TIDMSMS
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Qube Research & Technologies Limited
(b) Owner or controller of interests and
short positions disclosed, if different
from 1(a): The naming of nominee or
vehicle companies is insufficient. For a
trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation Smart Metering Systems PLC
to whose relevant securities this form
relates: Use a separate form for each
offeror/offeree
(d) If an exempt fund manager connected
with an offeror/offeree, state this and
specify identity of offeror/offeree:
(e) Date position held/dealing 19/01/2024
undertaken: For an opening position
disclosure, state the latest practicable
date prior to the disclosure
(f) In addition to the company in 1(c) N/A
above, is the discloser making
disclosures in respect of any other
party to the offer? If it is a cash
offer or possible cash offer, state
"N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: 1p Ordinary Share
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or
controlled: 0 0 0 0
(2) Cash-settled derivatives: 1,673,491 1.25 0 0
(3) Stock-settled derivatives (including
options) and agreements to
purchase/sell: 0 0 0 0
TOTAL: 1,673,491 1.25 0 0
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists: 0
Details, including nature of the rights concerned and relevant percentages: 0
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of securities Price per unit
security
(b) Cash-settled derivative transactions
Nature of dealing
e.g. opening/closing
a long/short
Product position,
Class of description increasing/reducing Exercise
relevant e.g. call a long/short Number of price per
security option position securities unit
1p Ordinary increasing a long
Share Equity swap position 271 949
1p Ordinary increasing a long
Share Equity swap position 345 949
1p Ordinary increasing a long
Share Equity swap position 676 949
1p Ordinary increasing a long
Share Equity swap position 353 949
1p Ordinary increasing a long
Share Equity swap position 118 950
1p Ordinary increasing a long
Share Equity swap position 70 949
1p Ordinary increasing a long
Share Equity swap position 331 949
1p Ordinary increasing a long
Share Equity swap position 321 949
1p Ordinary increasing a long
Share Equity swap position 4715 949
1p Ordinary increasing a long
Share Equity swap position 23 949
1p Ordinary increasing a long
Share Equity swap position 367 950
1p Ordinary increasing a long
Share Equity swap position 538 949
1p Ordinary increasing a long
Share Equity swap position 631 950
1p Ordinary increasing a long
Share Equity swap position 1143 950
1p Ordinary increasing a long
Share Equity swap position 348 949.5
1p Ordinary increasing a long
Share Equity swap position 335 949
1p Ordinary increasing a long
Share Equity swap position 507 949
1p Ordinary increasing a long
Share Equity swap position 220 950
1p Ordinary increasing a long
Share Equity swap position 811 949
1p Ordinary increasing a long
Share Equity swap position 17 950
1p Ordinary increasing a long
Share Equity swap position 335 949.5
1p Ordinary increasing a long
Share Equity swap position 13 949.5
1p Ordinary increasing a long
Share Equity swap position 1228 949
1p Ordinary increasing a long
Share Equity swap position 52 949
1p Ordinary increasing a long
Share Equity swap position 333 949
1p Ordinary increasing a long
Share Equity swap position 315 949
1p Ordinary increasing a long
Share Equity swap position 13 949.5
1p Ordinary increasing a long
Share Equity swap position 21 949
1p Ordinary increasing a long
Share Equity swap position 337 949
1p Ordinary increasing a long
Share Equity swap position 15 950
1p Ordinary increasing a long
Share Equity swap position 844 950
1p Ordinary increasing a long
Share Equity swap position 184 949
1p Ordinary increasing a long
Share Equity swap position 767 950
1p Ordinary increasing a long
Share Equity swap position 325 949
1p Ordinary increasing a long
Share Equity swap position 150 949
1p Ordinary decreasing a long
Share Equity swap position 635 950
1p Ordinary decreasing a long
Share Equity swap position 77 950
1p Ordinary decreasing a long
Share Equity swap position 274 950
1p Ordinary decreasing a long
Share Equity swap position 184 949
1p Ordinary decreasing a long
Share Equity swap position 345 949
1p Ordinary decreasing a long
Share Equity swap position 70 949
1p Ordinary decreasing a long
Share Equity swap position 605 950
1p Ordinary decreasing a long
Share Equity swap position 269 949
1p Ordinary decreasing a long
Share Equity swap position 3 949
1p Ordinary decreasing a long
Share Equity swap position 108 949
1p Ordinary decreasing a long
Share Equity swap position 374 949
1p Ordinary decreasing a long
Share Equity swap position 325 949
1p Ordinary decreasing a long
Share Equity swap position 356 950
1p Ordinary decreasing a long
Share Equity swap position 329 950
1p Ordinary decreasing a long
Share Equity swap position 353 949
1p Ordinary decreasing a long
Share Equity swap position 339 950
1p Ordinary decreasing a long
Share Equity swap position 325 950
1p Ordinary decreasing a long
Share Equity swap position 332 949
1p Ordinary decreasing a long
Share Equity swap position 571 950
1p Ordinary decreasing a long
Share Equity swap position 328 949
1p Ordinary decreasing a long
Share Equity swap position 677 949
1p Ordinary decreasing a long
Share Equity swap position 30 949
1p Ordinary decreasing a long
Share Equity swap position 330 949
1p Ordinary decreasing a long
Share Equity swap position 21 949
1p Ordinary decreasing a long
Share Equity swap position 372 950
1p Ordinary decreasing a long
Share Equity swap position 545 949
1p Ordinary decreasing a long
Share Equity swap position 315 949
1p Ordinary decreasing a long
Share Equity swap position 2030 950
1p Ordinary decreasing a long
Share Equity swap position 220 950
1p Ordinary decreasing a long
Share Equity swap position 2065 950
1p Ordinary decreasing a long
Share Equity swap position 381 949
1p Ordinary decreasing a long
Share Equity swap position 306 949
1p Ordinary decreasing a long
Share Equity swap position 430 949
1p Ordinary decreasing a long
Share Equity swap position 72 950
1p Ordinary decreasing a long
Share Equity swap position 182 949
1p Ordinary decreasing a long
Share Equity swap position 331 949
1p Ordinary decreasing a long
Share Equity swap position 1 950
1p Ordinary decreasing a long
Share Equity swap position 333 949
1p Ordinary decreasing a long
Share Equity swap position 221 949
1p Ordinary decreasing a long
Share Equity swap position 312 950
1p Ordinary decreasing a long
Share Equity swap position 427 950
1p Ordinary decreasing a long
Share Equity swap position 333 949
1p Ordinary decreasing a long
Share Equity swap position 622 949.5
1p Ordinary decreasing a long
Share Equity swap position 43 950
1p Ordinary decreasing a long
Share Equity swap position 362 949
1p Ordinary decreasing a long
Share Equity swap position 321 949
1p Ordinary decreasing a long
Share Equity swap position 179 949
1p Ordinary decreasing a long
Share Equity swap position 348 949.5
1p Ordinary decreasing a long
Share Equity swap position 306 949
1p Ordinary decreasing a long
Share Equity swap position 330 950
1p Ordinary decreasing a long
Share Equity swap position 1034 950
1p Ordinary decreasing a long
Share Equity swap position 150 949
1p Ordinary decreasing a long
Share Equity swap position 356 949.5
1p Ordinary decreasing a long
Share Equity swap position 427 950
1p Ordinary decreasing a long
Share Equity swap position 357 949
1p Ordinary decreasing a long
Share Equity swap position 339 950
1p Ordinary decreasing a long
Share Equity swap position 1011 950
1p Ordinary decreasing a long
Share Equity swap position 90 949
1p Ordinary decreasing a long
Share Equity swap position 337 949
1p Ordinary decreasing a long
Share Equity swap position 358 950
1p Ordinary decreasing a long
Share Equity swap position 52 949
1p Ordinary decreasing a long
Share Equity swap position 921 950
1p Ordinary decreasing a long
Share Equity swap position 358 949
1p Ordinary decreasing a long
Share Equity swap position 387 949
1p Ordinary decreasing a long
Share Equity swap position 100 950
1p Ordinary decreasing a long
Share Equity swap position 327 950
1p Ordinary decreasing a long
Share Equity swap position 443 950
1p Ordinary decreasing a long
Share Equity swap position 371 949
1p Ordinary decreasing a long
Share Equity swap position 504 949
1p Ordinary decreasing a long
Share Equity swap position 315 949
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry Option
relevant description purchasing, securities price American, date money
security e.g. call selling, to which per European paid/
option varying option unit etc. received
etc. relates per
unit
(ii) Exercise
Product
Class of description Exercising/
relevant e.g. call exercised Number of Exercise price
security option against securities per unit
0 0 0 0 0
(d) Other dealings (including subscribing for new
securities)
Nature of dealing
Class of relevant e.g. subscription, Price per unit (if
security conversion Details applicable)
0 0 0 0
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer: Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to: (i)
the voting rights of any relevant securities under any option; or (ii) the
voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced: If there are no such agreements,
arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22/01/2024
Contact name: Stuart Brown
Telephone number: 00442070722969
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20240122662671/en/
CONTACT:
Qube Research & Technologies LTD
SOURCE: Qube Research & Technologies LTD
Copyright Business Wire 2024
(END) Dow Jones Newswires
January 22, 2024 07:56 ET (12:56 GMT)
Smart Metering Systems (AQSE:SMS.GB)
過去 株価チャート
から 5 2024 まで 6 2024
Smart Metering Systems (AQSE:SMS.GB)
過去 株価チャート
から 6 2023 まで 6 2024
