FINRA Publishes 2024 Industry Snapshot
2024年7月18日 - 11:30PM
ビジネスワイヤ(英語)
Report Includes New Information on Types of
Registered Representatives, Firm Size and Account Owners
FINRA published today the 2024 Industry Snapshot, the annual
statistical report on registered representatives, brokerage firms
and market activity that FINRA oversees.
“The 2024 Snapshot continues FINRA’s commitment to share
regulatory data in order to give the public a better understanding
of and confidence in our member firms’ activities and its
supervision,” said Jonathan Sokobin, Executive Vice President,
Chief Economist and Head of the Office of Regulatory Economics and
Market Analysis at FINRA.
This year’s Industry Snapshot includes the following special
topics with new information:
- Changes in registration type for registered
representatives;
- Firm size, including changes in firm size and total revenues
and expenditures by firm size; and
- Account owner type, including trading statistics, average
percentage of daily orders placed by customer account owner type
and average daily orders placed by customer.
Data behind the Industry Snapshot is available on the FINRA Data
page on FINRA.org, which provides users with a one-stop access to
all of the data offerings from FINRA. This page allows users to
easily find and sort the various sets of data that FINRA
provides.
About FINRA
FINRA is a not-for-profit organization dedicated to investor
protection and market integrity. FINRA regulates one critical part
of the securities industry—member brokerage firms doing business in
the U.S. FINRA, overseen by the SEC, writes rules, examines for and
enforces compliance with FINRA rules and federal securities laws,
registers broker-dealer personnel and offers them education and
training, and informs the investing public. In addition, FINRA
provides surveillance and other regulatory services for equities
and options markets, as well as trade reporting and other industry
utilities. FINRA also administers a dispute resolution forum for
investors and brokerage firms and their registered employees. For
more information, visit www.finra.org.
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