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CUSIP NO. 153527106 |
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13G |
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Page
2
of 10 Pages |
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1 |
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NAME OF REPORTING PERSON
ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLC |
2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☒ |
3 |
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SEC USE ONLY |
4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
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NUMBER OF SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH |
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5 |
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SOLE VOTING POWER
0 |
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6 |
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SHARED VOTING
POWER 0 |
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7 |
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SOLE DISPOSITIVE
POWER 0 |
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8 |
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SHARED DISPOSITIVE POWER
0 |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
518,118 |
10 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
☐ |
11 |
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PERCENT OF
CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.6% |
12 |
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TYPE OF
REPORTING PERSON HC, OO |
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CUSIP NO. 153527106 |
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13G |
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Page
3
of 10 Pages |
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1 |
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NAME OF REPORTING PERSON
ALLIANZ GLOBAL INVESTORS GMBH |
2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☒ |
3 |
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SEC USE ONLY |
4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION
Germany |
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NUMBER OF SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH |
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SOLE VOTING POWER
506,225 |
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6 |
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SHARED VOTING
POWER 11,893 |
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7 |
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SOLE DISPOSITIVE
POWER 518,118 |
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8 |
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SHARED DISPOSITIVE POWER
0 |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
518,118 |
10 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
☐ |
11 |
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PERCENT OF
CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.6% |
12 |
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TYPE OF
REPORTING PERSON FI, OO |
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CUSIP NO. 153527106 |
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13G |
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Page
4
of 10 Pages |
Item 1 (a) |
Name of Issuer: |
Central Garden & Pet Company
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(b) |
Address of Issuers Principal Executive Offices: |
1340 Treat Blvd., Suite 600
Walnut Creek, California 94597
Item 2 (a) |
Names of Filers: |
Allianz Global Investors U.S. Holdings LLC (AGI US Holdings)
Allianz Global Investors GmbH (AGI GmbH)
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(b) |
Filers Addresses of Principal Business Offices: |
AGI US Holdings: 1633 Broadway, New York, NY 10019
AGI GmbH: Bockenheimer Landstrasse 42-44, Frankfurt, 2M 60323 Germany
AGI US Holdings: Delaware
AGI GmbH: Germany
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(d) |
Title of Class of Securities: |
Common Stock
153527106
Item 3 |
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: |
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(a) |
☐ Broker or dealer registered under Section 15 of the Act; |
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(b) |
☐ Bank as defined in Section 3(a)(6) of the Act; |
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(c) |
☐ Insurance company as defined in Section 3(a)(19) of the Act; |
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(d) |
☐ Investment company registered under Section 8 of the Investment Company Act of 1940, as amended
(the Investment Company Act); |
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(e) |
☐ Investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E); |
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(f) |
☐ Employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F); |
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(g) |
☒ Parent holding company or control person, in accordance with
13d-1(b)(ii)(G); |
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(h) |
☐ Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
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(i) |
☐ Church plan that is excluded from the definition of an investment company under
Section 3(c)(14) of the Investment Company Act; |
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(j) |
☒ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); or |
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(k) |
☐ Group, in accordance with Rule13d-1(b)(1)(ii)(K);
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If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: German investment adviser
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CUSIP NO. 153527106 |
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13G |
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Page
5
of 10 Pages |
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(a) |
Amount beneficially owned: 518,118 |
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(b) |
Percent of Class: 4.6% |
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(c) |
Number of shares as to which such person has: |
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(i) |
Sole power to vote or direct the vote: |
AGI GmbH: 506,225
Allianz Global Investors Asia Pacific Ltd (AGI AP): -0-
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(ii) |
Shared power to vote: |
AGI GmbH: 11,893
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(iii) |
Sole power to dispose or direct the disposition of: |
AGI GmbH: 518,118
AGI AP: -0-
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(iv) |
Shared power to dispose or direct the disposition of: -0-
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Each of the entities named in this Item 4 (collectively, the AGI Advisers) is an investment adviser
registered under Section 203 of the Investment Advisers Act of 1940, as amended, and a directly or indirectly wholly-owned subsidiary of AGI US Holdings except that AGI GmbH and AGI AP, affiliates (but not subsidiaries) of AGI US Holdings, are non-U.S. institutions as described in Item 3(j).
The securities reported in this Schedule 13G are held
by investment advisory clients or discretionary accounts of which an AGI Adviser is the investment adviser. When an investment management contract (including a sub-advisory agreement) delegates to an AGI
Adviser investment discretion or voting power over the securities held in the investment advisory accounts that are subject to that agreement, AGI US Holdings treats the AGI Adviser as having sole investment discretion or voting authority, as the
case may be, for purposes of Schedule 13G filings unless the agreement specifies otherwise. Accordingly, this Schedule 13G reports that each AGI Adviser has sole investment discretion and voting authority over the securities covered by any such
investment management agreement. Each AGI Adviser may be deemed to beneficially own the securities held by its clients or accounts within the meaning of rule 13d-3 under the Act. Because AGI US Holdings is the
parent holding company of the AGI Advisers that are its subsidiaries, it may be deemed to beneficially own the securities held by those AGI Advisers clients or accounts.
In accordance with SEC Release No. 34-39538 (January 12, 1998), this Schedule 13G reports the
securities beneficially owned, or deemed to be beneficially owned, by certain subsidiaries and affiliates of AGI US Holdings. It does not include securities, if any, beneficially owned by other affiliates of AGI US Holdings whose ownership of
securities is disaggregated from that of AGI US Holdings and the AGI Advisers in accordance with that release (nor does it include securities, if any, beneficially owned by Allianz SE or its affiliates outside of the AGI Advisers that are also
disaggregated in accordance with that release).
AGI US Holdings and the AGI Advisers believe that they do not constitute a
group within the meaning of Rule 13d-5 under the Act and that they are not otherwise required to attribute to each other the beneficial ownership of the securities reported in this Schedule 13G
held by any of them or by any persons or entities for whom or for
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CUSIP NO. 153527106 |
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13G |
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Page
6
of 10 Pages |
which any AGI Adviser provides investment management services. Each of AGI US Holdings and the AGI Advisers also disclaims beneficial ownership of these securities except to the extent of that
filers pecuniary interest therein.
Item 5 |
Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of securities, check the following ☒.
Item 6 |
Ownership of More than Five Percent on Behalf of Another Person. |
See Item 4. Each client of an AGI Adviser named in this Schedule 13G has the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of the securities reported herein. No one client holds more than five percent of such securities.
Item 7 |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company. |
See Items 3 and 4. Additionally AGI AP is a
non-U.S. institution as described in Item 3(j) and is a Hong Kong investment adviser.
Item 8 |
Identification and Classification of Members of the Group. |
Not Applicable.
Item 9 |
Notice of Dissolution of Group. |
Not Applicable.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and
are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with
or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
By signing below I certify that to the best of my knowledge and belief, the foreign regulatory scheme applicable to AGI GmbH
is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution(s). I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a
Schedule 13D.
Exhibits
Exhibit A - Joint Filing Agreement
Exhibit B - Limited Power of Attorney for U.S. Regulatory Reporting Obligations
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CUSIP NO. 153527106 |
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13G |
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Page
7
of 10 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this
statement is true, complete and correct.
Date: February 13, 2023
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ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLC |
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By: |
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/s/ John Viggiano |
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U.S. General Counsel |
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ALLIANZ GLOBAL INVESTORS GmbH |
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By: |
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/s/ John Viggiano |
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Authorized Signatory |
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CUSIP NO. 153527106 |
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13G |
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Page
8
of 10 Pages |
EXHIBIT A
AGREEMENT REGARDING JOINT FILING
OF STATEMENT ON SCHEDULE 13D OR 13G
The undersigned agree to file jointly with the Securities and Exchange Commission (the SEC) any and all statements on Schedule 13D
or Schedule 13G (and any amendments or supplements thereto) required under section 13(d) of the Securities Exchange Act of 1934, as amended, in connection with purchases by the undersigned of the securities of any issuer. For that purpose, each of
the undersigned hereby constitutes and appoints Allianz Global Investors U.S. Holdings LLC, a Delaware limited liability company, as its true and lawful agent and
attorney-in-fact, with full power and authority for and on behalf of the undersigned to prepare or cause to be prepared, sign, file with the SEC and furnish to any other
person all certificates, instruments, agreements and documents necessary to comply with section 13(d) and section 16(a) of the Securities Exchange Act of 1934, as amended, in connection with said purchases, and to do and perform every act necessary
and proper to be done incident to the exercise of the foregoing power, as fully as the undersigned might or could do if personally present.
Date: February 13, 2023
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ALLIANZ GLOBAL INVESTORS U.S. HOLDINGS LLC |
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By: |
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/s/ John Viggiano |
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U.S. General Counsel |
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ALLIANZ GLOBAL INVESTORS GmbH |
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By: |
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/s/ John Viggiano |
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Authorized Signatory |
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CUSIP NO. 153527106 |
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13G |
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Page
9
of 10 Pages |
EXHIBIT B
LIMITED POWER OF ATTORNEY
FOR
U.S. REGULATORY REPORTING OBLIGATIONS
Know all by these presents, that the undersigned hereby makes, constitutes and appoints John Viggiano as the
undersigneds true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the
undersigned to:
(A) prepare, execute, acknowledge, deliver and file all U.S. regulatory reporting
documentation (including any amendments thereto or any related documentation) with any regulatory agency, including but not limited to the United States Securities and Exchange Commission or any national securities exchanges as considered
necessary or advisable under Sections 13 and 16 of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, as amended from time to time (the Exchange Act),; and
(B) perform any and all other acts which in the discretion of such attorney-in-fact are necessary or desirable for and on behalf of the undersigned in connection with the foregoing.
The undersigned acknowledges that:
(1) this Limited Power of Attorney authorizes, but does not require, such attorney-in-fact to act in his discretion on information provided to him without independent verification of such information;
(2) any documents prepared or executed by such attorney-in-fact on behalf of the undersigned pursuant to this Limited Power of Attorney will be in such form and will contain such information and disclosure as such
attorney-in-fact, in his discretion, deems necessary or desirable;
(3) neither the Reporting Entity nor such
attorney-in-fact assumes (a) any liability for the undersigneds responsibility to comply with the requirements of the Exchange Act or (b) any liability
of the undersigned for any failure to comply with such requirements; and
(4) this Limited Power of Attorney
does not relieve the undersigned from responsibility for compliance with the undersigneds obligations under the Exchange Act, including without limitation the reporting requirements under Sections 13 and 16 of the Exchange Act.
The undersigned hereby gives and grants the foregoing
attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary or appropriate to be done in and about the
foregoing matters as fully to all intents and purposes as the undersigned might or could do if present, hereby ratifying all that such attorney-in-fact of, for and on
behalf of the undersigned, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney.
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CUSIP NO. 153527106 |
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13G |
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Page
10
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This Limited Power of Attorney shall remain in full force and effect until
revoked by the undersigned in a signed writing delivered to each such attorney-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to be executed as of this 8th day of
February, 2023.
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ALLIANZ GLOBAL INVESTORS GmbH |
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/s/ Jorge SOLIS VELASCO |
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/s/ Silke WAGNER-KAUTZ |
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Jorge SOLIS VELASCO |
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Silke WAGNER-KAUTZ |
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Registered Proxy Holder |
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Registered Proxy Holder |