Notice of Iran-related Disclosure Filed Pursuant to Section 13(r)(3) of the Exchange Act (irannotice)
2022年5月4日 - 11:55PM
Edgar (US Regulatory)
Caterpillar Inc.
510 Lake Cook Rd
Deerfield, IL 60015
May 4, 2022
U.S. Securities and Exchange Commission
100 F. Street, N.E.
Washington, D.C. 20549
Re: Notice of disclosure filed in
Caterpillar Inc.’s Quarterly Report on Form 10-Q for the quarter
ended March 31, 2022 under Section 219 of the Iran Threat Reduction
and Syria Human Rights Act of 2012 and Section 13(r) of the
Securities Exchange Act of 1934.
Ladies and Gentlemen:
Pursuant to Section 13(r) of the Securities Exchange Act of 1934,
as amended, notice is hereby provided that Caterpillar Inc. has
included a disclosure involving limited and lawful dealings with
the Federal Security Service of Russia in its Quarterly Report on
Form 10-Q for the quarter ended March 31, 2022, which was filed
with the Securities and Exchange Commission on May 4,
2022.
Sincerely,
/s/ Suzette M. Long
__________________
Suzette M. Long
Chief Legal Officer and General Counsel
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