Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
2024年1月11日 - 6:31AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO § 240.13d-2
(Amendment No. 4)*
OCCIDENTAL
PETROLEUM CORPORATION
(Name of Issuer)
COMMON STOCK
(Title of
Class of Securities)
674599105
(CUSIP Number)
December 31, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☒ Rule 13d-1 (b)
☐ Rule 13d-1 (c)
☐ Rule 13d-1 (d)
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (the Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)
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CUSIP No. 674599105 |
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13G |
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Page 2 of 9 Pages |
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1 |
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NAME OF REPORTING PERSON
Warren E. Buffett |
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (a) ☒ (b) ☐
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SEC USE ONLY
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CITIZENSHIP OR PLACE OF
ORGANIZATION United States
Citizen |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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SOLE VOTING POWER
NONE |
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SHARED VOTING POWER
327,574,652.81 shares of Common Stock (83,858,848.81 of which
represent shares underlying the Berkshire Warrants (as hereinafter defined)) |
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SOLE DISPOSITIVE POWER
NONE |
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SHARED DISPOSITIVE POWER
327,574,652.81 shares of Common Stock (83,858,848.81 of which
represent shares underlying the Berkshire Warrants) |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
327,574,652.81 shares of Common Stock (83,858,848.81 of which represent shares underlying the Berkshire Warrants) |
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐ Not
Applicable. |
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9 34.0% |
12 |
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TYPE OF REPORTING
PERSON IN |
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CUSIP No. 674599105 |
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13G |
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Page 3 of 9 Pages |
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1 |
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NAME OF REPORTING PERSON
Berkshire Hathaway Inc. |
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (a) ☒ (b) ☐
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SEC USE ONLY
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4 |
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CITIZENSHIP OR PLACE OF
ORGANIZATION State of
Delaware |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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5 |
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SOLE VOTING POWER
NONE |
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6 |
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SHARED VOTING POWER
327,574,652.81 shares of Common Stock (83,858,848.81 of which
represent shares underlying the Berkshire Warrants) |
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7 |
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SOLE DISPOSITIVE POWER
NONE |
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SHARED DISPOSITIVE POWER
327,574,652.81 shares of Common Stock (83,858,848.81 of which
represent shares underlying the Berkshire Warrants) |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
327,574,652.81 shares of Common Stock (83,858,848.81 of which represent shares underlying the Berkshire Warrants) |
10 |
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐ Not
Applicable. |
11 |
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9 34.0% |
12 |
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TYPE OF REPORTING
PERSON HC, CO |
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CUSIP No. 674599105 |
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13G |
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Page 4 of 9 Pages |
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1 |
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NAME OF REPORTING PERSON
National Indemnity Company |
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CHECK THE APPROPRIATE BOX
IF A MEMBER OF A GROUP (a) ☒ (b) ☐
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SEC USE ONLY
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CITIZENSHIP OR PLACE OF
ORGANIZATION State of
Nebraska |
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NUMBER OF
SHARES BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
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5 |
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SOLE VOTING POWER
NONE |
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6 |
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SHARED VOTING POWER
327,574,652.81shares of Common Stock (83,858,848.81 of which
represent shares underlying the Berkshire Warrants) |
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7 |
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SOLE DISPOSITIVE POWER
NONE |
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8 |
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SHARED DISPOSITIVE POWER
327,574,652.81 shares of Common Stock (83,858,848.814 of which
represent shares underlying the Berkshire Warrants) |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
327,574,652.81 shares of Common Stock (83,858,848.81 of which represent shares underlying the Berkshire Warrants) |
10 |
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐ Not
Applicable. |
11 |
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PERCENT OF CLASS
REPRESENTED BY AMOUNT IN ROW 9 34.0% |
12 |
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TYPE OF REPORTING
PERSON IC, CO |
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SCHEDULE 13G |
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Page 5 of 9 Pages |
The shares of Common Stock of Occidental Petroleum Corporation (Occidental) reported in this
Schedule 13G include warrants for an aggregate of 83,858,848.81 shares of Common Stock exercisable by certain of the Reporting Persons within 60 days (the Berkshire Warrants). All shares of Common Stock underlying the Berkshire Warrants
are treated as outstanding for purposes of computing the percentage ownership of each of the Reporting Persons reported in this Schedule 13G. The Berkshire Warrants were issued on August 8, 2019 initially for 80,000,000 million shares of
Common Stock at an exercise price of $62.50 per share, but on June 26, 2020, Occidentals Board of Directors declared a distribution to its common shareholders of warrants to purchase additional shares of Common Stock, which distribution
resulted in an anti-dilution adjustment to the Berkshire Warrants that lowered the exercise price to $59.624 per share and increased the number of shares of Common Stock issuable on exercise of the Berkshire Warrants to 83,858,848.81. The Berkshire
Warrants have not been exercised.
Item 1.
(a) Name of Issuer
Occidental Petroleum Corporation
(b) Address of Issuers Principal Executive Offices
5 Greenway Plaza, Houston, TX 77046
Item 2(a). Name of
Person Filing:
Item 2(b). Address of Principal Business Office:
Item 2(c). Citizenship:
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Warren E. Buffett 3555 Farnam Street
Omaha, Nebraska 68131 United States citizen |
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Berkshire Hathaway Inc. 3555 Farnam Street
Omaha, Nebraska 68131 Delaware |
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National Indemnity Company 1314 Douglas
Street Omaha, Nebraska 68102 Nebraska |
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Page 6 of 9 Pages
(d) Title of Class of Securities
Common Stock
(e) CUSIP Number
674599105
Item 3. If this statement is filed pursuant
to § 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
Warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway Inc.) and Berkshire Hathaway Inc. are each a Parent Holding Company or Control
Person, in accordance with § 240.13d-1(b)(1)(ii)(G).
National Indemnity Company is an Insurance Company as defined in section 3(a)(19) of the Act.
The Reporting Persons together are a group in accordance with § 240.13d-1(b)(i)(ii)(K).
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned
See the Cover Pages for
each of the Reporting Persons.
(b) Percent of class
See the Cover Pages for each of the Reporting Persons.
(c)
Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
(ii) shared power to vote or to direct the vote
(iii) sole power
to dispose or to direct the disposition of
(iv) shared power to dispose or to direct the disposition of
See the Cover Pages for each of the Reporting Persons.
Page 7 of 9 Pages
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable.
Item 6. Ownership of More than Five
Percent on Behalf of Another Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control
Person.
See Exhibit A.
Item 8. Identification
and Classification of Members of the Group.
Not Applicable.
Item 9. Notice of Dissolution of Group.
Not
Applicable.
Item 10. Certification.
By signing
below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination
under §240.14a-11.
Page 8 of 9 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated this 10th day of January, 2024
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/s/ Warren E. Buffett |
Warren E. Buffett |
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BERKSHIRE HATHAWAY INC. |
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By: |
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/s/ Warren E. Buffett |
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Warren E. Buffett |
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Chairman of the Board |
Page 9 of 9 Pages
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NATIONAL INDEMNITY COMPANY |
By: |
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/s/ WARREN E.
BUFFETT |
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Warren E. Buffett |
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Attorney-in-Fact |
Occidental Petroleum (NYSE:OXY)
過去 株価チャート
から 5 2024 まで 6 2024
Occidental Petroleum (NYSE:OXY)
過去 株価チャート
から 6 2023 まで 6 2024