- Current report filing (8-K)
2011年6月17日 - 2:10AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of
1934
Date of Report (Date of earliest event reported): June 16, 2011
LaBRANCHE & CO INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-15251
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13-4064735
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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33 Whitehall Street, New York, New
York 10004
(Address of principal executive offices)
(212) 425-1144
(Registrants telephone number, including area code)
Not
applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction
A.2. below):
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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On
June 16, 2011, LaBranche & Co Inc. issued a joint press release with Cowen Group, Inc. announcing the results of their respective special meetings of stockholders relating to their pending merger. A copy of the press release is
attached hereto as Exhibit 99.1 and is incorporated by reference in its entirety.
Item 9.01.
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Financial Statements and Exhibits.
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99.1
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Joint Press Release of the Company and Cowen, dated June 16, 2011
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2
SIGNATURE
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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LaBranche & Co Inc.
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Date: June 16, 2011
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By:
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/s/ Jeffrey A. McCutcheon
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Name:
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Jeffrey A. McCutcheon
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Title:
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Senior Vice President and Chief Financial Officer
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EXHIBIT INDEX
99.1
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Joint Press Release of LaBranche & Co Inc. and Cowen Group, Inc., dated June 16, 2011
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