Specialized Disclosure Report (sd)
2023年5月27日 - 5:28AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
(Exact name of the registrant as specified in its charter)
| | |
| Delaware 1-768 37-0602744 |
(State or other jurisdiction of
incorporation or organization)
(IRS Employer
Identification No.)
| | |
| 5205 N. O'Connor Boulevard, Suite 100, Suite 100, Irving, Texas 75039 |
(Address of principal executive offices) (Zip code)
| | |
| Suzette M. Long, Chief Legal Officer and General Counsel (972) 891-7700 |
(Name and telephone number, including area code, of the
person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
_√__ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.
Section 1 - Conflict Minerals Disclosure
Items 1.01 and 1.02 Conflict Minerals Disclosure and Report, Exhibit
Conflict Minerals Disclosure
A copy of Caterpillar Inc.’s Conflict Minerals Report for the year ended December 31, 2022 is provided as Exhibit 1.01 hereto and is publicly available at http://www.caterpillar.com/en/company/sustainability/conflict-minerals/CMR.html.
Section 2 – Exhibits
Item 2.01 Exhibits
Exhibit 1.01 – Conflict Minerals Report for the year ended December 31, 2022 as required by Items 1.01 and 1.02 of this Form.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
CATERPILLAR INC.
(Registrant)
| | | | | | | | |
| /s/ Denise C. Johnson | | May 26, 2023 |
| By: Denise C. Johnson | | (Date) |
| Group President, Resource Industries | | |
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