Citigroup Global Markets Limited Form 8.5 (EPT/RI)

RNS Number : 1768N

Citigroup Global Markets Limited

03 May 2024

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Smith (DS) plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Smith (DS) plc
(d) Date dealing undertaken:	02 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	International Paper Company

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Sale	994,576	GBP 3.5840	GBP 3.4820
10p ordinary	Purchase	2,022,014	GBP 3.5638	GBP 3.5349

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	TRS	Increasing Long Position	113	GBP 3.5420
10p ordinary	TRS	Increasing Long Position	31	GBP 3.5500
10p ordinary	TRS	Increasing Long Position	95	GBP 3.5520
10p ordinary	TRS	Reducing Short Position	19,008	GBP 3.5580
10p ordinary	TRS	Increasing Short Position	219,390	GBP 3.5579
10p ordinary	TRS	Increasing Short Position	30,610	GBP 3.5584
10p ordinary	TRS	Reducing Short Position	896	GBP 3.5126
10p ordinary	TRS	Reducing Short Position	253	GBP 3.5231
10p ordinary	TRS	Reducing Short Position	2,588	GBP 3.5399
10p ordinary	TRS	Reducing Short Position	25,599	GBP 3.5451
10p ordinary	TRS	Reducing Short Position	73,080	GBP 3.5491
10p ordinary	TRS	Reducing Short Position	56,092	GBP 3.5576
10p ordinary	TRS	Reducing Short Position	67,432	GBP 3.5576
10p ordinary	TRS	Reducing Short Position	16,676	GBP 3.5579
10p ordinary	TRS	Reducing Short Position	70	GBP 3.5600
10p ordinary	TRS	Reducing Short Position	7,381	GBP 3.5626
10p ordinary	TRS	Reducing Long Position	147,627	GBP 3.5349
10p ordinary	TRS	Reducing Long Position	112,874	GBP 3.5416
10p ordinary	TRS	Reducing Long Position	180,676	GBP 3.5638
10p ordinary	TRS	Increasing Short Position	7,802	GBP 3.5450

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description

e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	03 May 2024
Contact name:	Craig Watson
Telephone number:	02890 409 605

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

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