Statement of Changes in Beneficial Ownership (4)
2021年3月17日 - 8:45AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Gardella James |
2. Issuer Name and Ticker or Trading Symbol
LUXFER HOLDINGS PLC
[
LXFR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President, Luxfer Magtech |
(Last)
(First)
(Middle)
LUXFER HOLDINGS PLC, LUMNS LANE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/13/2021 |
(Street)
MANCHESTER, X0 M27 8LN
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Ordinary Shares | 3/13/2021 | | M | | 1330 | A | (1) | 56665 (2) | D | |
Ordinary Shares | 3/13/2021 | | F | | 536 | D | $21.95 | 56129 | D | |
Ordinary Shares | 3/14/2021 | | M | | 850 | A | (1) | 56979 | D | |
Ordinary Shares | 3/14/2021 | | F | | 343 | D | $21.95 | 56636 | D | |
Ordinary Shares | 3/16/2021 | | S | | 514 | D | $21.60 | 56122 | D | |
Ordinary Shares | 3/16/2021 | | S | | 100 | D | $21.61 | 56022 | D | |
Ordinary Shares | 3/16/2021 | | S | | 2000 | D | $21.39 | 54022 | D | |
Ordinary Shares | 3/16/2021 | | S | | 400 | D | $21.45 | 53622 | D | |
Ordinary Shares | 3/16/2021 | | S | | 400 | D | $21.47 | 53222 | D | |
Ordinary Shares | 3/16/2021 | | S | | 200 | D | $21.51 | 53022 | D | |
Ordinary Shares | 3/16/2021 | | S | | 300 | D | $21.36 | 52722 | D | |
Ordinary Shares | 3/16/2021 | | S | | 2736 | D | $21.30 | 49986 | D | |
Ordinary Shares | 3/16/2021 | | S | | 300 | D | $21.35 | 49686 | D | |
Ordinary Shares | 3/16/2021 | | S | | 300 | D | $21.37 | 49386 | D | |
Ordinary Shares | 3/16/2021 | | S | | 877 | D | $21.31 | 48509 | D | |
Ordinary Shares | 3/16/2021 | | S | | 67 | D | $21.50 | 48442 | D | |
Ordinary Shares | 3/16/2021 | | S | | 100 | D | $21.40 | 48342 | D | |
Ordinary Shares | 3/16/2021 | | S | | 200 | D | $21.33 | 48142 | D | |
Ordinary Shares | 3/16/2021 | | S | | 41 | D | $21.34 | 48101 | D | |
Ordinary Shares | 3/16/2021 | | S | | 6200 | D | $21.42 | 41901 | D | |
Ordinary Shares | 3/16/2021 | | S | | 54 | D | $21.28 | 41847 | D | |
Ordinary Shares | 3/16/2021 | | S | | 460 | D | $21.26 | 41387 | D | |
Ordinary Shares | 3/16/2021 | | S | | 5365 | D | $21.25 | 36022 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | 3/13/2021 | | M | | | 1330 | (3) | (3) | Ordinary Shares | 1330.0 | (1) | 3855 | D | |
Restricted Stock Units | (1) | 3/14/2021 | | M | | | 850 | (4) | (4) | Ordinary Shares | 850.0 | (1) | 1600 | D | |
Explanation of Responses: |
(1) | Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. |
(2) | Includes shares acquired pursuant to the Luxfer Employee Stock Purchase Plan. |
(3) | The remaining Restricted Stock Units vest in three equal installments beginning on March 13, 2022. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |
(4) | The remaining Restricted Stock Units vest in two equal installments beginning on March 14, 2022. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Gardella James LUXFER HOLDINGS PLC LUMNS LANE MANCHESTER, X0 M27 8LN |
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| President, Luxfer Magtech |
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Signatures
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/s/ Megan E. Glise under Power of Attorney for James Gardella | | 3/16/2021 |
**Signature of Reporting Person | Date |
Luxfer (NYSE:LXFR)
過去 株価チャート
から 6 2024 まで 7 2024
Luxfer (NYSE:LXFR)
過去 株価チャート
から 7 2023 まで 7 2024