TIDMBARC TIDMSHB

RNS Number : 9000B

Barclays PLC

05 October 2022

 
 FORM 8.5 (EPT/NON-RI) 
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE 
  BY AN 
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY 
  ("RI") STATUS 
 (OR WHERE RI STATUS IS NOT APPLICABLE) 
                 Rule 8.5 of the Takeover Code (the "Code") 
 1.                                                          KEY INFORMATION 
 (a)       Name of exempt principal trader:                           BARCLAYS CAPITAL 
                                                                       SECURITIES LTD 
          --------------------------------------------------------- 
 (b)       Name of offeror/offeree in relation to                     SHAFTESBURY PLC 
            whose 
                                                                     -------------------------- 
           relevant securities this form relates: 
--------  ---------------------------------------------------------  ------  ----  ------  ---- 
 (c)       Name of the party to the offer with which                  Capital & Counties 
            exempt                                                     Properties plc 
                                                                     -------------------------- 
           principal trader is connected 
--------  ---------------------------------------------------------  ------  ----  ------  ---- 
 (d)       Date position held/dealing undertaken:                     04 October 2022 
--------  ---------------------------------------------------------  -------------------------- 
 (e)       In addition to the company in 1(b) above,                         YES: 
            is the exempt principal 
           trader making disclosures in respect of                    CAPITAL & COUNTIES 
            any other party to the offer?                              PROPERTIES PLC 
--------  ---------------------------------------------------------  -------------------------- 
 2.                                                          POSITIONS OF THE EXEMPT 
                                                              PRINCIPAL TRADER 
 (a)       Interests and short positions in the relevant securities 
            of the offeror or offeree 
           to which the disclosure relates following the dealing (if 
            any) 
 Class of relevant security:               25p ordinary 
                                          -------------------------  -------------------- 
                                                  Interests             Short Positions 
                                          -------------------------  -------------------- 
                                               Number         (%)       Number       (%) 
----------------------------------------  ----------------  -------  ------------  ------ 
 (1)       Relevant securities 
            owned 
  and/or controlled:                          1,446,427      0.38%     1,070,054    0.28% 
 
 (2)       Cash-settled derivatives: 
                                               574,289       0.15%     1,364,570    0.36% 
 
 (3)       Stock-settled derivatives 
            (including options) 
  and agreements 
   to purchase/sell:                          483526.55      0.13%         0        0.00% 
 
 
  TOTAL:                                      2,504,243      0.65%     2,434,624    0.63% 
 
 (b)       Rights to subscribe for new securities (including directors 
            and other executive 
  options) 
 Class of relevant security in relation 
  to 
                                                            ------- 
 which subscription right exists 
----------------------------------------------------------  ----------------------------------- 
 Details, including nature of the rights 
                                                            ------- 
 concerned and relevant percentages: 
----------------------------------------------------------  ----------------------------------- 
 
 
 
 3.                                 DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL 
                                     TRADER 
 (a)            Purchases and sales 
-------------  ----------------------------------    --------------  -------------- 
   Class of       Purchase/sale     Total number      Highest price   Lowest price 
   relevant                               of             per unit        per unit 
   security                          securities       paid/received   paid/received 
  25p ordinary       Purchase           116,259          3.7320 GBP      3.6597 GBP 
  25p ordinary         Sale             28,344           3.7548 GBP       3.654 GBP 
                 ----------------  ----------------  --------------  -------------- 
 
 
 (b)            Cash-settled derivative transactions 
-------------  -----------------------------------------------  ----------- 
   Class of          Product        Nature of        Number      Price per 
                                      dealing           of 
   relevant        description                      reference       unit 
   security                                        securities 
-------------    --------------    -----------    ------------  ----------- 
  25p ordinary          CFD          Decreasing        247       3.7457 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing        263       3.7308 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Decreasing        409       3.7304 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          CFD          Decreasing        665       3.7275 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing         1        3.7460 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing        826       3.7504 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing       1,048      3.6732 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing       1,358      3.7548 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing       3,501      3.7150 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing       6,922      3.7463 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing       7,663      3.6540 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing      11,651      3.7276 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing      21,648      3.6550 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
  25p ordinary          SWAP         Increasing      22,860      3.6572 GBP 
                                        Short 
                 ----------------  -------------  ------------  ----------- 
 
 
 (c)             Stock-settled derivative transactions (including options) 
 (i)             Writing, selling, purchasing or varying 
     Class         Product        Writing,         Number       Exercise      Type       Expiry        Option 
      of         description     purchasing,         of          price                    date         money 
 relevant                         selling,       securities     per unit                               paid/ 
 security                          varying           to                                               received 
                                     etc            which 
                                                   option                                             per unit 
                                                  relates 
                -------------  --------------  -------------  -----------  ---------  ------------  ----------- 
 
 
 (ii)            Exercising 
 Class of relevant              Product description                 Exercising/        Number        Exercise 
                                                                 exercised against      of            price per 
   security                                                                            securities       unit 
--------------  -------------  --------------  -------------                          ------------  ----------- 
 
 
 (d)             Other dealings (including subscribing for new securities) 
     Class                         Nature                             Details             Price 
  of relevant                    of Dealings                                             per unit 
                                                                                           (if 
   security                                                                            applicable) 
--------------  -------------  --------------  -------------                          ------------  ----------- 
 
 4.                                                            OTHER INFORMATION 
 (a)             Indemnity and other dealings arrangements 
 Details of any indemnity or option arrangement, or any agreement 
  or understanding, 
 formal or informal, relating to relevant securities which may be 
  an inducement to deal 
 or refrain from dealing entered into by the exempt principal trader 
  making the disclosure and any party 
 to the offer or any person acting in concert with a party to the 
  offer: 
--------------------------------------------------------------------------------------------------------------- 
                                                      NONE 
--------------------------------------------------------------------------------------------------------------- 
 (b)             Agreements, arrangements or understandings relating to options 
                  or derivatives 
 Details of any agreement, arrangement or understanding, formal or 
  informal, between 
 the exempt principal trader making the disclosure and any other person 
  relating to: 
 (i) the voting rights of any relevant securities under any option; 
  or 
 (ii) the voting rights of future acquisition or disposal of any relevant 
  securities to which 
 any derivative is referenced: 
-------------------------------------------------------------------------  ---------  ------------  ----------- 
                                                      NONE 
--------------------------------------------------------------------------------------------------------------- 
 (c)             Attachments 
 Is a Supplemental Form 8 (Open Positions)                                           YES 
  attached? 
                                                              ------------------------------------------------- 
 Date of disclosure:                                           5 Oct 
                                                                2022 
 Contact name:                                                 Large Holdings Regulatory Operations 
 Telephone number:                                             020 3134 7213 
                                                              ----------------------  ------------  ----------- 
 
                                                                           SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 
                         DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO 
                                             PURCHASE OR SELL ETC. 
                             Note 5(i) on Rule 8 of the Takeover Code (the "Code") 
 1.                                                            KEY INFORMATION 
 Identity of the person whose positions/dealings               BARCLAYS CAPITAL SECURITIES LTD 
 are being disclosed: 
---------------------------------------------  ------------- 
 Name of offeror/offeree in relation                           SHAFTESBURY PLC 
  to whose 
                                                              ------------------------------------------------- 
 relevant securities this from relates: 
------------------------------------------------------------  -----------  ---------  ------------  ----------- 
 2.                                                            OPTIONS AND DERIVATIVES 
            Class                   Product       Writing,       Number     Exercise      Type         Expiry 
              of                  description    purchasing,       of        price                      date 
                   relevant                        selling,    securities     per 
                                                                              unit 
                   security                        varying      to which 
                                                      etc 
                                                                 option 
                                                                relates 
   ---------------------------------------------------------  -----------  ---------  ------------  ----------- 
         25p ordinary           Exchangeable        Long        483526.55        n/a       n/a         30 Mar 
                                     Bond                                                               2026 
                               --------------  -------------  -----------  ---------  ------------  ----------- 
 3.                                                            AGREEMENTS TO PURCHASE OR SELL 
                                                                ETC. 
 Full details should be given so that the nature of the interest or 
  position can be fully 
 understood: 
-----------------------------   ----------------------------  -----------  ---------  ------------  ----------- 
 
 
 
 
 
 
 

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END

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October 05, 2022 06:31 ET (10:31 GMT)

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