Citigroup Global Markets Limited Form 8.5 (EPT/RI)

RNS Number : 9398O

Citigroup Global Markets Limited

17 May 2024

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	BHP Group Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Sale	633,194	GBP 26.4250	GBP 26.0300
USD 0.54945 ordinary	Purchase	890,426	GBP 33.3048	GBP 26.0500

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	TRS	Increasing Short Position	878	GBP 26.1800
USD 0.54945 ordinary	TRS	Increasing Short Position	847	GBP 26.1850
USD 0.54945 ordinary	TRS	Increasing Short Position	840	GBP 26.1900
USD 0.54945 ordinary	TRS	Increasing Short Position	1,117	GBP 26.1950
USD 0.54945 ordinary	TRS	Increasing Short Position	874	GBP 26.2000
USD 0.54945 ordinary	TRS	Increasing Short Position	508	GBP 26.2075
USD 0.54945 ordinary	TRS	Increasing Short Position	904	GBP 26.2100
USD 0.54945 ordinary	TRS	Increasing Short Position	2,295	GBP 26.2150
USD 0.54945 ordinary	TRS	Increasing Short Position	901	GBP 26.2200
USD 0.54945 ordinary	TRS	Increasing Short Position	2,487	GBP 26.2250
USD 0.54945 ordinary	TRS	Increasing Short Position	2,056	GBP 26.2300
USD 0.54945 ordinary	TRS	Increasing Short Position	1,754	GBP 26.2350
USD 0.54945 ordinary	TRS	Increasing Short Position	1,433	GBP 26.2375
USD 0.54945 ordinary	TRS	Increasing Short Position	6,489	GBP 26.2400
USD 0.54945 ordinary	TRS	Increasing Short Position	5,105	GBP 26.2450
USD 0.54945 ordinary	TRS	Increasing Short Position	5,137	GBP 26.2500
USD 0.54945 ordinary	TRS	Increasing Short Position	4,223	GBP 26.2550
USD 0.54945 ordinary	TRS	Increasing Short Position	2,926	GBP 26.2575
USD 0.54945 ordinary	TRS	Increasing Short Position	5,505	GBP 26.2600
USD 0.54945 ordinary	TRS	Increasing Short Position	883	GBP 26.2625
USD 0.54945 ordinary	TRS	Increasing Short Position	5,511	GBP 26.2650
USD 0.54945 ordinary	TRS	Increasing Short Position	7,132	GBP 26.2700
USD 0.54945 ordinary	TRS	Increasing Short Position	9,854	GBP 26.2750
USD 0.54945 ordinary	TRS	Increasing Short Position	9,033	GBP 26.2800
USD 0.54945 ordinary	TRS	Increasing Short Position	1,837	GBP 26.2825
USD 0.54945 ordinary	TRS	Increasing Short Position	5,818	GBP 26.2850
USD 0.54945 ordinary	TRS	Increasing Short Position	5,179	GBP 26.2900
USD 0.54945 ordinary	TRS	Increasing Short Position	2,460	GBP 26.2950
USD 0.54945 ordinary	TRS	Increasing Short Position	271	GBP 26.2975
USD 0.54945 ordinary	TRS	Increasing Short Position	1,899	GBP 26.3000
USD 0.54945 ordinary	TRS	Increasing Short Position	3,763	GBP 26.3025
USD 0.54945 ordinary	TRS	Increasing Short Position	1,522	GBP 26.3050
USD 0.54945 ordinary	TRS	Increasing Short Position	3,756	GBP 26.3100
USD 0.54945 ordinary	TRS	Increasing Short Position	1,732	GBP 26.3150
USD 0.54945 ordinary	TRS	Increasing Short Position	1,874	GBP 26.3200
USD 0.54945 ordinary	TRS	Increasing Short Position	1,211	GBP 26.3250
USD 0.54945 ordinary	TRS	Increasing Short Position	811	GBP 26.3300
USD 0.54945 ordinary	TRS	Increasing Short Position	640	GBP 26.3350
USD 0.54945 ordinary	TRS	Increasing Short Position	657	GBP 26.3400
USD 0.54945 ordinary	TRS	Increasing Short Position	341	GBP 26.3525
USD 0.54945 ordinary	TRS	Reducing Short Position	3,238	GBP 26.2900
USD 0.54945 ordinary	TRS	Increasing Short Position	30	GBP 26.2900
USD 0.54945 ordinary	TRS	Increasing Short Position	1,954	GBP 26.0968
USD 0.54945 ordinary	TRS	Increasing Short Position	212	GBP 26.1409
USD 0.54945 ordinary	TRS	Increasing Short Position	5,494	GBP 26.1438
USD 0.54945 ordinary	TRS	Increasing Short Position	1,863	GBP 26.1768
USD 0.54945 ordinary	TRS	Increasing Short Position	1,710	GBP 26.1800
USD 0.54945 ordinary	TRS	Reducing Short Position	82,325	GBP 26.2183
USD 0.54945 ordinary	TRS	Reducing Short Position	13,546	GBP 26.2200
USD 0.54945 ordinary	TRS	Increasing Short Position	249	GBP 26.1445
USD 0.54945 ordinary	TRS	Increasing Short Position	2,500	GBP 26.1648
USD 0.54945 ordinary	TRS	Increasing Short Position	7,880	GBP 26.1979
USD 0.54945 ordinary	TRS	Increasing Short Position	4,419	GBP 26.2009
USD 0.54945 ordinary	TRS	Increasing Short Position	379	GBP 26.2068
USD 0.54945 ordinary	TRS	Increasing Short Position	11,827	GBP 26.2271
USD 0.54945 ordinary	TRS	Increasing Short Position	11,123	GBP 26.2402
USD 0.54945 ordinary	TRS	Increasing Short Position	31,291	GBP 26.2437
USD 0.54945 ordinary	TRS	Increasing Short Position	376	GBP 26.2450
USD 0.54945 ordinary	TRS	Increasing Short Position	34,478	GBP 26.2452
USD 0.54945 ordinary	TRS	Increasing Short Position	13,035	GBP 26.2519
USD 0.54945 ordinary	TRS	Increasing Short Position	15,821	GBP 26.2555
USD 0.54945 ordinary	TRS	Increasing Short Position	364	GBP 26.2562
USD 0.54945 ordinary	TRS	Increasing Short Position	47,509	GBP 26.2587
USD 0.54945 ordinary	TRS	Increasing Short Position	10,526	GBP 26.2669
USD 0.54945 ordinary	TRS	Increasing Short Position	271	GBP 26.2823
USD 0.54945 ordinary	TRS	Reducing Short Position	47	GBP 26.0774
USD 0.54945 ordinary	TRS	Reducing Short Position	38	GBP 26.1074
USD 0.54945 ordinary	TRS	Reducing Short Position	664	GBP 26.2597
USD 0.54945 ordinary	TRS	Reducing Short Position	47,893	GBP 26.2874
USD 0.54945 ordinary	TRS	Increasing Short Position	1,753	GBP 26.1174
USD 0.54945 ordinary	TRS	Opening Short Position	119	GBP 26.2350
USD 0.54945 ordinary	TRS	Increasing Short Position	312	GBP 26.2900

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description

e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	17 May 2024
Contact name:	Christopher Alexander Pollock
Telephone number:	02895 954 053

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

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END

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