Statement of Changes in Beneficial Ownership (4)
2022年1月6日 - 06:38AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * HEMSLEY STEPHEN J |
2. Issuer Name and Ticker or Trading
Symbol UNITEDHEALTH GROUP INC [ UNH ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
C/O UNITEDHEALTH GROUP, 9900 BREN ROAD EAST |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/3/2022
|
(Street)
MINNETONKA, MN 55343
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
12/21/2021 |
|
G |
V |
69300 |
D |
$0.00 |
594776.982 (1) |
D |
|
Common Stock |
1/3/2022 |
|
A |
|
274 (2) |
A |
$0.00 |
595050.982 |
D |
|
Common Stock |
|
|
|
|
|
|
|
327.6934 |
I |
by 401(k) |
Common Stock |
|
|
|
|
|
|
|
38075 (1) |
I |
by Trust |
Common Stock |
|
|
|
|
|
|
|
327150 |
I |
by GRAT6 |
Common Stock |
|
|
|
|
|
|
|
243000 |
I |
by GRAT7 |
Common Stock |
|
|
|
|
|
|
|
250000 |
I |
by GRAT8 |
Common Stock |
|
|
|
|
|
|
|
250000 |
I |
by GRAT9 |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Reflects transfer of 245
shares previously owned directly which were contributed to an
irrevocable trust on December 21, 2021. This transaction was exempt
from Section 16 pursuant to Rule 16a-13. |
(2) |
Represents deferred stock
units that are granted as regular quarterly compensation for
service as a director of UnitedHealth Group. Deferred stock units
are immediately vested, but must be retained by the director until
the director's completion of service on the Board. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
HEMSLEY STEPHEN J
C/O UNITEDHEALTH GROUP
9900 BREN ROAD EAST
MINNETONKA, MN 55343 |
X |
|
|
|
Signatures
|
Faraz A. Choudhry, Attorney-in-Fact for Stephen
J. Hemsley |
|
1/5/2022 |
**Signature of Reporting
Person |
Date |
UnitedHealth (NYSE:UNH)
過去 株価チャート
から 4 2022 まで 5 2022
UnitedHealth (NYSE:UNH)
過去 株価チャート
から 5 2021 まで 5 2022