As filed with the U.S. Securities and Exchange Commission on March 31, 2017

 

Registration No. 333-194406

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

____________________

 

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM F-6

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

For American Depositary Shares Evidenced by American Depositary Receipts

___________________

 

BNP Paribas

(Exact name of issuer of deposited securities as specified in its charter)

 

BNP Paribas

(Translation of issuer's name into English)

 

France  

(Jurisdiction of incorporation or organization of issuer)

 

JPMORGAN CHASE BANK, N.A.

(Exact name of depositary as specified in its charter)

 

4 New York Plaza, Floor 12, New York, New York 10004

Telephone (800) 990-1135

(Address, including zip code, and telephone number, including area code, of depositary's principal executive offices)

____________________

 

BNP Paribas

787 Seventh Avenue

New York, New York 10019

(212) 841-3000

(Address, including zip code, and telephone number, including area code, of agent for service)

 

Copy to:

 

Scott A. Ziegler, Esq.

Ziegler, Ziegler & Associates LLP

570 Lexington Avenue, Suite 2405

New York, New York 10022

(212) 319-7600  

 

It is proposed that this filing become effective under Rule 466  

  immediately upon filing
  on (Date) at (Time)

      

If a separate registration statement has been filed to register the deposited shares, check the following box. ☐

 

CALCULATION OF REGISTRATION FEE  

Title of each class of

Securities to be registered

Amount

to be registered  

Proposed maximum aggregate price per unit (1)

Proposed maximum

aggregate offering price (2)

Amount of

registration fee  

American Depositary Shares evidenced by American Depositary Receipts, each American Depositary Share representing one-half of one ordinary share of BNP Paribas n/a

n/a

 

n/a n/a
(1) Each unit represents one American Depositary Share.

(2) Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of American Depositary Receipts evidencing American Depositary Shares.

 

 

PART I

INFORMATION REQUIRED IN PROSPECTUS

 

The Prospectus consists of the proposed form of American Depositary Receipt (“ADR” or “American Depositary Receipt”) filed as Exhibit A to the Third Amended and Restated Deposit Agreement filed as Exhibit (a) to this Post-Effective Amendment to Registration Statement on Form F-6, which is incorporated herein by reference.

 

CROSS REFERENCE SHEET

 

Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED

 

Item Number and Caption

 

Location in Form of American Depositary

Receipt Filed Herewith as Prospectus

         
(1) Name and address of Depositary   Introductory paragraph and bottom of face of American Depositary Receipt
       
(2) Title of American Depositary Receipts and identity of deposited securities   Face of American Depositary Receipt, top center
       
  Terms of Deposit:    
       
  (i) Amount of deposited securities represented by one unit of American Depositary Shares   Face of American Depositary Receipt, upper right corner
         
  (ii) Procedure for voting, if any, the deposited securities   Paragraph (12)
         
  (iii) Collection and distribution of dividends   Paragraphs (4), (5), (7) and (10)
         
  (iv) Transmission of notices, reports and proxy soliciting material   Paragraphs (3), (8) and (12)
         
  (v) Sale or exercise of rights   Paragraphs (4), (5) and (10)
         
  (vi) Deposit or sale of securities resulting from dividends, splits or plans of reorganization   Paragraphs (4), (5), (10) and (13)
         
  (vii) Amendment, extension or termination of the Deposit Agreement   Paragraphs (16) and (17)
         
  (viii) Rights of holders of ADRs to inspect the transfer books of the Depositary and the list of Holders of ADRs   Paragraph (3)
         
  (ix) Restrictions upon the right to deposit or withdraw the underlying securities   Paragraphs (1), (2), (4), and (5)
         
  (x) Limitation upon the liability of the Depositary   Paragraph (14)
         
(3) Fees and Charges   Paragraph (7)

 

Item 2. AVAILABLE INFORMATION

 

Item Number and Caption

 

Location in Form of American Depositary 

Receipt Filed Herewith as Prospectus

     
(a)        Statement that BNP Paribas publishes information in English required to maintain the exemption from registration under Rule 12g3-2(b) under the Securities Exchange Act of 1934 on its Internet Web site (www.bnpparibas.com/en/home) or through an electronic information delivery system generally available to the public in its primary trading market.     Paragraph (8)

 

2

 

PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

 

Item 3. EXHIBITS

 

(a) Form of Deposit Agreement . Form of Third Amended and Restated Deposit Agreement dated as of , 2017 among BNP Paribas, JPMorgan Chase Bank, N.A. as depositary (the "Depositary") and all holders from time to time of ADRs issued thereunder (the "Deposit Agreement"), including the Form of American Depositary Receipt is filed herewith as Exhibit (a)

 

(b) Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby . Not Applicable.

 

(c) Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years . Not Applicable.

 

(d) Opinion of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to the legality of the securities being registered . Previously filed.

 

(e) Certification under Rule 466. Filed herewith as Exhibit (e).

 

(f) Power of Attorney. Not applicable.

 

Item 4. UNDERTAKINGS

 

(a) The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the American Depositary Receipts, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.

 

(b) If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an American Depositary Receipt thirty days before any change in the fee schedule.

 

3

 

SIGNATURE

 

Pursuant to the requirements of the Securities Act of 1933, as amended, JPMorgan Chase Bank, N.A. on behalf of the legal entity created by the Deposit Agreement, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment to Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in The City of New York, State of New York, on March 31, 2017.

 

 

Legal entity created by the form of Deposit Agreement for the issuance of ADRs evidencing American Depositary Shares

     
  By:

JPMORGAN CHASE BANK, N.A., as Depositary

     
  By:  /s/ Gregory A. Levendis
 

Name:  

Gregory A. Levendis

 

Title:

Executive Director

 

4

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, BNP Paribas certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Post-Effective Amendment to Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in Paris, France on March 31, 2017.

 

 

BNP Paribas

     
  By:  /s/ Jean-Laurent Bonnafé

 

Name:  

Jean-Laurent Bonnafé

 

Title:

Chief Executive Officer

5

 

Under the requirements of the Securities Act, this Post-Effective Amendment to Registration Statement on Form F-6 has been signed by the following persons on March 31, 2017, in the capacities indicated.

 

SIGNATURES

 

Signature

 

Title

   

/s/ Jean Lemierre

 

Chairman of the Board of Directors

Jean Lemierre    
     

/s/ Jean-Laurent Bonnafé

 

Chief Executive Officer and Director

Jean-Laurent Bonnafé    
     

/s/ Pierre-André de Chalendar

 

Director

Pierre-André de Chalendar    
     

/s/ Monique Cohen

 

Director

Monique Cohen    
     

/s/ Wouter De Ploey

 

Director

Wouter De Ploey    
     

/s/ Jane Fields Wicker-Miurin

 

Director

Jane Fields Wicker-Miurin    
     

/s/ Marion Guillou

 

Director

Marion Guillou    
     

/s/ Denis Kessler

 

Director

Denis Kessler    
     

/s/ Jean-François Lepetit

 

Director

Jean-François Lepetit    
     

/s/ Nicole Misson

 

Director

Nicole Misson    

 

6

 

     

/s/ Laurence Parisot

 

Director

Laurence Parisot    
     

/s/ Daniela Schwarzer

 

Director

Daniela Schwarzer    
     

/s/ Michel Tilmant

 

Director

Michel Tilmant    
     

/s/ Sandrine Verrier

 

Director

Sandrine Verrier    
     

/s/ Philippe Bordenave

 

Chief Operating Officer

Philippe Bordenave    
     

/s/ Lars Machenil

 

Chief Financial Officer

Lars Machenil   and Principal Accounting Officer
     

/s/ Jean-Yves Fillion

 

Authorized Representative in the United States

Jean-Yves Fillion

   

 

7

 

INDEX TO EXHIBITS

 

Exhibit

  Number

 
   
(a) Form of Third Amended and Restated Deposit Agreement
   
(e) Rule 466 Certification
   

 

8

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