- Current report filing (8-K)
2009年10月3日 - 2:38AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest
event reported): September 28, 2009
RIO VISTA ENERGY PARTNERS
L.P.
(Exact name of registrant as
specified in its charter)
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Delaware
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000-50394
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20-0153267
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(State or other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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1313 Alton Gloor Blvd., Suite
J
Brownsville, Texas
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98526
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number,
including area code:
(956) 831-0886
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Not
applicable
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(Former name or former address if changed since last report.)
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Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 3.01 Notice of Delisting or Failure to Satisfy a
Continued Listing Rule or Standard; Transfer of Listing
On September 28, 2009, Rio Vista Energy Partners LP
(“Rio Vista”) received a written Staff Determination (the
“Staff Determination”) from The Nasdaq Stock Market’s Listing
Qualifications Department stating that Rio Vista’s plan of compliance
with respect to Rio Vista’s failure to comply with Nasdaq’s filing
requirements for continued inclusion set forth in Listing Rule 5250(c)(1)
(as previously reported in Rio Vista’s Current Report filed on
June 2, 2009), was denied.
Therefore, Rio Vista’s common units will be delisted from
the NASDAQ Capital Market at the opening of business on October 9, 2009,
unless Rio Vista requests an appeal of the Staff Determination by 4:00 p.m.
Eastern Time on October 7, 2009 (“Appeal”). The Appeal would
be made before a Nasdaq Listing Qualifications Panel (the “Hearing
Panel”). A timely request for the Appeal will stay the delisting for 15
calendar days. Rio Vista may request a further stay until the Appeal which the
Hearing Panel must approve (Additional Stay). There can be no assurance that
the Hearing Panel would grant Rio Vista’s request for the Additional Stay
and/or Rio Vista’s request for continued listing in connection with the
Appeal. An adverse determination by the Hearing Panel on Rio Vista’s
request for the Additional Stay and/or the Appeal would result in immediate
delisting, whether or not Rio Vista further appeals the decisions of the
Hearing Panel.
If Rio Vista’s common units are delisted from the NASDAQ
Capital Market, Rio Vista would be required to file all required reports with
the Securities and Exchange Commission and Rio Vista expects that its common
units will trade in the “Pink Sheets” through a market maker.
Delisting by NASDAQ may result in decreased market interest in Rio
Vista’s common units, investors and unitholders may experience more
difficulty in buying and selling Rio Vista common units, and Rio Vista’s
unit price may decline.
Rio Vista disclaims any intention to update this Current Report
on Form 8-K for purposes of disclosing any action or response that Rio Vista
decides to take after the filing of this report.
Item 9.01 Financial Statements and Exhibits.
Exhibit 99.1 Rio Vista’s press release of
October 2, 2009 announcing its receipt of the Nasdaq Determination letter
which denied Rio Vista’s plan for regaining compliance with Nasdaq
Marketplace rule 5250(c)(1).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the Registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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Rio Vista Energy Partners L.P.
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By:
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/s/ Ian T. Bothwell
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Name: Ian T. Bothwell
Title: Acting Chief Executive Officer,
Acting President, Vice President,
Chief Financial Officer, Treasurer and
Assistant Secretary (Principal Executive,
Financial and Accounting Officer)
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Dated: October 2, 2009
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EXHIBIT INDEX
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Exhibit No.
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Description
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99.1
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Press release dated October 2, 2009.
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4
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