- Amended Statement of Ownership (SC 13G/A)
2009年3月10日 - 7:02PM
Edgar (US Regulatory)
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UNITED
STATES
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SECURITIES
AND EXCHANGE COMMISSION
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Washington,
D.C. 20549
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SCHEDULE
13G/A
Under
the Securities Exchange Act of 1934
(Amendment No. 1)*
(Name of Issuer)
(Title of Class of
Securities)
(CUSIP Number)
(Date of Event
Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
x
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Rule 13d-1(b)
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o
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Rule 13d-1(c)
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o
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Rule 13d-1(d)
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*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
CUSIP No. 68401H104
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1.
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Names of Reporting Persons
Fred Alger Management, Inc. 13-2510833
Alger Associates, Incorporated
13-3017981
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2.
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Check the Appropriate Box
if a Member of a Group (See Instructions)
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(a)
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o
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(b)
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x
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3.
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SEC Use Only
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4.
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Citizenship or Place of
Organization
New York, New York
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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5.
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Sole Voting Power
1,441,600
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6.
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Shared Voting Power
-0-
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7.
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Sole Dispositive Power
1,441,600
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8.
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Shared Dispositive Power
-0-
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9.
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Aggregate Amount
Beneficially Owned by Each Reporting Person
1,441,600
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10.
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Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions)
o
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11.
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Percent of Class
Represented by Amount in Row (9)
3.1%
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12.
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Type of Reporting Person
(See Instructions)
Fred Alger Management, Inc. IA
Alger Associates, Incorporated
HC
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2
CUSIP No. 68401H104
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Item 1.
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(a)
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Name of Issuer
INTERWOVEN INC.
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(b)
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Address of Issuers
Principal Executive Offices
c/o Interwoven Inc.
160 East Tasman Drive
San Jose, CA 95134
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Item 2.
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(a)
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Name of Person Filing
1.
Fred Alger
Management, Inc.*
2.
Alger
Associates, Incorporated
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(b)
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Address of Principal
Business Office or, if none, Residence
111 Fifth Avenue, New York, NY 10003
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(c)
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Citizenship
New York
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(d)
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Title of Class of
Securities
Common Stock
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(e)
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CUSIP Number
46114T508
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Item 3.
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If this statement is filed pursuant
to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is
a:
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(a)
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o
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Broker or dealer
registered under section 15 of the Act (15 U.S.C. 78o);
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(b)
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o
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Bank as defined in section
3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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o
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Insurance company as
defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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o
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Investment company
registered under section 8 of the Investment Company Act of 1940 (15 U.S.C.
80a-8);
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(e)
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x
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An investment adviser in
accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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o
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An employee benefit plan
or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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o
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A parent holding company
or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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o
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A savings association as
defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813);
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(i)
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o
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A church plan that is
excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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o
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A non-U.S. institution in
accordance with § 240.13d1(b)(1)(ii)(J);
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(k)
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o
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Group, in accordance with
§ 240.13d1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance
with § 240.13d1(b)(1)(ii)(J), please specify the type of
institution:____________________________
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* By virtue of the Alger familys ownership of a controlling interest
in Alger Associates, which indirectly owns Fred Alger Management, Inc.,
ownership of the shares may be imputed to the Alger Family.
3
CUSIP No. 68401H104
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Item 4.
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Ownership
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Provide the following
information regarding the aggregate number and percentage of the class of
securities of the issuer identified in Item 1.
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(a)
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Amount beneficially
owned:
1,441,600
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(b)
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Percent of class:
3.1%
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(c)
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Number of shares as to
which the person has:
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(i)
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Sole power to vote or to
direct the vote
1,441,600
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(ii)
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Shared power to vote or to
direct the vote
-0-
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(iii)
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Sole power to dispose or
to direct the disposition of
1,441,600
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(iv)
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Shared power to dispose or
to direct the disposition of
-0-
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Item 5.
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Ownership of Five Percent or Less
of a Class
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If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of securities, check
the following
x
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Item 6.
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Ownership of More than Five Percent
on Behalf of Another Person
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n/a
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Item 7.
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Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on By the Parent
Holding Company or Control Person
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n/a
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Item 8.
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Identification and Classification
of Members of the Group
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n/a
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Item 9.
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Notice of Dissolution of Group
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n/a
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4
Item 10.
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Certification
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(a) The following certification shall be
included if the statement is filed pursuant to s240.13d-1(b):
By signing below I
certify that, to the best of my knowledge and belief, the securities referred
to above were acquired and are held in the ordinary course of business and
were not acquired and not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any
transaction having that purpose or effect.
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Signature
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this
statement is true, complete and correct.
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FRED ALGER MANAGEMENT, INC.
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By:
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/s/ Hal Liebes
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Executive Vice President
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March 10, 2009
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ALGER ASSOCIATES, INC.
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By:
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/s/ Hal Liebes
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Director
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March 10, 2009
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The original statement shall be signed by each person on whose behalf
the statement is filed or his authorized representative. If the statement is
signed on behalf of a person by his authorized representative other than an
executive officer or general partner of the filing person, evidence of the
representatives authority to sign on behalf of such person shall be filed with
the statement, provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by
reference. The name and any title of
each person who signs the statement shall be typed or printed beneath his
signature.
Note: Schedules filed in paper
format shall include a signed original and five copies of the schedule,
including all exhibits. See s240.13d-7 for other parties for whom copies are to
be sent.
ATTENTION. INTENTIONAL
MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE
18 U.S.C. 1001).
5
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