- Current report filing (8-K)
2010年5月15日 - 4:57AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
______________________________
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of
Report (Date of earliest event reported)
May 11,
2010
JESUP & LAMONT,
INC.
(Exact
name of Registrant as specified in its charter)
Florida
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1-31292
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56-3627212
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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650
Fifth Avenue
3
rd
Floor
New
York, NY 10019
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(Address
Of Principal Executive Office) (Zip Code)
Registrant's
telephone number, including area code
800-356-2092
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(Former
name or former address, if changed since last
report)
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Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 5.02:
Departure of Directors or Certain
Officers; Election of Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers.
(b)
Effective as of May 11, 2010, James B. Fellus resigned from his position as
Chief Executive Officer of Jesup & Lamont Securities Corporation, a
wholly-owned subsidiary of Jesup & Lamont, Inc., a Delaware corporation, to
pursue other opportunities.
*
* * * * *
Pursuant to the requirements of the
Securities Exchange Act of 1934, the Registrant has duly caused this Current
Report on Form 8-K to be signed on its behalf by the undersigned, hereunto duly
authorized.
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Jesup & Lamont,
Inc.
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By:
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/s/ Alan
Weichselbaum
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Alan
Weichselbaum
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Chief
Executive Officer
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Dated: May
14, 2010
Jesup & Lamont, Common Stock (AMEX:JLI)
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