Statement of Changes in Beneficial Ownership (4)
2023年6月2日 - 08:47AM
Edgar (US Regulatory)
FORM 4
☐ Check this
box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * GAWEL SCOTT |
2. Issuer Name and Ticker or Trading
Symbol INTEL CORP [ INTC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
CVP, Chief Accounting Officer |
(Last)
(First)
(Middle)
C/O INTEL CORPORATION, 2200 MISSION COLLEGE BLVD |
3. Date of Earliest Transaction (MM/DD/YYYY)
5/30/2023
|
(Street)
SANTA CLARA, CA 95054 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
(City)
(State)
(Zip)
|
Rule 10b5-1(c) Transaction Indication
☐ Check this box to indicate
that a transaction was made pursuant to a contract, instruction or
written plan that is intended to satisfy the affirmative defense
conditions of Rule 10b5-1(c). See Instruction 10. |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Performance-Based Stock Units
(PSUs) |
(1) |
5/30/2023 |
|
A |
|
29017 |
|
(2) |
(2) |
Common Stock |
29017 |
(1) |
29017 |
D |
|
Restricted Stock Units |
(3) |
5/30/2023 |
|
A |
|
29017 |
|
(4) |
(4) |
Common Stock |
29017 |
(3) |
29017 |
D |
|
Explanation of
Responses: |
(1) |
Each performance-based stock
unit (PSU) represents the right to receive, following vesting, up
to 200% of one share of Intel common stock. The number of shares of
Intel common stock acquired upon vesting of the PSUs is contingent
upon the achievement of pre-established performance metrics, as
approved by the Company's Compensation Committee, over a three-year
performance period beginning with the first day of the fiscal year
of the grant date and ending on the last day of the fiscal year of
the second anniversary of the grant date. |
(2) |
Unless earlier forfeited
under the terms of the PSU, each PSU vests and converts into no
more than 200% of one share of Intel common stock on January 31,
2026, unless that date falls on a non-business date, in which case
the next business date shall apply. |
(3) |
Each restricted stock unit
(RSU) represents the right to receive, following vesting, one share
of Intel common stock. |
(4) |
Unless earlier forfeited
under the terms of the RSU, 1/12th of the awards vest and convert
into common stock in twelve substantially equal quarterly tranches,
beginning on August 30, 2023. If the quarterly vesting date falls
on a non-business date, the next business date shall
apply. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
GAWEL SCOTT
C/O INTEL CORPORATION
2200 MISSION COLLEGE BLVD
SANTA CLARA, CA 95054 |
|
|
CVP, Chief Accounting Officer |
|
Signatures
|
/s/ Alex Shukhman,
attorney-in-fact |
|
6/1/2023 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Intel (NASDAQ:INTC)
過去 株価チャート
から 9 2023 まで 10 2023
Intel (NASDAQ:INTC)
過去 株価チャート
から 10 2022 まで 10 2023