- Amended Statement of Ownership (SC 13G/A)
2009年6月12日 - 12:44AM
Edgar (US Regulatory)
|
UNITED
STATES
|
|
|
SECURITIES
AND EXCHANGE COMMISSION
|
|
|
Washington,
DC 20549
|
|
|
|
|
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment No. 5.)*
RIO VISTA ENERGY PARTNERS L.P.
(Name of Issuer)
(Title of Class of
Securities)
(CUSIP Number)
(Date of Event
Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
x
|
Rule 13d-1(b)
|
o
|
Rule 13d-1(c)
|
o
|
Rule 13d-1(d)
|
*The remainder of this cover page shall be filled out
for a reporting persons initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Continued on the
following page
CUSIP No. 320841109
|
|
|
1.
|
Names of Reporting Persons
I.R.S. Identification No. of Above Persons (Entities Only)
The TCW Group, Inc., on behalf of the TCW Business
Unit
|
|
|
2.
|
Check the Appropriate Box if
a Member of a Group*
|
|
|
(a)
|
o
|
|
|
(b)
|
x
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Citizenship or Place of
Organization
Nevada corporation
|
|
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5.
|
Sole Voting Power
-0-
|
|
6.
|
Shared Voting Power
400,000 (see notes to Item 4)
|
|
7.
|
Sole Dispositive Power
-0-
|
|
8.
|
Shared Dispositive Power
400,000 (see notes to Item 4)
|
|
|
9.
|
Aggregate Amount
Beneficially Owned by Each Reporting Person
400,000 (see notes to Item 4)
|
|
|
10.
|
Check Box if the Aggregate
Amount in Row (9) Excludes Certain Shares*
o
|
|
|
11.
|
Percent of Class
Represented by Amount in Row (9)
12.64% (see notes to Item 4)
|
|
|
12.
|
Type of Reporting Person*
(See Instructions)
HC/CO
|
|
|
|
|
|
|
*SEE INSTRUCTIONS BEFORE FILLING
OUT
2
Item 1(a).
|
Name of Issuer:
RIO VISTA ENERGY PARTNERS L.P.
|
Item 1(b).
|
Address of Issuers
Principal Executive Offices:
1313 E. Alton Gloor Blvd., Suite J
Brownsville, Texas 78526
|
|
|
Item 2(a).
|
Name of Persons Filing:
|
Item 2(b).
|
Address of Principal
Business Office, or if None, Residence:
|
Item 2(c).
|
Citizenship:
The TCW Group, Inc., on behalf of the TCW Business Unit
865 South Figueroa Street
Los Angeles, CA 90017
(a Nevada Corporation)
|
Item 2(d).
|
Title of Class of
Securities:
Common Units
|
Item 2(e)
.
|
CUSIP Number:
767271109
|
|
|
Item 3.
|
If This Statement Is Filed Pursuant
to §§240.13d-1(b), or 240.13d-2(b) or (c), Check Whether the Person Filing is
a:
|
|
(a)
|
o
|
Broker or dealer
registered under Section 15 of the Exchange Act (15 U.S.C. 78o).
|
|
(b)
|
o
|
Bank as defined in Section
3(a)(6) of the Act (15 U.S.C. 78c).
|
|
(c)
|
o
|
Insurance company as
defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).
|
|
(d)
|
o
|
Investment company
registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C.
80a-8).
|
|
(e)
|
o
|
An investment adviser in
accordance with §240.13d-1(b)(1)(ii)(E).
|
|
(f)
|
o
|
An employee benefit plan
or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
|
|
(g)
|
x
|
A parent holding company
or control person in accordance with §240.13d-1(b)(1)(ii)(G).
|
|
|
|
(
see
Item 7)
The TCW Group, Inc., on
behalf of the TCW Business Unit
|
|
(h)
|
o
|
A savings association as
defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813);
|
|
(i)
|
o
|
A church plan that is
excluded from the definition of an investment company under Section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
(j)
|
o
|
Group, in accordance with
§240.13d-1(b)(1)(ii)(J).
|
|
|
|
|
|
3
Item 4.
|
Ownership **
|
|
The TCW Group, Inc., on
behalf of the Business Unit ***
|
|
(a)
|
Amount beneficially owned:
400,000 ****
|
|
(b)
|
Percent of class:
12.64% ****
|
|
(c)
|
Number of shares as to
which such person has:
|
|
|
(i)
|
Sole power to vote or to
direct the vote:
none.
|
|
|
(ii)
|
Shared power to vote or to
direct the vote:
400,000 ****
|
|
|
(iii)
|
Sole power to dispose or
to direct the disposition of:
none.
|
|
|
(iv)
|
Shared power to dispose or
to direct the disposition of:
400,000 ****
|
|
Item 5.
|
Ownership of Five Percent or Less
of a Class.
|
|
If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of securities, check
the following. N/A
|
|
Item 6.
|
Ownership of More than Five Percent
on Behalf of Another Person.
|
|
Not Applicable
|
|
Item 7.
|
Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on by the Parent
Holding Company.
|
|
See
Exhibit A.
|
|
Item 8.
|
Identification and Classification
of Members of the Group.
|
|
Not applicable.
See
Exhibit A.
|
|
Item 9.
|
Notice of Dissolution of Group.
|
|
Not applicable.
|
**
The filing of
this Schedule 13G shall not be construed as an admission that the reporting
person or any of its affiliates is, for the purposes of Section 13(d) or 13(g)
of the Securities Exchange Act of 1934, the beneficial owner of any securities
covered by this Schedule 13G. In addition, the filing of this Schedule 13G
shall not be construed as an admission that the reporting person or any of its
affiliates is the beneficial owner of any securities covered by this Schedule
13G for any other purposes than Section 13(d) of the Securities Exchange Act of
1934.
***
See Exhibit A
****
Represents
Units of the Issuer which were required pursuant to the exercise of a warrant
on May 27, 2009. All remaining warrants were cancelled.
4
Item 10.
|
Certification.
|
|
Because this statement is
filed pursuant to Rule 13d-1(b), the following certification is included:
By signing below I certify
that, to the best of my knowledge and belief, the securities referred to
above were acquired in the ordinary course of business and were not acquired
and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having
that purpose or effect.
|
SIGNATURE
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in this
statement is true, complete and correct.
Dated this 10th day of June, 2009.
|
The TCW Group, Inc., on
behalf of the
TCW Business Unit
|
|
|
|
|
By:
|
/s/ Linda D. Barker
|
|
|
Linda D. Barker
|
|
|
Authorized Signatory
|
5
EXHIBIT A
RELEVANT SUBSIDIARIES OF PARENT HOLDING COMPANY
PART A: TCW Entities
Parent
Holding Company
:
The
TCW Group, Inc.
Relevant
Subsidiaries that are persons described in Rule 13d-1(b)
:
(i)
|
Trust
Company of the West, a California corporation and a bank as defined in Section 3(a)(6) of
the Securities Exchange Act of 1934.
|
|
|
(ii)
|
TCW
Asset Management Company, a California corporation and an Investment Adviser
registered under Section 203 of the Investment Advisers Act of 1940.
|
|
|
(iii)
|
TCW
Investment Management Company, a California corporation and an Investment
Adviser registered under Section 203 of the Investment Advisers Act of
1940.
|
This
Schedule 13G is being filed by the TCW Group, Inc., a Nevada corporation
(TCW), on behalf of itself and its direct and indirect subsidiaries, which
collectively constitute The TCW Group, Inc. business unit (the TCW
Business Unit or the Reporting Person).
The TCW Business Unit is primarily engaged in the provision of
investment management services. As of July 6,
2001, the ultimate parent company of TCW is Société Générale, S.A., a corporation
formed under the laws of France (SG).
The principal business of SG is acting as a holding company for a global
financial services group, which includes certain distinct specialized business
units that are independently operated, including the TCW Business Unit.
SG,
for purpose of the federal securities laws, may be deemed ultimately to control
TCW and the TCW Business Unit. SG, its
executive officers and directors, and its direct and indirect subsidiaries
(including all business units except the TCW Business Unit), may beneficially
own shares of the securities of the issuer to which this schedule relates (the
Common Units) and such Common Units are not reported in this statement. In accordance with Securities and Exchange
Commission (SEC) Release No. 34-39538 (January 12, 1998), and due
to the separate management and independent operation of its business units, SG
disclaims beneficial ownership of Common Units beneficially owned by the
Reporting Person. The Reporting Person
disclaims beneficial ownership of Common Units beneficially owned by SG and any
of SGs other business units.
6
Rio Vista Energy Partners (NASDAQ:RVEP)
過去 株価チャート
から 8 2024 まで 9 2024
Rio Vista Energy Partners (NASDAQ:RVEP)
過去 株価チャート
から 9 2023 まで 9 2024