Statement of Changes in Beneficial Ownership (4)
2022年1月27日 - 07:14AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Rao Dana |
2. Issuer Name and Ticker or Trading Symbol
ADOBE INC.
[
ADBE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP, Gen. Counsel & Secretary |
(Last)
(First)
(Middle)
ADOBE INC., 345 PARK AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/24/2022 |
(Street)
SAN JOSE, CA 95110
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 1/24/2022 | | M | | 13860 | A | $0 | 28438.5102 | D | |
Common Stock | 1/24/2022 | | F | | 6660 (1) | D | $519.66 | 21778.5102 | D | |
Common Stock | 1/24/2022 | | M | | 515 | A | $0 | 22293.5102 | D | |
Common Stock | 1/24/2022 | | F | | 189 (1) | D | $519.66 | 22104.5102 | D | |
Common Stock | 1/24/2022 | | M | | 450 | A | $0 | 22554.5102 | D | |
Common Stock | 1/24/2022 | | F | | 223 (1) | D | $519.66 | 22331.5102 | D | |
Common Stock | 1/24/2022 | | M | | 1475 | A | $0 | 23806.5102 | D | |
Common Stock | 1/24/2022 | | F | | 731 (1) | D | $519.66 | 23075.5102 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Performance Shares | $0.0 | 1/24/2022 | | M | | | 13860 | (2) | (2) | Common Stock | 13860.0 | $0 | 0 | D | |
Restricted Stock Units | $0.0 | 1/24/2022 | | M | | | 515 | (3) | (3) | Common Stock | 515.0 | $0 | 2063 | D | |
Restricted Stock Units | $0.0 | 1/24/2022 | | M | | | 450 | (4) | (4) | Common Stock | 450.0 | $0 | 3604 | D | |
Restricted Stock Units | $0.0 | 1/24/2022 | | M | | | 1475 | (5) | (5) | Common Stock | 1475.0 | $0 | 4423 | D | |
Performance Shares | $0.0 | 1/24/2022 | | A |
V
| 13572 (6) | | (7) | (7) | Common Stock | 13572.0 | $0 | 13572 | D | |
Restricted Stock Units | $0.0 | 1/24/2022 | | A | | 6786 | | (8) | (8) | Common Stock | 6786.0 | $0 | 6786 | D | |
Explanation of Responses: |
(1) | Shares surrendered to pay tax liability due at vesting. |
(2) | The Performance Shares vested in full upon the certification of performance goal achievement at 168% following the three-year anniversary of the January 24, 2019 vesting commencement date. |
(3) | Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter. |
(4) | Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter. |
(5) | Vests 25% on the first anniversary of the January 24, 2021 vesting commencement date and then 6.25% quarterly thereafter. |
(6) | Represents 200% of the target payout (the maximum number of Performance Shares that will be earned, if at all) following the three-year performance period. |
(7) | The Performance Shares will vest in full upon the certification of performance goal achievements following the three-year anniversary of the January 24, 2022 vesting commencement date if the performance goals are achieved. |
(8) | Vests 25% on the first anniversary of the January 24, 2022 vesting commencement date and then 6.25% quarterly thereafter. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Rao Dana ADOBE INC. 345 PARK AVENUE SAN JOSE, CA 95110 |
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| EVP, Gen. Counsel & Secretary |
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Signatures
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/s/ Allison Blais, as attorney-in-fact | | 1/26/2022 |
**Signature of Reporting Person | Date |
Adobe (NASDAQ:ADBE)
過去 株価チャート
から 2 2024 まで 3 2024
Adobe (NASDAQ:ADBE)
過去 株価チャート
から 3 2023 まで 3 2024