SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of August, 2016
AVIVA PLC
(Translation of registrant's name into English)
ST HELEN’S, 1 UNDERSHAFT
LONDON EC3P 3DQ
(Address of principal executive offices)
 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
 
Form 20-F X     Form 40-F
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
 Yes      No X
 
 If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
 
31 August 2016
 
AVIVA PLC ("Aviva")
 
NOTIFICATION OF TRANSACTIONS OF DIRECTORS AND PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES ("PDMRs")
 
Aviva announces that:
 
The Aviva Chief Financial Officer Award 2014 (CFO Award)
 
As announced on 24 March 2015, consistent with the terms of his employment agreement, Mr Stoddard received a CFO Award to partially compensate him for deferred compensation he forfeited on resignation from his previous employer. The CFO Award has vested in stages. The first tranche in 2015, the second tranche in 2016 and a final tranche in 2017.
 
Accordingly on 30 August 2016 the second tranche of the CFO Award vested and Mr Stoddard received the following Aviva ordinary shares of 25 pence each (Shares):
 
 
 
 
Name
 
 
 
Award
 
 
 
Price at which Shares granted
(pence)
 
 
 
Shares received from award
 
 
 
No. of Shares sold to cover taxes and costs
 
 
 
No. of Shares retained net of taxes and costs
 
 
 
Price at which Shares sold
(pence)
 
 
 
Tom Stoddard
 
 
 
CFO Award
 
 
 
509p
 
 
 
51,527
 
 
 
24,304
 
 
 
27,223
 
 
 
418.21p
 
 
 
These Shares vested in accordance with the rules of the CFO Award:
 
o The CFO Award was made for nil consideration.
o The CFO Award was granted at a price of £5.09 per share, which was based on the  average share price of an Aviva ordinary share 3 days prior to Mr Stoddard joining the  Company.
o The releases under the CFO Award include additional Shares received in lieu of  dividends, which are subject to tax.
 
The awards have been settled on a net-of-tax basis.
 
The Notification of Dealing Form can be found below. This announcement is made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
 
Media Enquiries:
Sarah Swailes                                                                            +44 (0)7800 694 859
General Enquiries:
Elena Petrou, Company Secretarial                                       +44 (0)207 662 1268
 
 
Template for notification and public disclosure of transactions by persons discharging managerial responsibilities (PDMRs) and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities/person closely associated
 
 
a)
 
 
Name
 
 
THOMAS STODDARD
 
 
2
 
 
Reason for the notification
 
 
a)
 
 
Position/status
 
 
Chief Financial Officer
 
 
b)
 
 
Initial notification/Amendment
 
 
Initial Notification
 
 
3
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
 
Name
 
 
AVIVA PLC
 
 
b)
 
 
LEI
 
 
YF0Y5B0IB8SM0ZFG9G81
 
 
4
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
 
Description of the financial instrument, type of instrument
Identification code
 
 
- SHARES
- GB0002162385
 
 
b)
 
 
Nature of transaction
 
 
Acquisition of shares following the release of the 2 nd tranche of vested shares granted under the CFO Award (awarded as part of his employment agreement when joining Aviva).
 
 
c)
 
 
Price(s) and volume(s)
 
 
Grant Price
 
 
Volume(s)
 
 
 
 
£5.09 per share
 
 
51,527
 
 
d)
 
 
Aggregated information
- Aggregated volume
- Price
 
 
£51,527
£5.09
£262272.43
 
 
e)
 
 
Date of the transaction
 
 
30 August 2016
 
 
f)
 
 
Place of the transaction
 
 
Outside a trading venue
 
 
 
Template for notification and public disclosure of transactions by persons discharging managerial responsibilities (PDMRs) and persons closely associated with them
 
1
 
 
Details of the person discharging managerial responsibilities/person closely associated
 
 
a)
 
 
Name
 
 
THOMAS STODDARD
 
 
2
 
 
Reason for the notification
 
 
a)
 
 
Position/status
 
 
Chief Financial Officer
 
 
b)
 
 
Initial notification/Amendment
 
 
Initial Notification
 
 
3
 
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
 
a)
 
 
Name
 
 
AVIVA PLC
 
 
b)
 
 
LEI
 
 
YF0Y5B0IB8SM0ZFG9G81
 
 
4
 
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
 
a)
 
 
Description of the financial instrument, type of instrument
Identification code
 
 
- SHARES
- GB0002162385
 
 
b)
 
 
Nature of transaction
 
 
Sale of shares to cover income tax and employee national insurance following the release of the 2 nd tranche of vested shares granted under the CFO Award.
 
 
c)
 
 
Price(s) and volume(s)
 
 
Sale Price
 
 
Volume(s)
 
 
 
 
£4.1821 per share
 
 
24,304
 
 
d)
 
 
Aggregated information
- Aggregated volume
- Price
 
 
24,304
£4.1821
£101,641.76
 
 
e)
 
 
Date of the transaction
 
 
30 August 2016
 
 
f)
 
 
Place of the transaction
 
 
London Stock Exchange, XLON
 
 
 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
Date 31 August 2016
 
 
AVIVA PLC
By: /s/ K.A. Cooper
 
K.A. Cooper
Group Company Secretary
 
 
 
Aviva Plc (NYSE:AVV.CL)
過去 株価チャート
から 5 2024 まで 6 2024 Aviva Plcのチャートをもっと見るにはこちらをクリック
Aviva Plc (NYSE:AVV.CL)
過去 株価チャート
から 6 2023 まで 6 2024 Aviva Plcのチャートをもっと見るにはこちらをクリック