "Code")
|
|
1.
|
KEY
INFORMATION
|
|
(a)
|
Name of exempt principal trader:
|
BARCLAYS CAPITAL SECURITIES LTD
|
|
(b)
|
Name of offeror/offeree in relation to whose
relevant securities this form relates:
|
ANGLO AMERICAN PLC
|
|
(c)
|
Name of the party to the offer with which exempt
principal trader is connected
|
BHP
GROUP LTD
|
|
(d)
|
Date position held/dealing undertaken:
|
03 May 2024
|
|
(e)
|
In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
|
YES:
BHP GROUP LTD
|
|
2.
|
POSITIONS OF THE EXEMPT PRINCIPAL TRADER
|
|
(a)
|
Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
Relevant securities owned and/or controlled:
|
5,558,888
|
0.45%
|
18,902,115
|
1.54%
|
|
(2)
Cash-settled derivatives:
|
18,021,999
|
1.47%
|
5,226,512
|
0.43%
|
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
TOTAL:
|
23,580,887
|
1.92%
|
24,128,627
|
1.97%
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Rights to subscribe for new securities (including directors
and other executive options)
|
|
Class of relevant security in relation to
which subscription right exists
|
|
|
Details, including nature of the rights
concerned and relevant percentages:
|
|
|
3.
|
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
|
|
(a)
|
Purchase and sales
|
|
|
|
|
|
|
|
Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Sale
|
17183
|
640.0000
ZAR
|
621.1924
ZAR
|
|
USD 0.54945
ordinary
|
Purchase
|
1024499
|
27.7150
GBP
|
26.4750
GBP
|
|
USD 0.54945
ordinary
|
Sale
|
3440032
|
27.7150
GBP
|
26.4750
GBP
|
|
USD 0.54945
ordinary
|
Purchase
|
1227
|
31.9980
EUR
|
31.9980
EUR
|
|
USD 0.54945
ordinary
|
Sale
|
6809
|
31.5041
EUR
|
31.5041
EUR
|
|
ADR
|
Purchase
|
43917
|
17.0400
USD
|
16.8200
USD
|
|
ADR
|
Sale
|
43917
|
17.0400
USD
|
16.8200
USD
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Cash-settled derivative transactions
|
|
Class of
relevant
security
|
Product
description
|
Nature of
dealing
|
Number of
reference
securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
CFD
|
Closing
Short
|
706
|
27.2079
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Closing
Short
|
11,037
|
26.9350
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Closing
Short
|
12,547
|
27.4807
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Closing
Short
|
26,154
|
27.1833
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Closing
Short
|
29,630
|
27.4708
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Closing
Short
|
83,104
|
27.0999
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Closing
Short
|
118,426
|
26.9984
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
110
|
27.5713
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
118
|
27.7050
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
150
|
638.0007
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
488
|
27.4534
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,343
|
27.5000
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
1,481
|
27.3493
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,107
|
27.1034
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,570
|
27.3802
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,769
|
27.4317
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,090
|
27.4289
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,559
|
26.5876
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,701
|
27.3496
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
5,663
|
27.4318
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
10,596
|
627.9567
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
11,822
|
26.7739
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
11,981
|
26.6465
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
15,425
|
27.0669
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
19,747
|
626.0276
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
20,800
|
636.3836
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
20,896
|
621.8400
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
22,678
|
26.9394
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
27,815
|
27.1002
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
52,870
|
26.9478
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
66,000
|
27.2465
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
122,370
|
26.9695
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1
|
27.5300
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
43
|
27.4656
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
112
|
27.1235
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
224
|
642.2547
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
265
|
633.6603
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
275
|
639.7110
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
275
|
639.7467
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
800
|
634.8253
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,136
|
27.0800
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
1,456
|
621.8400
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,456
|
621.8400
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,657
|
631.7305
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,945
|
27.3085
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,000
|
638.3467
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,148
|
26.8252
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
6,809
|
31.5007
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
7,715
|
26.9332
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
8,256
|
634.1945
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
9,685
|
27.4658
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
15,901
|
634.9449
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
17,357
|
640.0000
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
27,815
|
631.1699
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
31,757
|
639.6511
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
36,500
|
635.0185
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
79,151
|
27.5016
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
119,119
|
26.7469
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
174,800
|
627.7155
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
5
|
27.5860
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
10
|
638.8600
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
13
|
27.5603
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
17
|
638.9747
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
103
|
27.2078
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
145
|
27.3673
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
712
|
27.4515
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,774
|
642.3800
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,060
|
27.4148
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,109
|
27.3956
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
3,682
|
638.9373
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
5,238
|
27.4008
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
6,374
|
26.7833
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
11,435
|
26.9347
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
13,769
|
26.6980
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
15,322
|
639.3088
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
17,712
|
639.0246
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
21,289
|
27.4358
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
23,350
|
27.3229
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
35,173
|
27.4852
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
68,932
|
27.2337
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
88,884
|
27.4393
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
134,600
|
27.2545
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
265
|
633.6603
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
275
|
639.7110
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
275
|
639.7467
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
667
|
26.6241
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
1,227
|
32.0015
EUR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
1,456
|
621.8400
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,456
|
621.8400
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,657
|
631.7305
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
2,000
|
638.3467
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
5,885
|
638.7264
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
8,256
|
634.1945
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
15,144
|
626.1400
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
15,337
|
26.9649
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
15,901
|
634.9449
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
17,357
|
640.0640
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
31,757
|
639.8430
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
36,500
|
635.0185
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
174,800
|
627.9038
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Long
|
179
|
27.3375
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Long
|
339
|
27.2723
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
3,640
|
26.7602
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Long
|
6,988
|
26.9645
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
11,370
|
26.7445
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
12,000
|
26.8783
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
13,080
|
26.8120
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
13,597
|
26.9370
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Long
|
16,151
|
26.9566
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Long
|
17,357
|
26.7961
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Long
|
19,874
|
26.9350
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Long
|
20,797
|
27.1925
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Long
|
21,574
|
27.4179
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Long
|
22,073
|
27.0005
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
23,750
|
26.8625
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Long
|
31,254
|
27.2758
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
57,897
|
27.1496
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
72,003
|
26.9331
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Long
|
418,573
|
27.4627
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Opening
Long
|
1,680,000
|
27.5000
GBP
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
07 May 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|