Form 8-K - Current report
2024年4月26日 - 5:00AM
Edgar (US Regulatory)
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0001883984
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2024-04-25
2024-04-25
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): April
25, 2024
ALTERNUS CLEAN ENERGY, INC.
(Exact name of registrant as specified in its charter)
Delaware |
|
001-41306 |
|
87-1431377 |
(State or other jurisdiction
of Incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification Number) |
360 Kingsley Park Drive, Suite 250
Fort Mill, South Carolina |
|
29715 |
(Address of registrant’s principal executive office) |
|
(Zip code) |
(803) 280-1468
(Registrant’s telephone number, including area
code)
N/A
(Former name or former address, if changed since last
report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of
the Act:
Title of each class |
|
Trading
symbol(s) |
|
Name of each exchange on which
registered |
Common Stock, par value $0.0001 per share |
|
ALCE |
|
The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an
emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers. |
Resignation of Chief Financial Officer
On April 25, 2024 Joseph
E. Duey, the Company’s Chief Financial Officer, resigned, effective as of April 30, 2024. Mr. Duey will be available to the Company
as a part time consultant until May 31, 2024 to provide transitional services and otherwise assist as needed.
Mr. Duey has advised the Company that his decision
to step down from the role of Chief Financial Officer was not based on any disagreement with the Company on any matter relating to
its operations, policies or practices. Mr. Duey is pursuing outside interests not in the renewable energy industry.
Vincent Browne, the Company’s
Chief Executive Officer, will act as interim Chief Financial Officer. The Company will be seeking a suitable replacement in due course.
| Item 7.01. | Regulation FD Disclosure. |
On April 25, 2024, Alternus Energy
Group plc (OSE: ALT), a majority stockholder of the Company, disclosed in a Euronext notice Mr. Duey’s resignation. A copy of such
notice is attached hereto as Exhibit 99.1 and incorporated herein by reference.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: April 25, 2024 |
ALTERNUS CLEAN ENERGY, INC. |
|
|
|
|
By: |
/s/ Vincent Browne |
|
Name: |
Vincent Browne |
|
Title: |
Chief Executive Officer and Chairman of the Board of Directors |
Exhibit 99.1
CHANGES TO ITS EXECUTIVE OFFICERS
Dublin, 25 April 2024
Alternus Energy Group Plc (OSE: ALT) (“AEG”)
today announces the resignation of Joseph E. Duey from his position as Chief Financial Officer of AEG and as Chief Financial Officer of
its majority owned subsidiary, Alternus Clean Energy, Inc. (NASDAQ: ALCE) (“ALCE”), to be effective as of April 30, 2024.
ALCE will be filing a Current Report on Form 8-K with the US Securities and Exchange Commission available at www.sec.gov .
Mr. Duey has advised the Company that his decision
to step down from the role of Chief Financial Officer was not based on any disagreement with the Company on any matter relating
to its operations, policies or practices and that he is pursuing outside interests not in the renewable energy industry. Mr. Duey will
be available to the Company as a part time consultant until May 31, 2024 to provide transitional services and otherwise assist as needed.
The Company expresses its sincere
appreciation to Mr. Duey for his service and dedication to the Company during his time as CFO of AEG and CFO of ALCE.
With Mr. Duey's departure, both AEG
and ALCE will continue its business operations as usual, and Vincent Browne, AEG and ALCE’s current CEO and Chairman of the Board
will be appointed as interim CFO.
DISCLOSURE REGULATION This information
is subject to the disclosure requirements pursuant to section 5-12 of the Norwegian Securities Trading Act.
ENDS
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Apr. 25, 2024 |
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Entity File Number |
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Entity Registrant Name |
ALTERNUS CLEAN ENERGY, INC.
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Entity Central Index Key |
0001883984
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Entity Tax Identification Number |
87-1431377
|
Entity Incorporation, State or Country Code |
DE
|
Entity Address, Address Line One |
360 Kingsley Park Drive
|
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Suite 250
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Entity Address, City or Town |
Fort Mill
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Entity Address, State or Province |
SC
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