Holding(s) in Company (3576T)

TIDMSPE
RNS Number : 3576T
Sopheon PLC
05 December 2011
 
 For filings with the FSA 
  include the annex 
 For filings with issuer exclude 
  the annex 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
---------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or                                                Sopheon Plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
----------------------------------------------------------  ---------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
---------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                              X 
-----------------------------------------------------------  --------------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
-----------------------------------------------------------  --------------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
-----------------------------------------------------------  --------------------------- 
 An event changing the breakdown of voting rights 
-----------------------------------------------------------  --------------------------- 
 Other (please 
  specify): 
----------------------------------------------------------   --------------------------- 
 3. Full name of person(s)                                       Norman Nominees Limited 
  subject to the                                                         Myrtledare Corp 
  notification obligation:                                     (related family holdings) 
  (iii) 
----------------------------------------------------------  ---------------------------- 
 4. Full name of shareholder(s)                                  Rock (Nominees) Limited 
  (if different from 3.):(iv)                                            Euroclear 90998 
----------------------------------------------------------  ---------------------------- 
 5. Date of the transaction                                          2(nd) December 2011 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
----------------------------------------------------------  ---------------------------- 
 6. Date on which issuer                                             2(nd) December 2011 
  notified: 
----------------------------------------------------------  ---------------------------- 
 7. Threshold(s) that is/are 
  crossed or 
  reached: (vi, vii)                                                                  8% 
----------------------------------------------------------  ---------------------------- 
 
 
 
 8. Notified details: 
----------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
----------------------------------------------------------------------------------------------------------------------- 
 Class/type    Situation previous                 Resulting situation after the 
 of             to the triggering                  triggering transaction 
 shares         transaction 
 
 if possible 
 using 
 the ISIN 
 CODE 
------------  ---------------------------------  ---------------------------------------------------------------------- 
               Number           Number            Number          Number of                    % of voting 
                of               of                of shares       voting                       rights (x) 
                Shares           Voting                            rights 
                                 Rights 
------------  ---------------  ----------------  --------------  ---------------------------  ------------------------- 
                                                  Direct          Direct         Indirect      Direct        Indirect 
                                                                   (xi)           (xii) 
------------      -----------    ------------    --------------  -------------  ------------  ------------  ----------- 
 5p Ords 
 Norman                         9,691,260         9,691,260                                                  6.657% 
 Nominees 
 Limited                         0                 2,000,000                                                  1.374% 
                               ----------------  --------------                 ------------  ------------  ----------- 
               9,691,260                                          9,691,260 
 Myrtledare 
  Corp         0                                                  2,000,000 
------------  ---------------    ------------      ------------  -------------  ------------      --------    --------- 
 
 B: Qualifying Financial Instruments 
----------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------- 
 Type of           Expiration     Exercise/                         Number of voting               % of voting 
 financial          date           Conversion                        rights that                    rights 
 instrument         (xiii)         Period (xiv)                      may be 
                                                                     acquired if 
                                                                     the 
                                                                     instrument 
                                                                     is 
                                                                     exercised/ 
                                                                     converted. 
----------------  -------------  --------------------------------  -----------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
----------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------- 
 Type of         Exercise       Expiration      Exercise/         Number of voting               % of voting 
 financial        price         date            Conversion         rights instrument              rights (xix, 
 instrument                     (xvii)          period             refers to                      xx) 
                                                (xviii) 
--------------  -------------  --------------  ----------------  -----------------------------  ----------------------- 
                                                Until 
 Convertible                    31 January      31 January 
  loan stock     7.75p          2013            2013              2,580,645                      Nominal       Delta 
--------------  -------------  --------------  ----------------  -----------------------------  ------------  --------- 
                                                                                                 1.773% 
------------      -----------    ------------      ------------    -----------  ------------    ------------  --------- 
 
 Total (A+B+C) 
----------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                            Percentage of voting rights 
-------------------------------------------------  -------------------------------------------------------------------- 
 14,271,905                                         9.804 % 
-------------------------------------------------  -------------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
-------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
-------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------  ----------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
-------------------------------------------------------------  ----------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
-------------------------------------------------------------  ----------------- 
 
 
  13. Additional information: 
-------------------------------------------------------------  ----------------- 
 14. Contact name:                                              Alison Callister 
-------------------------------------------------------------  ----------------- 
 15. Contact telephone number:                                  +44 845 868 7385 
-------------------------------------------------------------  -----------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLDKPDNBBDDFBK
Sopheon (LSE:SPE)
過去株価チャート
から 2 2025 まで 3 2025